InsiderStreet Equity Research

Produced by InsiderStreet.ai from live production data. It is not investment advice, not an offer or solicitation to buy or sell any security, and not a recommendation for any investor. Do not rely on it for any investment decision.

Last Close

$500.80

2026-10-16

Market Cap

$44.2B

Volume

0.6M

52-Wk High

$572.56

52-Wk Low

$422.37

Trailing PE

11.9

P/S

2.23

Gross Margin

50.2%

Net Margin

19.9%

ROE

62%

ROIC

2%

Piotroski

6/9

Altman Z

0.7

1-Yr Return

+7.4%

5-Yr Return

+342.0%

Ameriprise Financial, Inc. is a holding company, which engages in providing financial planning, asset management, and insurance services to individuals, businesses, and institutions. It operates through the following business segments: Advice & Wealth Management, Asset Management, Retirement & Protection Solutions, and Corporate & Other. The Advice & Wealth Management segment consists of financial planning and advice, as well as full-service brokerage services for retail clients through financial advisors. The Asset Management segment offers investment management, advice, and products to retail, high net worth, and institutional clients through Columbia Threadneedle. The Retirement & Protection Solutions segment refers to RiverSource solutions, which includes clients annuities, life insurance, and disability income insurance products. The Corporate & Other segment handles closed blocks of business and net investment income or loss on corporate level assets, including excess capital held in subsidiaries. The company was founded by John Tappan in 1894 and is headquartered in Minneapolis, MN.

SectorFinancial ServicesIndustryAsset ManagementExchangeNYSEMarket Cap$44.2BEmployees13,600 (SEC-filed)CEOJames Michael CracchioloIPO2005-09-15CountryUS

1099 Ameriprise Financial Center, Minneapolis, MN 55474 · Tel 612 671 2052 · ameriprise.com

INSIDERSTREET SCORE48 / 100Street mean $552.75 (4 analysts, last qtr) — their number, not ours

INSIDER CONSENSUS SIGNALROUTINE SELLING — LOW SIGNAL$30M sold / 6 mo, zero open-market buys

1 Year vs S&P 500 · AMP +7.4% · S&P 500 +15.9% · spread -8.5pp

7 Years vs S&P 500 · AMP +342.0% · S&P 500 +189.9% · spread +152.2pp

Both charts indexed to 100 at the start of their window and drawn on a single shared scale, so the gap to the benchmark is the gap you see. Adjusted closes throughout.

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INSIDERSTREET
SCORE48of 100

Score Breakdown

Profitability	71/100
Growth	68/100
Momentum	71/100
Quality	64/100
Earnings Quality	59/100
Balance Sheet	59/100
Value	76/100
Risk (safety)	15/100
Overall	47.7/100

Each component is a diagnostic reading on its own 0-100 scale. The overall score is computed separately from the underlying financials and is not the average of the rows above — components are not equally weighted and three of them (Momentum, Value, Risk) are derived partly from price rather than from the business.

Peer Comparison — IS Score

Symbol	IS Score
STT	17
ARES	45
NTRS	33
RJF	51
APO	54
BAM	50
AMP	48

IS Score Trend — quarterly

14 quarters, 23 Q1 to 26 Q2. Peak 69 in 24 Q4, latest 48 — -21 since. Fell in 2 of the last 4 quarters. Dashed line marks 40 on the 0-100 scale.

BUSINESS QUALITY48 / 100IS Score 47.7 / 100 · -20.8 from peak of 69

Fundamental factor model, quarterly. Measures how the business is doing - not where the price is going.

PRICE STRUCTURENEUTRALTechnical Score 54 / 100 · Power +7 · 13 of 22 indicator votes bullish

Vote share across trend, momentum, volume, volatility and pattern families. Describes where the price is, not where it is going.

These two disagree — business quality 48, price structure 54 out of 100, so the price reads better than the business does. We publish the disagreement rather than resolving it: they answer different questions, and the gap between them is information, not an error.

Trigger	Where it stands now	What it would mean
IS Score reaches 55 and holds two consecutive quarters	now 47.7	would move us up one band
IS Score stops falling - one quarter higher than the prior	last four: 61 → 44 → 43 → 48	the direction matters more than the level
Technical vote share back above 50%	now 73%	price structure no longer broken
Institutional holder count rises two quarters running	peak 1,414 → now 1,390	fewer institutions willing to hold is our clearest warning

We publish these so the view can be shown to be wrong. If none of them move and our reading does, we owe you an explanation.

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

This page is InsiderStreet's own reading, produced from the data in the rest of this document. It is not a price target and not investment advice. Analyst consensus and street price targets appear later under their own heading and are the street's numbers, not ours.

Site Convergence Score2 of 4top 13% of 29,420 symbols

Sources Aligned— of 3independent disclosures

Congress (180d)0 buysnone disclosed

Insider Buys (180d)0none disclosed

ETF Funds (30d)1019 up / 989 downnet +30 funds

Institutions Added (13F)9managers opening or increasing

Congressional and insider figures are disclosed purchases in the trailing 180 days; ETF figures are COUNTS OF FUNDS whose holding changed in 30 days, not dollars. Coincidence of separate disclosures, not coordination. An absent source means nothing qualifying was disclosed in its window.

Institutions holding — 12 quarters

Peak 1,414 · latest 1,390 (-24 from peak).

Quarter	Holders	13F shares	Value	Reported own%
2026 Q2	1,390	79.3M	$35.5B	86.3%
2026 Q1	1,381	78.5M	$34.5B	85.5%
2025 Q4	1,414	79.9M	$38.4B	87.0%
2025 Q3	1,350	79.5M	$38.6B	86.6%
2025 Q2	1,358	80.8M	$42.6B	88.0%
2025 Q1	1,361	83.4M	$39.9B	90.8%
2024 Q4	1,384	83.0M	$43.6B	90.4%
2024 Q3	1,257	82.7M	$38.3B	90.1%
2024 Q2	1,243	83.7M	$35.5B	91.2%
2024 Q1	1,238	84.0M	$36.5B	91.5%
2023 Q4	1,157	84.3M	$31.9B	91.9%
2023 Q3	1,078	84.9M	$27.9B	92.5%

How to read ownership above 100%. A 13F reports the positions a manager has investment discretion over, and where two or more managers share discretion over the same block, each one reports it. Summed across filers, the total can therefore exceed the shares actually outstanding without anything being wrong. We publish the figure as filed rather than netting it down, and flag separately any quarter where the arithmetic is not merely high but impossible.

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Insider	Role	Date	Type	Shares	Value	Post-Txn Owned
Melloh Heather J.	EVP AND GENERAL COUNSEL	2026-08-10	EXERCISE	722	$0.14M	4,406
Melloh Heather J.	EVP AND GENERAL COUNSEL	2026-08-10	TAX W/H	469	$0.26M	3,937
Melloh Heather J.	EVP AND GENERAL COUNSEL	2026-08-10	EXERCISE	722	$0.14M	0
Brockman Dawn M.	SVP AND CONTROLLER	2026-08-10	SELL	472	$0.26M	713
Mcgraw Deirdre Davey	EVP Mktg, Strat. & Comms.	2026-08-06	EXERCISE	1,000	$0.17M	5,964
Mcgraw Deirdre Davey	EVP Mktg, Strat. & Comms.	2026-08-06	EXERCISE	1,000	$0.20M	6,964
Mcgraw Deirdre Davey	EVP Mktg, Strat. & Comms.	2026-08-06	EXERCISE	1,000	$0.30M	7,964
Mcgraw Deirdre Davey	EVP Mktg, Strat. & Comms.	2026-08-06	TAX W/H	2,191	$1.22M	5,773

6-mo decomposition (Form 4)	Txns	Shares	Value	Signal weight
S — Open-market sales	13	55,463	$29.7M	Counted
M — Exercises (paired A/D)	14	108,247	$18.6M	None — mechanics
F — Tax withholding	11	71,391	$38.9M	None — compensation
P — Open-market purchases	0	0	$0	Counted — none occurred

Monthly Net Insider Flow (000 shares)

Net of acquisitions minus dispositions, all Form 4 types.

Signal Summary

SignalRoutine Selling — Low Signal

Open-Market Sells$29.7M13 txns / 6 mo

Open-Market Buys$0.0M0 txns / 6 mo

ClusterNone active3+ insiders / 21 days

Filed	Filer	Shares registered	Est. proceeds
2026-08-10	Dawn M. Brockman	472	$0.3M
2026-08-06	Deirdre Mcgraw	2,400	$1.3M
2026-07-28	James M. Cracchiolo	18,020	$9.8M
2026-07-28	Walter Stanley Berman	11,012	$6.0M
Trailing 12 mo	14 filings	123,934	$67M

Filed	Form	Reporting person	% of class	Shares
2026-05-12	SCHEDULE 13G	STATE STREET CORPORATION	5.10%	4.6M sh
2026-04-28	SCHEDULE 13G	Vanguard Portfolio Management	5.81%	5.3M sh
2026-03-26	SCHEDULE 13G/A	The Vanguard Group	—	exit/reporting change
2025-11-04	SCHEDULE 13G/A	JPMORGAN CHASE & CO.	4.10%	3.9M sh

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Member	Chamber	Trade	Size band	Traded	Disclosed
Richard W. Allen	House	SELL	$50,001 - $100,000	2026-04-15	2026-06-08
Rick Allen	House	SELL	$50,001 - $100,000	2026-04-15	2026-06-08
Rick W. Allen	House	SELL	$50,001 - $100,000	2026-04-14	2026-06-08

House 12-Mo5 trades0 purchases

Senate 12-Mo0 tradesNone purchases

CoverageSTOCK Act filings30-45 day disclosure lag

13F Filers (last complete Q)1,381

13F Shares78M85.5% of shares out

New / Closed123 / 131positions, QoQ

Increased / Reduced478 / 503positions, QoQ

Put/Call (13F)0.85option positions

Free Float99.6%88M sh

2.8 · Largest Reporting 13F Managers

Manager	Shares	Value
Assenagon Asset Management S.A.	170,131	$84M
Atwood & Palmer Inc	76,665	$38M
Massmutual Private Wealth & Trust,	66,195	$33M
Wedge Capital Management L L P/Nc	62,779	$31M
Ferguson Wellman Capital Managemen	40,072	$20M
Wealth Enhancement Advisory Servic	36,813	$15M

EDGAR 13F holdings as of 2026-09-30; filer values normalized to dollars.

2.9 · Top ETF & Fund Ownership

Fund	Weight	Position
VITSX	0.1%	$1.4B
VSMPX	0.1%	$1.4B
VTI	0.1%	$1.4B
VTSAX	0.1%	$1.4B
VFFSX	0.1%	$1.1B
VFIAX	0.1%	$1.1B

13F Filers Holding AMP — quarterly

Institutional Put/Call — quarterly

Daily short-sale volume as % of volume reported in FINRA's short-sale file — a flow measure, not short interest; dashed = 50-day average.

Latest Session48.4%2026-10-15

20-Day Avg60.3%50-day 59.1%

TrendRising20d vs 50d

By Market CenterQ: 48% · N: 54% · B: 49%latest session

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Weekly Notional ($B)

Where AMP Trades in the Dark

ATS Venue (4-wk)	Shares	Avg trade
Incr Intelligent Cross Llc	1.0M	23 sh
Ubsa Ubs Ats	0.8M	27 sh
Sgmt Sigma X2	0.5M	19 sh
Mlix Instinct X	0.4M	32 sh
Mstx Ms Trajectory Cross (Ats-1)	0.4M	14 sh
Ebxl Level Ats	0.4M	12 sh

Where a dollar of Ameriprise Financial, Inc. revenue goes. All values FY2025 filings, live.

AMP (live moat model)Peer median: STT · ARES · NTRS · RJF · APO

Component scores from the live moat model. Peer median illustrative.

Moat score 41/100 — Weak; primary source Cost Advantage.

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3.8 · Employees (SEC filings)

Officer	Title
James Cracchiolo	Chairman & Chief Executive Officer
Walter S. Berman	Executive Vice President, Chief Financial Officer & Chief Risk Officer
William F. Truscott	CEO of Columbia Threadneedle, Interim Global Chief Investment Officer & CEO of Global Asset Mgmt
Dawn Brockman	Senior VP, Corporate Controller & Principal Accounting Officer

Revenue ($B)

EPS ($) — GAAP diluted actual, street-basis estimate

Actual bars are GAAP diluted EPS from the filed income statement; the lighter forward bars are street-basis consensus. The two are different measures and are not comparable quarter to quarter.

Quarterly EPS — Actual vs. Consensus

Beats (>2%)4 of 6recent quarters

Avg Surprise+4.1%

Next Report2026-10-29

Income Quality2.08OCF ÷ net income

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Beat Rate—%0 of 0 quarters

Current Streak0longest 0

Avg EPS Surprise—%median —%

Surprise Trend—last 4 vs prior 4

Period	EPS est.	EPS actual	EPS surprise	Rev est. ($M)	Rev actual ($M)	Rev surprise

Announcement dates to . Consensus as it stood at each report. Revenue surprise shown where both estimate and actual are filed. A beat record is history, not a forecast.

Profit Margins (%)

Revenue by Segment — Stacked

Live segmentation data.

YoY Growth Heatmap — Income Lines

YoY growth	FY21	FY22	FY23	FY24	FY25
Revenue	+12.0%	+7.1%	+12.3%	+11.4%	+5.5%
Gross profit	+42.0%	+7.8%	+5.8%	+10.0%	-8.0%
Operating income	+79.8%	+7.8%	+7.3%	+15.1%	-25.2%
Net income	+122.8%	-7.8%	-18.8%	+33.1%	+4.8%

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$B · FY ends	FY21	FY22	FY23	FY24	FY25
Revenue	13.4	14.3	16.1	17.9	18.9
Cost of revenue	5.1	5.4	6.7	7.6	9.4
Gross profit	8.3	8.9	9.4	10.4	9.5
R&D expense	0.0	0.0	0.0	0.0	0.0
SG&A expense	3.4	3.7	3.8	3.9	0.0
Operating income	4.9	5.2	5.6	6.5	4.8
EBITDA	5.0	5.3	4.4	4.6	5.0
D&A	0.1	0.1	-1.2	-1.9	0.2
Pretax income	4.2	3.9	3.2	4.3	4.5
Income tax	0.8	0.8	0.7	0.9	0.9
Net income	3.4	3.1	2.6	3.4	3.6
Diluted EPS ($)	28.48	27.70	23.71	33.05	36.36
Diluted shares (M)	120	114	108	103	96

Operating CF$3B

CapEx$0B

Free cash flow$3B

SBC$0B

Buybacks$2B

Net cash change$0B

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Balance Sheet — Full

$B	FY22	FY23	FY24	FY25
Cash & equivalents	7.1	7.6	8.5	10.1
ST investments	40.8	51.6	52.2	0.0
Receivables (net)	15.6	15.1	14.5	15.0
Total current assets	63.5	74.2	75.2	25.1
PP&E (net)	0.0	0.0	0.0	0.0
Goodwill + intangibles	0.0	0.0	2.6	2.6
Total assets	158.9	175.2	181.4	190.9
Accounts payable	0.0	0.0	2.7	0.0
Short-term debt	1.5	0.8	0.7	0.2
Deferred revenue	0.0	0.0	0.0	0.0
Total current liabilities	1.5	0.8	0.7	3.2
Long-term debt	3.9	5.0	4.8	5.7
Total liabilities	155.0	170.5	176.2	184.4
Shareholders' equity	3.8	4.7	5.2	6.5

Cash Flow Statement — Full

$B	FY22	FY23	FY24	FY25
Net income	2.6	2.6	3.4	2.6
D&A	(0.0)	(0.2)	(0.2)	(0.1)
Stock-based compensation	0.2	0.2	0.2	0.2
Working capital change	1.6	2.0	3.0	0.0
Operating cash flow	4.4	4.7	6.6	2.9
Capital expenditures	(0.2)	(0.2)	(0.2)	0.0
Investing cash flow	(13.6)	(9.3)	(0.6)	(0.7)
Buybacks	(2.0)	(2.1)	(2.4)	(2.1)
Dividends paid	(0.5)	(0.6)	(0.6)	(3.0)
Debt issuance / (repay)	0.3	0.3	(0.3)	0.0
Financing cash flow	8.4	4.4	(5.2)	(2.1)
Free cash flow	4.2	4.5	6.4	2.9

Balance Sheet Structure ($B)

Cash Generation vs Capex ($B)

Left: what the balance sheet is made of — the gap between the assets bar and the liabilities bar is book equity. Right: whether the capex bar is covered by the operating-cash bar; where it is not, the difference was funded externally and free cash flow goes negative.

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Ratio	FY21	FY22	FY23	FY24	FY25	TTM
PROFITABILITY
ROE	46.7%	64.6%	59.9%	68.3%	60.5%	62%
ROA	1.6%	1.9%	1.5%	1.9%	1.9%	2.0%
ROIC	-12.2%	-10.8%	-9.1%	-10.3%	197.8%	2.2%
Gross margin	61.7%	62.1%	58.5%	57.8%	50.4%	50.2%
Operating margin	36.3%	36.5%	34.9%	36.0%	25.5%	27.1%
Net margin	25.5%	22.0%	15.9%	19.0%	18.8%	19.9%
EBITDA margin	37.0%	37.2%	27.4%	25.6%	26.7%	27.8%
FCF margin	23.8%	29.5%	28.0%	35.8%	15.3%	—
VALUATION
P/E	12.11	10.56	15.30	15.64	13.25	11.9
P/B	5.63	8.74	8.27	10.18	7.21	7.2
P/S	2.49	2.32	2.43	2.97	2.50	2.23
P/FCF	10.43	7.87	8.69	8.29	16.32	5.5
EV/EBITDA	-0.16	-1.75	—	—	16.34	7.4
EV/Revenue	-0.05	-0.65	-0.89	-0.11	2.27	2.0
Earnings yield	8.3%	9.5%	6.5%	6.4%	7.5%	8.59%
FCF yield	9.6%	12.7%	11.5%	12.1%	6.1%	18.23%

Ratio	FY21	FY22	FY23	FY24	FY25	TTM
LEVERAGE & SOLVENCY
Current ratio	277.60	42.32	98.84	107.24	7.87	8.48
Quick ratio	277.60	42.32	98.84	107.24	7.87	8.48
Debt / equity	0.87	1.42	1.22	1.05	0.90	1.03
Debt / assets	3.0%	3.4%	3.3%	3.0%	3.1%	3.3%
Net debt / EBITDA	-7.86	-8.03	—	—	-1.61	-0.68
Interest coverage	21.91	26.42	17.32	19.63	17.70	—

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Ratio	FY21	FY22	FY23	FY24	FY25	TTM
EFFICIENCY
Asset turnover	0.08	0.09	0.10	0.10	0.10	0.10
Receivables turnover	1.12	0.90	1.05	1.21	1.28	1.2
DSO (days)	326	405	348	301	284	294
DPO (days)	0	0	0	65	57	107
Cash conversion cycle	326	405	348	236	227	187
GROWTH (YoY)
Revenue growth	8.1%	6.6%	12.3%	11.4%	5.4%	—
Net income growth	79.9%	14.1%	-18.8%	33.1%	4.8%	—
EPS growth	87.0%	20.4%	-14.5%	39.0%	10.1%	—
FCF growth	-28.4%	31.8%	6.5%	42.6%	-54.9%	—
PER SHARE ($)
EPS (diluted, TTM)	23.47	28.27	24.18	33.61	37.00	43.01
Book value / share	50.52	34.14	44.74	51.66	68.01	69.35
Revenue / share	114.31	128.67	152.28	177.13	196.19	215.92
FCF / share	27.25	37.93	42.58	63.43	30.04	87.84
Cash / share	334.17	430.05	559.38	599.56	104.91	111.63
SHAREHOLDER RETURN & SCORES
Buyback yield	6.1%	6.0%	5.4%	4.6%	4.5%	5.79%
Altman Z-Score	0.79	0.97	1.01	1.08	0.69	0.7
Piotroski F-Score	9	7	7	9	5	6/9
Beneish M-Score	-1.78	-2.67	-2.49	-2.61	-2.00	-1.91

Model	Score	Zone	Note
Piotroski F-Score	6 / 9	Middling
Altman Z-Score	0.7	Distress (<1.81)	Distress
Income quality	2.08	Cash-backed	OCF ÷ net income
Beneish M-Score	-1.91	Elevated	vs −2.22 threshold

DuPont Decomposition (TTM)	Value
Tax burden	0.78
Interest burden	0.94
Operating margin	27.1%
Asset turnover	0.10×
Financial leverage	30.75×
= ROE	63%

Growth Quality (live)	Value
Revenue stability	0.99
Earnings stability	0.65
Earnings persistence	0.91
Revenue CAGR 3y	9.6%
EPS CAGR 3y	15.2%
FCF CAGR 3y	-11.4%

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Buyback Yield5.79%

Dividend Yield1.32%

Total Shareholder Return12.90%cash yield

SBC / Revenue1.0%dilution pressure

Company	Mkt cap	P/E	ROE	Net margin	Rev growth	Piotroski	1-yr ret
STT	$45.5B	13.3	12%	18.0%	+2.2%	6/9	+46.7%
ARES	$36.9B	49.0	15%	10.5%	+45.4%	6/9	-20.0%
NTRS	$30.3B	14.1	17%	18.8%	+3.1%	8/9	+33.7%
RJF	$30.1B	13.4	18%	13.6%	+9.1%	7/9	-0.7%
APO	$65.4B	24.0	14%	12.1%	+34.6%	6/9	—
BAM	$72.4B	26.3	10%	52.9%	+26.5%	4/9	—
KKR	$77.4B	25.7	11%	12.4%	+30.7%	8/9	—
BN	$81.7B	65.2	3%	1.8%	+2.2%	6/9	—

1-yr returns computed from adjusted price history; peers without a tracked series show —.

Buy

22 Analysts

Str Sell (0)Sell (1)Hold (10)Buy (10)Str Buy (1)

Mean Target (qtr)$552.754 targets

Target vs. Price+10.4%last-quarter mean

Next Report2026-10-29street $11.77

Consensus estimates	Revenue mean	High / Low	EPS mean	High / Low	# EPS est.
FY2026	$20.03B	$20.17B / $19.92B	$46.45	$46.75 / $46.20	8
FY2027	$20.99B	$22.00B / $20.43B	$51.58	$52.39 / $50.95	8
FY2028	$22.05B	$22.37B / $21.70B	$57.31	$59.57 / $55.99	4

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Street Price Target — Trajectory

Window	Avg Target	vs. Price	# Targets
Last Month	$524.33	+4.7%	3
Last Quarter	$552.75	+10.4%	4
Last Year	$531.56	+6.1%	16
All Time	$447.15	-10.7%	39

Rolling mean of published targets vs. last close $500.80. Aggregated from StreetInsider, Benzinga, Pulse 2.0.

Third-Party Composite Rating

B+

DCF

4/5

ROE

5/5

ROA

4/5

Debt/Eq

2/5

P/E

3/5

P/B

1/5

Independent quant composite as of 2026-10-16; components scored 1–5 (5 best). Shown for contrast with the InsiderStreet Score — methodologies differ.

AMP +7.4% vs S&P 500 +15.9% — spread -8.5pp

Sector — XLF +7.2%

Peer Set — indexed to 100

All series indexed to 100 at the start of the window, adjusted closes.

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Candlesticks with SMA 20/50 overlay, Bollinger (20,2σ) band, volume, and Wilder RSI(14) — computed from live daily OHLCV.

Moving Average	Value	Distance	% Distance	Signal
SMA 20	$498.72	+2.08	+0.42%	Above
SMA 50	$533.54	-32.74	-6.14%	Below
SMA 200	$492.93	+7.87	+1.60%	Above
EMA 9	$498.79	+2.01	+0.40%	Above
EMA 21	$505.94	-5.14	-1.02%	Below
EMA 50	$517.15	-16.35	-3.16%	Below
EMA 200	$502.01	-1.21	-0.24%	Below

Series and readings from the nightly technical-indicator history — identical data to the site's ribbon chart. Supertrend segments colored by direction.

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

TECHNICAL VERDICTNEUTRALPower Score +713 of 22 indicator votes bullish

Family Scores (site weights)

Trend 30%40

Momentum 25%70

Volume 20%50

Volatility 10%67

Patterns 15%50

This Week73% bullishof 11 price-based votes

4 Weeks Ago27%+46 pts since

12 Weeks Ago100%-27 pts since

ReadImprovingweek-over-week trajectory

Price vs SMA 20$498.72

Price vs SMA 50$533.54

Price vs SMA 200$492.93

EMA 9/21 Cross498.8/505.9

SMA 50/200Golden

ADX DirectionADX 42

Supertrend$527

Parabolic SAR$478

SMA Slope-2.190

RSI42.9

Stochastic K/D68/62

StochRSI K/D92/89

Williams %R-37

CCI29

TSI vs Signal-24.4

CMO-14.2

ROC1.95%

OBV SignalAccum

Chaikin MF-0.010

MFI55

Force Index-0M

Elder Ray Bull3.57

RSI (14)30 oversold · 70 overbought

Stochastic %Kvs %D 62

Money Flowvolume-weighted RSI

ADXtrend strength · <20 weak

Williams %Rinverted scale

Level	Value	Level	Value
Pivot / R1 / R2	$497.57 / $507.75 / $512.91	S1 / S2	$492.41 / $482.23
Bollinger (20,2)	$478.43 – $519.02	Squeeze	Off
52-wk range	$422.37 – $572.56	Off 52-wk high	-12.6%
ATR (14)	$12.06 (2.4%)	Historical vol	25.3%

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

+0.7%Jan60%

-1.1%Feb55%

+0.4%Mar48%

+1.9%Apr45%

+1.7%May55%

-1.6%Jun45%

+3.5%Jul65%

+0.9%Aug65%

+1.4%Sep55%

+1.5%Oct65%

+4.9%Nov80%

+3.1%Dec65%

Sample: 20 years — treat short histories as suggestive, not statistical.

Computed from live weekly prices	AMP	S&P 500
Weekly volatility (σ, 1y)	3.76%	1.83%
Best / worst week (1y)	+9.2% / -11.1%	—
Max drawdown (5y, monthly)	-50.0%	—
1-week VaR (95%)	-8.4%	—
Beta (5y)	1.13	1.00

AMP EQUITY WEATHER (LIVE)RAINY · -29

Trend-32

Momentum+11

Volume-54

Volatility-60

Breadth-23

MARKET REGIME (2026-10-16)NEUTRAL

VIX19.99Normal

Dow TheoryConfirmed Bearish

SPY / QQQ TSI7.2 / 4.7trend strength

Sector Strength46/100breadth average

Average sentiment of 182 stories, weekly buckets, −1 to +1.

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NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Overall-28.9-11.9 vs industry

Trend-32.2-22.3 vs industry

Momentum+11.0+18.0 vs industry

Volume-53.8-53.8 vs industry

Reading	AMP	Asset Management n=10,831	Financial Services n=24,134	All US symbols n=70,435
Overall	-28.9	-17.0	-16.3	-20.5
Trend	-32.2	-9.8	-12.5	-21.3
Momentum	+11.0	-7.0	-4.4	-15.8
Volume	-53.8	+0.0	+0.0	-3.8

Trend, momentum and volume are computed per company. Volatility and breadth are market-regime values shared by every symbol in the universe, so they are reported once under Market Regime rather than compared here - a company cannot differ from its sector on a constant.

Executive	Total comp	Structure
James M. Cracchiolo Chairman and Chief Execu	$28.1M	47% equity+incentive
Walter S. Berman Executive Vice President, C	$9.5M	48% equity+incentive
William F. Truscott Chief Executive Officer,	$8.0M	50% equity+incentive
Joseph E. Sweeney President, Advice & Wealth	$6.1M	50% equity+incentive
William Davies Executive Vice President Glob	$4.4M	58% equity+incentive

Pillar (live disclosure scores)	Score
Environmental	55
Social	58
Governance	61
Composite ESG	58

Composite ESG Trend

Filed	8-K contents	Items
2026-07-23	Earnings Release; Exhibits	2.02,9.01
2026-06-09	Other Events; Exhibits	8.01,9.01
2026-05-20	Officer/Director Change; Regulation FD; Exhibits	5.02,7.01,9.01
2026-04-30	Shareholder Vote; Exhibits	5.07,9.01
2026-04-23	Earnings Release; Exhibits	2.02,9.01
2026-02-12	Departure/Election of Directors; Appointment of Officers	5.02
2026-01-29	Results of Operations and Financial Condition; Financial Statements an	2.02,9.01
2025-11-12	Departure/Election of Directors; Appointment of Officers	5.02

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Methodology. Every figure originates in InsiderStreet's production data layer and is computed deterministically by the same engines that power insiderstreet.ai. This factsheet contains no model-written text. Sections without underlying data are omitted rather than estimated.

DISCLOSURES. This document is produced by InsiderStreet.ai from live production data. It is not investment advice, not an offer or solicitation to buy or sell any security, and not a recommendation tailored to any person. Data is sourced as of the dates shown and may no longer be current. InsiderStreet.ai is not a registered investment adviser or broker-dealer. Investing involves risk, including loss of principal. Past performance does not guarantee future results. Do not make any investment decision based on this document. © 2026 InsiderStreet.ai — all rights reserved. Redistribution prohibited.

Data domain	Source	Coverage for this report
Price & volume	market_db.historical_prices	52 rows
Fundamentals	income_statements_annual	6 rows · 2020 to 2025
Reported vs consensus	fact/earnings_calendar	24 rows · 2020-10-28 to 2026-07-23
Analyst estimates	dim/forward_estimates	3 rows · 2026-12-31 to 2028-12-31
Institutional ownership (13F)	holdings_db.institutional_ownership_summary	85 rows · 2005 to 2026
Insider transactions (Form 4)	edgar/form4	12 rows · 2026-08-06 to 2026-08-10
Proposed sales (Form 144)	edgar/form144	1 record
Beneficial ownership (13D/G)	edgar/13dg	4 rows · 2025-11-04 to 2026-05-12
Short-sale volume (FINRA)	edgar/short_volume_daily	60 rows · 2026-07-23 to 2026-10-15
Dark pool (ATS, tier 1)	edgar/darkpool_weekly	12 rows · 2026-06-15 to 2026-08-31
ETF & fund holding	etf_holdings_changelog (30d)	1 record
Peer set	stock_peers_dynamic	8 rows
Industry medians	industry_medians	1 record
Congressional trades	congress_db (House + Senate)	1 record
ESG	fact/esg_disclosures	1 record

Method. Every figure in this factsheet is looked up from a named field computed in code. It contains no model-written text.

Not covered. Short interest as a percent of float and days-to-cover are not in this data set — the short-sale figures above are FINRA volume, a flow, and cannot support squeeze or covering analysis. Options positioning and intraday data are also absent. 13F ownership is filed 45 days after quarter end and congressional trades are disclosed on a lag, so both describe a past position, not a current one.

Ameriprise Financial, Inc. (AMP)

Ameriprise Financial, Inc. (AMP)

Score Breakdown

Peer Comparison — IS Score

IS Score Trend — quarterly

Ameriprise Financial, Inc. (AMP)

Institutions holding — 12 quarters

Ameriprise Financial, Inc. (AMP)

Monthly Net Insider Flow (000 shares)

Signal Summary

Ameriprise Financial, Inc. (AMP)

2.8 · Largest Reporting 13F Managers

2.9 · Top ETF & Fund Ownership

13F Filers Holding AMP — quarterly

Institutional Put/Call — quarterly

Ameriprise Financial, Inc. (AMP)

Where AMP Trades in the Dark

Ameriprise Financial, Inc. (AMP)

3.8 · Employees (SEC filings)

Ameriprise Financial, Inc. (AMP)

Ameriprise Financial, Inc. (AMP)

Ameriprise Financial, Inc. (AMP)

Balance Sheet — Full

Cash Flow Statement — Full

Ameriprise Financial, Inc. (AMP)

Ameriprise Financial, Inc. (AMP)

Ameriprise Financial, Inc. (AMP)

Ameriprise Financial, Inc. (AMP)

Street Price Target — Trajectory

Third-Party Composite Rating

Ameriprise Financial, Inc. (AMP)

Ameriprise Financial, Inc. (AMP)

Family Scores (site weights)

Ameriprise Financial, Inc. (AMP)

Ameriprise Financial, Inc. (AMP)

Ameriprise Financial, Inc. (AMP)