InsiderStreet Equity Research

Produced by InsiderStreet.ai from live production data. It is not investment advice, not an offer or solicitation to buy or sell any security, and not a recommendation for any investor. Do not rely on it for any investment decision.

Last Close

$730.76

2026-10-16

Market Cap

$335.9B

Volume

2.7M

52-Wk High

$1073.46

52-Wk Low

$510.21

Trailing PE

31.3

P/S

4.50

Gross Margin

33.9%

Net Margin

14.5%

ROE

54%

ROIC

13%

Piotroski

8/9

Altman Z

4.8

1-Yr Return

+36.3%

5-Yr Return

+619.5%

Caterpillar Inc., a global enterprise founded in 1925 and headquartered in Deerfield, Illinois (having previously operated as Caterpillar Tractor Co. until its rebranding in 1986), is a premier manufacturer and vendor of heavy construction and mining equipment, diesel and natural gas power units, and industrial gas turbines across the world. The company's extensive offerings are organized into several operational divisions: Construction Industries: This segment delivers a broad spectrum of machinery for construction projects, including asphalt pavers, versatile backhoe and skid steer loaders, various sizes of excavators (from compact to heavy-duty), compactors, road-building equipment like cold planers and motorgraders, pipelayers, site preparation tractors, telehandlers, and utility vehicles, alongside a range of wheel loaders and track-type equipment. Resource Industries: Dedicated to the mining sector, this division supplies powerful equipment such as electric rope and hydraulic shovels, draglines, rotary drills, specialized hard rock vehicles, and a diverse fleet of mining, off-highway, and articulated trucks. It also offers longwall miners, wheel dozers, fleet management systems, autonomous vehicle solutions, crucial machinery components, selected work tools, and comprehensive safety and performance solutions for mining operations. Energy & Transportation: This segment focuses on power generation and propulsion systems. It provides reciprocating engines, generator sets, integrated power solutions, industrial turbines and associated services, remanufactured engines and parts, centrifugal gas compressors, and diesel-electric locomotives with related components and services. These products serve critical sectors including marine, oil and gas, industrial applications, and electric power generation. Financial Products: This segment supports customers with a variety of financial services, such as operating and finance leases, installment sale agreements, working capital loans, and wholesale financing schemes. It also offers insurance and risk management products tailored for vehicles, power generation facilities, and marine vessels. All Other: This encompassing segment is responsible for manufacturing essential consumables and components like filters, fluids, undercarriage parts, and ground engaging tools.

SectorIndustrialsIndustryAgricultural - MachineryExchangeNYSEMarket Cap$335.9BEmployees118,000 (SEC-filed)CEOJoseph E. CreedIPO1929-12-02CountryUS

5205 N. O'Connor Boulevard Suite 100, Irving, TX 75039 · Tel 972 891 7700 · caterpillar.com

INSIDERSTREET SCORE70 / 100Street mean $971.38 (13 analysts, last qtr) — their number, not ours

INSIDER CONSENSUS SIGNALTWO-WAY FLOW$0.2M buys against $115.7M sells / 6 mo

1 Year vs S&P 500 · CAT +36.3% · S&P 500 +15.9% · spread +20.4pp

7 Years vs S&P 500 · CAT +619.5% · S&P 500 +189.9% · spread +429.7pp

Both charts indexed to 100 at the start of their window and drawn on a single shared scale, so the gap to the benchmark is the gap you see. Adjusted closes throughout.

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INSIDERSTREET
SCORE70of 100

Score Breakdown

Profitability	69/100
Growth	70/100
Momentum	90/100
Quality	73/100
Earnings Quality	69/100
Balance Sheet	47/100
Value	35/100
Risk (safety)	100/100
Overall	69.9/100

Each component is a diagnostic reading on its own 0-100 scale. The overall score is computed separately from the underlying financials and is not the average of the rows above — components are not equally weighted and three of them (Momentum, Value, Risk) are derived partly from price rather than from the business.

Peer Comparison — IS Score

Symbol	IS Score
DE	49
GE	69
RTX	62
GEV	77
UNP	67
ETN	61
CAT	70

IS Score Trend — quarterly

14 quarters, 23 Q1 to 26 Q2. Peak 74 in 23 Q3, latest 70 — -4 since. Fell in 0 of the last 4 quarters. Dashed line marks 40 on the 0-100 scale.

BUSINESS QUALITY70 / 100IS Score 69.9 / 100 · -4.0 from peak of 74

Fundamental factor model, quarterly. Measures how the business is doing - not where the price is going.

PRICE STRUCTUREBEARISHTechnical Score 19 / 100 · Power -62 · 3 of 22 indicator votes bullish

Vote share across trend, momentum, volume, volatility and pattern families. Describes where the price is, not where it is going.

These two disagree — business quality 70, price structure 19 out of 100, so the business reads better than the price does. We publish the disagreement rather than resolving it: they answer different questions, and the gap between them is information, not an error.

Trigger	Where it stands now	What it would mean
IS Score reaches 75 and holds two consecutive quarters	now 69.9	would move us up one band
IS Score stops falling - one quarter higher than the prior	last four: 53 → 54 → 62 → 70	the direction matters more than the level
Technical vote share back above 50%	now 9%	price structure no longer broken
Institutional holder count rises two quarters running	peak 4,077 → now 4,077	fewer institutions willing to hold is our clearest warning

We publish these so the view can be shown to be wrong. If none of them move and our reading does, we owe you an explanation.

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

This page is InsiderStreet's own reading, produced from the data in the rest of this document. It is not a price target and not investment advice. Analyst consensus and street price targets appear later under their own heading and are the street's numbers, not ours.

Site Convergence Score4 of 4top 0% of 29,420 symbols

Sources Aligned— of 3independent disclosures

Congress (180d)1 buys2026-09-28

Insider Buys (180d)1$0.22M

ETF Funds (30d)1570 up / 1382 downnet +188 funds

Institutions Added (13F)307managers opening or increasing

Congressional and insider figures are disclosed purchases in the trailing 180 days; ETF figures are COUNTS OF FUNDS whose holding changed in 30 days, not dollars. Coincidence of separate disclosures, not coordination. An absent source means nothing qualifying was disclosed in its window.

Institutions holding — 12 quarters

Peak 4,077 · latest 4,077 (+0 from peak).

Quarter	Holders	13F shares	Value	Reported own%
2026 Q2	4,077	334.0M	$345.1B	72.5%
2026 Q1	3,770	331.5M	$226.1B	72.0%
2025 Q4	3,543	330.0M	$183.6B	71.7%
2025 Q3	3,151	333.3M	$154.7B	72.4%
2025 Q2	3,026	330.2M	$126.5B	71.7%
2025 Q1	2,906	331.2M	$108.2B	71.9%
2024 Q4	3,009	340.2M	$122.2B	73.9%
2024 Q3	2,837	344.1M	$132.3B	74.7%
2024 Q2	2,715	344.2M	$113.4B	74.8%
2024 Q1	2,718	349.2M	$126.4B	75.8%
2023 Q4	2,586	354.0M	$103.4B	76.9%
2023 Q3	2,411	356.9M	$96.3B	77.5%

How to read ownership above 100%. A 13F reports the positions a manager has investment discretion over, and where two or more managers share discretion over the same block, each one reports it. Summed across filers, the total can therefore exceed the shares actually outstanding without anything being wrong. We publish the figure as filed rather than netting it down, and flag separately any quarter where the arithmetic is not merely high but impossible.

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Insider	Role	Date	Type	Shares	Value	Post-Txn Owned
Good Lynn J	director	2026-09-30	A-Award	30	—	30
Maclennan David	director	2026-09-30	A-Award	28	—	505
Kaiser Jason	Group President	2026-09-25	A-Award	11	—	5,449
Epley Kyle Joseph	Chief Financial Officer	2026-09-25	A-Award	11	—	5,839
Epley Kyle Joseph	Chief Financial Officer	2026-09-25	A-Award	7	—	5,846
Creed Joseph E	Chief Executive Officer	2026-09-25	A-Award	19	—	11,234
Creed Joseph E	Chief Executive Officer	2026-08-28	EXERCISE	44,403	$9.76M	78,958
Creed Joseph E	Chief Executive Officer	2026-08-28	TAX W/H	12,002	$9.76M	66,956

6-mo decomposition (Form 4)	Txns	Shares	Value	Signal weight
S — Open-market sales	40	130,674	$115.7M	Counted
P — Open-market purchases	1	250	$0.2M	Counted
M — Exercises (paired A/D)	11	166,499	$35.6M	None — mechanics
F — Tax withholding	30	48,655	$41.6M	None — compensation
G — Gifts	1	294	—	None

Monthly Net Insider Flow (000 shares)

Net of acquisitions minus dispositions, all Form 4 types.

Signal Summary

SignalTwo-Way Flow

Open-Market Sells$115.7M40 txns / 6 mo

Open-Market Buys$0.2M1 txns / 6 mo

ClusterNone active3+ insiders / 21 days

Filed	Filer	Shares registered	Est. proceeds
2026-08-28	Joseph E Creed	32,401	$26.2M
2026-05-14	Denise C Johnson	12,605	$11.4M
2026-05-13	William Schaupp	360	$0.3M
2026-05-13	Denise C Johnson	6,196	$5.6M
Trailing 12 mo	30 filings	358,268	$253M

Filed	Form	Reporting person	% of class	Shares
2026-04-29	SCHEDULE 13G	Vanguard Capital Management	7.47%	34.8M sh
2026-03-26	SCHEDULE 13G/A	The Vanguard Group	—	exit/reporting change
2026-03-05	SCHEDULE 13G/A	The Vanguard Group	10.06%	46.8M sh

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Member	Chamber	Trade	Size band	Traded	Disclosed
Lisa McClain	House	BUY	$1,001 - $15,000	2026-09-28	2026-10-12
Jared Moskowitz	House	SELL	$1,001 - $15,000	2026-03-31	2026-05-01
Jared Moskowitz	House	SELL	$1,001 - $15,000	2026-03-31	2026-05-01
John Boozman	Senate	BUY	$1,001 - $15,000	2026-01-29	2026-02-15
John Boozman	Senate	BUY	$1,001 - $15,000	2026-01-29	2026-02-14
John Boozman	Senate	BUY	$1,001 - $15,000	2026-01-29	2026-02-14

House 12-Mo16 trades5 purchases

Senate 12-Mo5 trades5 purchases

CoverageSTOCK Act filings30-45 day disclosure lag

13F Filers (last complete Q)3,770

13F Shares332M72.0% of shares out

New / Closed394 / 117positions, QoQ

Increased / Reduced1,291 / 1,549positions, QoQ

Put/Call (13F)1.14option positions

Free Float99.8%459M sh

2.8 · Largest Reporting 13F Managers

Manager	Shares	Value
Wealth Enhancement Advisory Servic	203,716	$117M
Fjarde Ap-Fonden /Fourth Swedish N	165,452	$134M
Czech National Bank	132,076	$107M
Td Waterhouse Canada Inc.	130,227	$108M
Ifm Investors Pty Ltd	107,075	$87M
Gateway Investment Advisers Llc	96,207	$78M

EDGAR 13F holdings as of 2026-09-30; filer values normalized to dollars.

2.9 · Top ETF & Fund Ownership

Fund	Weight	Position
VITSX	0.5%	$11.8B
VTSAX	0.5%	$11.8B
VTI	0.5%	$11.8B
VSMPX	0.5%	$11.8B
VFIAX	0.6%	$9.8B
VFINX	0.6%	$9.8B

13F Filers Holding CAT — quarterly

Institutional Put/Call — quarterly

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Daily short-sale volume as % of volume reported in FINRA's short-sale file — a flow measure, not short interest; dashed = 50-day average.

Latest Session40.7%2026-10-15

20-Day Avg52.7%50-day 48.1%

TrendRising20d vs 50d

By Market CenterQ: 40% · N: 48% · B: 38%latest session

Weekly Notional ($B)

Where CAT Trades in the Dark

ATS Venue (4-wk)	Shares	Avg trade
Incr Intelligent Cross Llc	2.9M	28 sh
Ubsa Ubs Ats	2.4M	32 sh
Sgmt Sigma X2	1.5M	26 sh
Mlix Instinct X	1.3M	36 sh
Ebxl Level Ats	1.2M	14 sh
Mspl Ms Pool (Ats-4)	0.9M	72 sh

Where a dollar of Caterpillar Inc. revenue goes. All values FY2025 filings, live.

Region	Revenue	Share
North America	$36.6B	54%
EMEA	$12.8B	19%
Asia Pacific	$11.2B	17%
Latin America	$7.0B	10%

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

CAT (live moat model)Peer median: DE · GE · RTX · GEV · UNP

Component scores from the live moat model. Peer median illustrative.

Moat score 67/100 — Narrow; primary source Efficient Scale.

3.8 · Employees (SEC filings)

Officer	Title
Joseph E. Creed	Chairman & CEO
Kyle J. Epley	Chief Financial Officer
Andrew R. J. Bonfield	Advisor
Denise C. Johnson	Group President of Resource Industries

Revenue ($B)

EPS ($) — GAAP diluted actual, street-basis estimate

Actual bars are GAAP diluted EPS from the filed income statement; the lighter forward bars are street-basis consensus. The two are different measures and are not comparable quarter to quarter.

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Quarterly EPS — Actual vs. Consensus

Beats (>2%)4 of 6recent quarters

Avg Surprise+10.6%

Next Report2026-10-29

Income Quality1.25OCF ÷ net income

Beat Rate—%0 of 0 quarters

Current Streak0longest 0

Avg EPS Surprise—%median —%

Surprise Trend—last 4 vs prior 4

Period	EPS est.	EPS actual	EPS surprise	Rev est. ($M)	Rev actual ($M)	Rev surprise

Announcement dates to . Consensus as it stood at each report. Revenue surprise shown where both estimate and actual are filed. A beat record is history, not a forecast.

Profit Margins (%)

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Revenue by Segment — Stacked

Live segmentation data.

YoY Growth Heatmap — Income Lines

YoY growth	FY21	FY22	FY23	FY24	FY25
Revenue	+22.1%	+16.6%	+12.8%	-3.4%	+4.3%
Gross profit	+24.2%	+16.7%	+32.8%	+0.3%	-6.3%
Operating income	+51.1%	+14.9%	+64.0%	+0.8%	-14.2%
Net income	+116.4%	+3.3%	+54.1%	+4.4%	-17.8%

$B · FY ends	FY21	FY22	FY23	FY24	FY25
Revenue	51.0	59.4	67.1	64.8	67.6
Cost of revenue	36.0	41.9	43.8	41.5	45.7
Gross profit	15.0	17.5	23.3	23.3	21.9
R&D expense	1.7	1.8	2.1	2.1	2.1
SG&A expense	5.4	5.7	6.4	6.7	7.0
Operating income	6.9	7.9	13.0	13.1	11.2
EBITDA	11.0	11.4	15.7	16.0	14.9
D&A	2.4	2.2	2.1	2.2	2.3
Pretax income	8.2	8.8	13.1	13.4	11.6
Income tax	1.7	2.1	2.8	2.6	2.8
Net income	6.5	6.7	10.3	10.8	8.9
Diluted EPS ($)	11.83	12.64	20.12	22.05	18.83
Diluted shares (M)	548	530	514	489	469

Operating CF$12B

CapEx$1B

Free cash flow$10B

SBC$0B

Buybacks$5B

Net cash change$3B

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Balance Sheet — Full

$B	FY22	FY23	FY24	FY25
Cash & equivalents	7.0	7.0	6.9	10.0
ST investments	0.0	0.0	0.0	0.0
Receivables (net)	17.9	18.8	18.8	21.6
Total current assets	43.8	46.9	45.7	52.5
PP&E (net)	12.0	12.7	13.4	15.1
Goodwill + intangibles	6.0	5.9	5.6	5.6
Total assets	81.9	87.5	87.8	98.6
Accounts payable	8.7	7.9	7.7	9.0
Short-term debt	11.3	13.4	11.1	12.6
Deferred revenue	1.9	1.9	2.3	3.3
Total current liabilities	31.5	34.7	32.3	36.6
Long-term debt	25.8	24.5	27.5	30.7
Total liabilities	66.1	68.0	68.3	77.3
Shareholders' equity	15.9	19.5	19.5	21.3

Cash Flow Statement — Full

$B	FY22	FY23	FY24	FY25
Net income	6.7	10.3	10.8	8.9
D&A	2.2	2.1	2.2	2.3
Stock-based compensation	0.0	0.0	0.0	0.2
Working capital change	(1.8)	0.2	(0.9)	(0.3)
Operating cash flow	7.8	12.9	12.0	11.7
Capital expenditures	(2.6)	(3.1)	(3.2)	(1.5)
Investing cash flow	(2.5)	(5.9)	(2.5)	(4.7)
Buybacks	(4.2)	(5.0)	(7.7)	(5.2)
Dividends paid	(2.4)	(2.6)	(2.6)	(2.7)
Debt issuance / (repay)	(0.7)	0.6	0.8	4.1
Financing cash flow	(7.3)	(6.9)	(9.6)	(3.9)
Free cash flow	5.2	9.8	8.8	10.3

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Balance Sheet Structure ($B)

Cash Generation vs Capex ($B)

Left: what the balance sheet is made of — the gap between the assets bar and the liabilities bar is book equity. Right: whether the capex bar is covered by the operating-cash bar; where it is not, the difference was funded externally and free cash flow goes negative.

Ratio	FY21	FY22	FY23	FY24	FY25	TTM
PROFITABILITY
ROE	40.8%	41.4%	58.5%	55.4%	43.5%	54%
ROA	8.1%	8.1%	12.2%	12.3%	9.5%	10.6%
ROIC	12.0%	13.2%	20.3%	20.6%	15.6%	13.3%
Gross margin	29.4%	29.5%	34.7%	36.0%	32.3%	33.9%
Operating margin	13.5%	13.3%	19.3%	20.2%	16.6%	17.5%
Net margin	12.7%	11.3%	15.4%	16.7%	13.1%	14.5%
EBITDA margin	21.7%	19.2%	23.4%	24.7%	22.0%	23.3%
FCF margin	9.3%	8.7%	14.6%	13.6%	15.2%	—
VALUATION
P/E	16.05	17.68	14.06	16.12	30.28	31.3
P/B	6.32	7.47	7.46	8.92	12.60	17.3
P/S	2.04	2.00	2.17	2.68	3.98	4.50
P/FCF	22.03	22.95	14.84	19.72	26.15	37.3
EV/EBITDA	12.01	13.01	11.22	12.81	20.33	21.5
EV/Revenue	2.60	2.50	2.63	3.17	4.47	5.0
Earnings yield	6.2%	5.7%	7.1%	6.2%	3.3%	3.22%
FCF yield	4.5%	4.4%	6.7%	5.1%	3.8%	2.68%

Ratio	FY21	FY22	FY23	FY24	FY25	TTM
LEVERAGE & SOLVENCY
Current ratio	1.46	1.39	1.35	1.42	1.44	1.37
Quick ratio	0.99	0.87	0.87	0.89	0.94	0.85
Debt / equity	2.29	2.33	1.94	1.97	2.03	2.33
Debt / assets	45.6%	45.1%	43.3%	43.8%	44.0%	44.0%
Net debt / EBITDA	2.58	2.63	1.97	1.97	2.24	2.21
Interest coverage	17.92	20.76	29.67	31.92	12.23	—

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Ratio	FY21	FY22	FY23	FY24	FY25	TTM
EFFICIENCY
Asset turnover	0.63	0.72	0.79	0.74	0.73	0.73
Receivables turnover	2.98	3.37	3.66	3.44	3.34	3.1
DSO (days)	122	108	100	106	109	117
DPO (days)	72	73	69	69	66	76
Cash conversion cycle	179	167	168	184	182	194
GROWTH (YoY)
Revenue growth	22.1%	16.6%	12.8%	-3.4%	4.3%	—
Net income growth	116.4%	3.3%	54.1%	4.4%	-17.8%	—
EPS growth	119.2%	7.6%	58.4%	8.8%	-14.7%	—
FCF growth	12.2%	9.3%	89.5%	-9.9%	16.5%	—
PER SHARE ($)
EPS (diluted, TTM)	11.96	12.87	20.38	22.17	18.92	23.53
Book value / share	30.38	30.46	38.45	40.05	45.45	42.12
Revenue / share	93.94	114.09	132.27	133.16	144.11	162.31
FCF / share	8.71	9.92	19.32	18.12	21.91	19.54
Cash / share	17.05	13.45	13.76	14.15	21.28	14.58
SHAREHOLDER RETURN & SCORES
Buyback yield	2.6%	3.6%	3.4%	4.4%	1.9%	1.48%
Altman Z-Score	2.77	3.10	3.55	3.92	4.32	4.8
Piotroski F-Score	7	8	8	7	5	8/9
Beneish M-Score	-2.39	-2.52	-2.65	-2.55	-2.34	-2.46

Model	Score	Zone	Note
Piotroski F-Score	8 / 9	Strong
Altman Z-Score	4.8	Safe (>2.99)	Safe
Income quality	1.25	Cash-backed	OCF ÷ net income
Beneish M-Score	-2.46	Non-manipulator	vs −2.22 threshold

DuPont Decomposition (TTM)	Value
Tax burden	0.78
Interest burden	0.93
Operating margin	20.1%
Asset turnover	0.77×
Financial leverage	5.07×
= ROE	57%

Growth Quality (live)	Value
Revenue stability	0.81
Earnings stability	0.81
Earnings persistence	0.94
Revenue CAGR 3y	4.9%
EPS CAGR 3y	13.0%
FCF CAGR 3y	17.6%

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Buyback Yield1.48%

Dividend Yield0.84%

Total Shareholder Return2.05%cash yield

SBC / Revenue0.3%dilution pressure

Company	Mkt cap	P/E	ROE	Net margin	Rev growth	Piotroski	1-yr ret
DE	$173.1B	35.6	18%	10.9%	+9.9%	7/9	+42.0%
GE	$325.6B	36.8	49%	17.8%	+21.8%	7/9	+5.2%
RTX	$261.4B	33.7	12%	8.7%	+11.8%	8/9	+24.0%
GEV	$245.3B	26.1	91%	6.0%	+13.0%	6/9	+53.1%
UNP	$171.7B	23.4	40%	29.0%	+4.2%	8/9	—
ETN	$152.0B	39.7	20%	9.6%	+15.5%	5/9	—
BA	$150.3B	71.2	174%	-1.8%	+24.8%	6/9	—
LMT	$127.4B	20.3	89%	9.2%	+7.2%	9/9	—

1-yr returns computed from adjusted price history; peers without a tracked series show —.

Buy

57 Analysts

Str Sell (0)Sell (4)Hold (22)Buy (31)Str Buy (0)

Mean Target (qtr)$971.3813 targets

Target vs. Price+32.9%last-quarter mean

Next Report2026-10-29street $7.04

Consensus estimates	Revenue mean	High / Low	EPS mean	High / Low	# EPS est.
FY2026	$79.95B	$80.45B / $79.72B	$27.29	$28.18 / $25.39	19
FY2027	$88.90B	$90.21B / $87.26B	$32.59	$35.60 / $30.37	19
FY2028	$98.52B	$109.40B / $91.98B	$39.27	$42.59 / $31.74	11

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Street Price Target — Trajectory

Window	Avg Target	vs. Price	# Targets
Last Month	$924.50	+26.5%	2
Last Quarter	$971.38	+32.9%	13
Last Year	$804.43	+10.1%	56
All Time	$548.57	-24.9%	115

Rolling mean of published targets vs. last close $730.76. Aggregated from StreetInsider, Benzinga, Pulse 2.0.

Third-Party Composite Rating

B

DCF

3/5

ROE

5/5

ROA

5/5

Debt/Eq

1/5

P/E

1/5

P/B

1/5

Independent quant composite as of 2026-10-16; components scored 1–5 (5 best). Shown for contrast with the InsiderStreet Score — methodologies differ.

CAT +36.3% vs S&P 500 +15.9% — spread +20.4pp

Sector — XLI +10.7%

Peer Set — indexed to 100

All series indexed to 100 at the start of the window, adjusted closes.

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Candlesticks with SMA 20/50 overlay, Bollinger (20,2σ) band, volume, and Wilder RSI(14) — computed from live daily OHLCV.

Moving Average	Value	Distance	% Distance	Signal
SMA 20	$805.11	-74.35	-9.23%	Below
SMA 50	$812.76	-82.00	-10.09%	Below
SMA 200	$804.16	-73.40	-9.13%	Below
EMA 9	$772.67	-41.91	-5.42%	Below
EMA 21	$794.20	-63.44	-7.99%	Below
EMA 50	$815.65	-84.89	-10.41%	Below
EMA 200	$777.87	-47.11	-6.06%	Below

Series and readings from the nightly technical-indicator history — identical data to the site's ribbon chart. Supertrend segments colored by direction.

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

TECHNICAL VERDICTBEARISHPower Score -623 of 22 indicator votes bullish

Family Scores (site weights)

Trend 30%11

Momentum 25%9

Volume 20%31

Volatility 10%0

Patterns 15%50

This Week9% bullishof 11 price-based votes

4 Weeks Ago73%-64 pts since

12 Weeks Ago18%-9 pts since

ReadStabilizingweek-over-week trajectory

Price vs SMA 20$805.11

Price vs SMA 50$812.76

Price vs SMA 200$804.16

EMA 9/21 Cross772.7/794.2

SMA 50/200Golden

ADX DirectionADX 18

Supertrend$811

Parabolic SAR$835

SMA Slope-3.910

RSI30.7

Stochastic K/D13/12

StochRSI K/D-0/1

Williams %R-85

CCI-192

TSI vs Signal-18.5

CMO-38.7

ROC-13.56%

OBV SignalDistrib

Chaikin MF0.030

MFI36

Force Index-33M

Elder Ray Bull-51.22

RSI (14)30 oversold · 70 overbought

Stochastic %Kvs %D 12

Money Flowvolume-weighted RSI

ADXtrend strength · <20 weak

Williams %Rinverted scale

Level	Value	Level	Value
Pivot / R1 / R2	$726.62 / $749.23 / $762.82	S1 / S2	$713.03 / $690.42
Bollinger (20,2)	$736.89 – $873.32	Squeeze	Off
52-wk range	$507.11 – $1071.47	Off 52-wk high	-31.8%
ATR (14)	$27.44 (3.8%)	Historical vol	32.8%

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

-0.2%Jan70%

+0.9%Feb60%

+2.6%Mar48%

+2.9%Apr65%

-1.3%May50%

+0.0%Jun60%

+4.0%Jul60%

-0.5%Aug45%

+1.4%Sep60%

+3.1%Oct60%

+3.7%Nov80%

+2.2%Dec65%

Sample: 20 years — treat short histories as suggestive, not statistical.

Computed from live weekly prices	CAT	S&P 500
Weekly volatility (σ, 1y)	5.26%	1.83%
Best / worst week (1y)	+12.0% / -12.0%	—
Max drawdown (5y, monthly)	-34.6%	—
1-week VaR (95%)	-9.0%	—
Beta (5y)	1.59	1.00

CAT EQUITY WEATHER (LIVE)STORMY · -51

Trend-44

Momentum-68

Volume-42

Volatility-60

Breadth-32

MARKET REGIME (2026-10-16)NEUTRAL

VIX19.99Normal

Dow TheoryConfirmed Bearish

SPY / QQQ TSI7.2 / 4.7trend strength

Sector Strength46/100breadth average

Average sentiment of 903 stories, weekly buckets, −1 to +1.

This space intentionally left blank — the next section begins on the following page

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Overall-50.7-15.1 vs industry

Trend-44.3-4.9 vs industry

Momentum-67.7-37.0 vs industry

Volume-41.5+1.5 vs industry

Reading	CAT	Agricultural - Machinery n=123	Industrials n=9,922	All US symbols n=70,435
Overall	-50.7	-35.6	-24.1	-20.5
Trend	-44.3	-39.4	-26.2	-21.3
Momentum	-67.7	-30.7	-24.5	-15.8
Volume	-41.5	-43.0	-22.6	-3.8

Trend, momentum and volume are computed per company. Volatility and breadth are market-regime values shared by every symbol in the universe, so they are reported once under Market Regime rather than compared here - a company cannot differ from its sector on a constant.

Executive	Total comp	Structure
D. JAMES UMPLEBY III Executive Chairman	$22.2M	70% equity+incentive
JOSEPH E. CREED CEO	$17.0M	71% equity+incentive
CHRISTY M. PAMBIANCHI CHRO	$10.7M	80% equity+incentive
ANDREW R. J. BONFIELD CFO	$7.4M	67% equity+incentive
DENISE C. JOHNSON Group President	$6.2M	64% equity+incentive

Pillar (live disclosure scores)	Score
Environmental	61
Social	52
Governance	64
Composite ESG	59

Composite ESG Trend

Filed	8-K contents	Items
2026-10-15	Officer/Director Change; Other Events; Exhibits	5.02,8.01,9.01
2026-09-01	Material Agreement; Financial Obligation; Exhibits	1.01,2.03,9.01
2026-08-04	Earnings Release; Regulation FD; Exhibits	2.02,7.01,9.01
2026-06-11	Shareholder Vote; Regulation FD; Exhibits	5.07,7.01,9.01
2026-04-30	Earnings Release; Regulation FD; Exhibits	2.02,7.01,9.01
2026-04-13	Other Events; Exhibits	8.01,9.01
2026-04-10	Officer/Director Change; Exhibits	5.02,9.01
2026-03-26	Other Events	8.01

NOT INVESTMENT ADVICE — FOR INFORMATIONAL PURPOSES ONLY

Methodology. Every figure originates in InsiderStreet's production data layer and is computed deterministically by the same engines that power insiderstreet.ai. This factsheet contains no model-written text. Sections without underlying data are omitted rather than estimated.

DISCLOSURES. This document is produced by InsiderStreet.ai from live production data. It is not investment advice, not an offer or solicitation to buy or sell any security, and not a recommendation tailored to any person. Data is sourced as of the dates shown and may no longer be current. InsiderStreet.ai is not a registered investment adviser or broker-dealer. Investing involves risk, including loss of principal. Past performance does not guarantee future results. Do not make any investment decision based on this document. © 2026 InsiderStreet.ai — all rights reserved. Redistribution prohibited.

Data domain	Source	Coverage for this report
Price & volume	market_db.historical_prices	52 rows
Fundamentals	income_statements_annual	6 rows · 2020 to 2025
Reported vs consensus	fact/earnings_calendar	24 rows · 2020-10-27 to 2026-08-04
Analyst estimates	dim/forward_estimates	3 rows · 2026-12-31 to 2028-12-31
Institutional ownership (13F)	holdings_db.institutional_ownership_summary	115 rows · 1987 to 2026
Insider transactions (Form 4)	edgar/form4	12 rows · 2026-08-28 to 2026-09-30
Proposed sales (Form 144)	edgar/form144	1 record
Beneficial ownership (13D/G)	edgar/13dg	3 rows · 2026-03-05 to 2026-04-29
Short-sale volume (FINRA)	edgar/short_volume_daily	60 rows · 2026-07-23 to 2026-10-15
Dark pool (ATS, tier 1)	edgar/darkpool_weekly	12 rows · 2026-06-15 to 2026-08-31
ETF & fund holding	etf_holdings_changelog (30d)	1 record
Peer set	stock_peers_dynamic	8 rows
Industry medians	industry_medians	1 record
Congressional trades	congress_db (House + Senate)	1 record
ESG	fact/esg_disclosures	1 record

Method. Every figure in this factsheet is looked up from a named field computed in code. It contains no model-written text.

Not covered. Short interest as a percent of float and days-to-cover are not in this data set — the short-sale figures above are FINRA volume, a flow, and cannot support squeeze or covering analysis. Options positioning and intraday data are also absent. 13F ownership is filed 45 days after quarter end and congressional trades are disclosed on a lag, so both describe a past position, not a current one.

Caterpillar Inc. (CAT)

Caterpillar Inc. (CAT)

Score Breakdown

Peer Comparison — IS Score

IS Score Trend — quarterly

Caterpillar Inc. (CAT)

Institutions holding — 12 quarters

Caterpillar Inc. (CAT)

Monthly Net Insider Flow (000 shares)

Signal Summary

Caterpillar Inc. (CAT)

2.8 · Largest Reporting 13F Managers

2.9 · Top ETF & Fund Ownership

13F Filers Holding CAT — quarterly

Institutional Put/Call — quarterly

Caterpillar Inc. (CAT)

Where CAT Trades in the Dark

Caterpillar Inc. (CAT)

3.8 · Employees (SEC filings)

Caterpillar Inc. (CAT)

Caterpillar Inc. (CAT)

Caterpillar Inc. (CAT)

Balance Sheet — Full

Cash Flow Statement — Full

Caterpillar Inc. (CAT)

Caterpillar Inc. (CAT)

Caterpillar Inc. (CAT)

Caterpillar Inc. (CAT)

Street Price Target — Trajectory

Third-Party Composite Rating

Caterpillar Inc. (CAT)

Caterpillar Inc. (CAT)

Family Scores (site weights)

Caterpillar Inc. (CAT)

Caterpillar Inc. (CAT)

Caterpillar Inc. (CAT)