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Not Investment Advice

GUG

Guggenheim Active Allocation Fund
1W: +0.9% 1M: +1.6% 3M: -0.9% YTD: +4.8% 1Y: +10.2% 3Y: +47.0%
$15.81
+0.21 (+1.35%)
Pre-Market: $17.64 (+1.83, +11.57%)
Weekly Expected Move ±0.8%
$15 $16 $16 $16 $16
ETF NYSE · AUM $521.4M
Key Statistics
AUM$521M
Holdings559
Top 10 Wt3.6%
Volume144,555
Avg Volume63,372
Beta0.78
Portfolio Fundamentals
P/E5.7
P/B0.6
Div Yield3.52%
ROE10.3%
% Profitable15%
Inception2021-11-24
Sector Allocation
Other 98.3%
Financial Services 3.9%
Consumer Cyclical 0.6%
Technology 0.5%
Healthcare 0.3%
Real Estate 0.3%
+6 more
Top 10 Holdings
# Name Ticker Weight % Market Value Shares
1 TREASURY BILL 3.06% $17.0M 17,100,000
2 UNIFORM MBS 1.77% $9.8M 9,700,000
3 THUNDERBIRD 2022-1 1.45% $8.1M 8,500,000
4 THUNDERBIRD 2022-1 1.45% $8.1M 8,500,000
5 Hotwire Funding LLC 1.36% $7.6M 7,700,000
6 Madison Park Funding Ltd 1.30% $7.2M 7,500,000
7 Dreyfus Treasury Securities Ca 1.16% $6.5M 6,458,669
8 OBRA CAPITAL INC 1.05% $5.8M 5,500,000
9 UNIFORM MBS 1.01% $5.6M 6,350,000
10 INSURED LENDING 1 LTD 1.00% $4.8M 4,800,000

Recent Holding Changes

Date Holding Change Details
2026-02-28 OUST New
2026-02-28 NKE.DE New
2026-02-28 IMA New
2026-02-28 DRRX New
2026-02-28 WHR New

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms