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D. SCOTT NEAL, INC.

Q3 2025 · Filed 2025-10-28
Market Value
$216M
+7.8%
Holdings
58
+2
New Purchases
4
Added To
7
Closed
1
Reduced
15
Top 10 Concentration
78.9%
Turnover
8.6%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
GLD 16.72% 15.58% +1.14% $36M
KLAC 5.43% 4.86% +0.57% $12M
FLEX 7.18% 6.66% +0.52% $16M
REKR 1.24% 0.98% +0.25% $3M
CAT 1.67% 1.46% +0.21% $4M
QLD 1.58% 1.46% +0.12% $3M
XLU 1.35% 1.25% +0.11% $3M
AAPL 0.81% 0.70% +0.11% $2M
MU 0.11% 0.00% +0.11% $227K
XLC 10.14% 10.04% +0.10% $22M
ITB 0.10% 0.00% +0.10% $214K
BAC 0.10% 0.00% +0.10% $206K
WMT 0.09% 0.00% +0.09% $201K
SSO 1.18% 1.11% +0.07% $3M
TSLA 0.26% 0.20% +0.06% $558K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
UNM 9.26% 10.65% -1.39% $20M
AJG 8.12% 9.20% -1.08% $18M
NSA 3.58% 4.09% -0.51% $8M
SPY 1.91% 2.13% -0.22% $4M
NVO 0.00% 0.11% -0.11% $0
IBM 0.28% 0.36% -0.08% $607K
MSFT 1.96% 2.03% -0.07% $4M
RBCAA 0.70% 0.77% -0.06% $2M
BRK-B 1.33% 1.39% -0.06% $3M
T 0.47% 0.52% -0.05% $1M
V 0.40% 0.45% -0.05% $871K
ABT 0.14% 0.19% -0.05% $308K
PG 0.26% 0.29% -0.03% $556K
HON 0.13% 0.15% -0.02% $270K
MA 0.36% 0.38% -0.02% $775K

Sector Allocation Over Time

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 27 $71M 33.0%
Large Cap 24 $129M 59.6%
Mid Cap 4 $12M 5.4%
Small Cap 2 $2M 0.8%
Micro Cap 1 $3M 1.2%

Portfolio Analytics

Avg Market Cap
$721.7B
Median Market Cap
$163.9B
Avg P/E
36.5
Median P/E
28.3
Avg Dividend Yield
0.02%
Avg Beta
1.01
# Stocks
40
# ETFs / Funds
18

Top Holdings (58 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 GLD 16.72% 101,674 $36M $355.47 $5M -861 -0.8%
2 QQQ 14.29% 51,460 $31M $600.37 $2M -309 -0.6%
3 XLC 10.14% 185,200 $22M $118.37 $2M -283 -0.1%
4 UNM 9.26% 257,423 $20M $77.78 -$1M -7,166 -2.7%
5 AJG 8.12% 56,663 $18M $309.74 -$893K -951 -1.6%
6 FLEX 7.18% 267,835 $16M $57.97 $2M +84 +0.0%
7 KLAC 5.43% 10,886 $12M $1,078.60 $2M -1 -0.0%
8 NSA 3.58% 255,877 $8M $30.22 -$464K -358 -0.1%
9 IAU 2.26% 67,117 $5M $72.77 $310K -6,232 -8.5%
10 MSFT 1.96% 8,172 $4M $517.93 $168K
11 SPY 1.91% 6,211 $4M $666.18 -$138K -710 -10.3%
12 CAT 1.67% 7,549 $4M $477.15 $671K
13 QLD 1.58% 24,928 $3M $137.20 $486K
14 XLU 1.35% 33,558 $3M $87.21 $428K +2,957 +9.7%
15 BRK-B 1.33% 5,719 $3M $502.74 $97K
16 REKR 1.24% 1,700,650 $3M $1.57 $697K
17 SSO 1.18% 22,688 $3M $112.13 $327K
18 AAPL 0.81% 6,882 $2M $254.64 $342K +10 +0.1%
19 NVDA 0.79% 9,122 $2M $186.58 $103K -1,000 -9.9%
20 RBCAA 0.70% 21,000 $2M $72.25 -$18K
21 IVV 0.66% 2,129 $1M $669.45 $103K
22 HEFA 0.57% 31,360 $1M $39.61 $72K +532 +1.7%
23 T 0.47% 36,040 $1M $28.24 -$25K
24 HD 0.44% 2,336 $947K $405.19 $90K
25 V 0.40% 2,550 $871K $341.38 -$35K
26 MA 0.36% 1,363 $775K $568.84 $9K
27 LOW 0.30% 2,600 $653K $251.31 $77K
28 IBM 0.28% 2,150 $607K $282.16 -$119K -312 -12.7%
29 VOO 0.28% 989 $606K $612.38 $23K -37 -3.6%
30 JNJ 0.27% 3,100 $575K $185.42 $101K
31 RF 0.26% 21,434 $565K $26.37 $61K
32 TSLA 0.26% 1,254 $558K $444.72 $159K
33 PG 0.26% 3,617 $556K $153.65 -$19K +10 +0.3%
34 GOOGL 0.25% 2,220 $540K $243.10 $148K
35 AMZN 0.24% 2,339 $514K $219.57 $421
36 GOOG 0.23% 2,000 $487K $243.55 $132K
37 MO 0.22% 7,102 $469K $66.06 $53K
38 MDY 0.22% 780 $465K $596.03 $23K
39 IWM 0.21% 1,860 $450K $241.96 $49K
40 ESGU 0.19% 2,889 $421K $145.60 $12K -128 -4.2%
41 IWR 0.16% 3,560 $344K $96.55 $16K
42 GSK 0.16% 7,928 $342K $43.16 $38K
43 AVGO 0.16% 1,034 $341K $330.07 $59K +12 +1.2%
44 ORCL 0.16% 1,200 $337K $281.24 $75K
45 NKE 0.15% 4,600 $321K $69.73 -$6K
46 ABT 0.14% 2,300 $308K $133.94 -$73K -500 -17.9%
47 ESGD 0.14% 3,288 $306K $92.98 $12K
48 XOM 0.13% 2,534 $286K $112.75 $2K -100 -3.8%
49 HON 0.13% 1,285 $270K $210.50 -$29K
50 ESGV 0.12% 2,132 $253K $118.44 $21K +18 +0.8%
51 GS 0.11% 300 $239K $796.35 $27K
52 MU 0.11% 1,358 $227K $167.32 +1,358 NEW
53 WM 0.10% 1,017 $225K $220.83 -$8K
54 ESBA 0.10% 29,000 $216K $7.44 -$12K
55 ITB 0.10% 2,000 $214K $107.25 +2,000 NEW
56 BAC 0.10% 3,992 $206K $51.59 +3,992 NEW
57 WMT 0.09% 1,949 $201K $103.06 +1,949 NEW
58 NVO —% -$222K -3,210 -100.0% SOLD

New Positions

SymbolValue% Port
MU $227K 0.11%
ITB $214K 0.10%
BAC $206K 0.10%
WMT $201K 0.09%

Sold Out Positions

SymbolValue% Port
NVO —%
View SEC EDGAR Filings for D. SCOTT NEAL, INC. →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms