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Asset Manager ← All Institutions

NorthRock Partners, LLC

Q3 2025 · Filed 2025-11-14
Market Value
$5.5B
+43.1%
Holdings
1,051
+96
New Purchases
163
Added To
537
Closed
215
Reduced
114
Top 10 Concentration
45.6%
Turnover
36.0%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
VOO 5.19% 1.61% +3.58% $287M
QQQ 3.31% 0.30% +3.01% $183M
ROUS 1.71% 0.00% +1.71% $94M
HEFA 1.29% 0.00% +1.29% $71M
SPEM 0.94% 0.00% +0.93% $52M
IWR 0.93% 0.09% +0.84% $52M
IUSB 0.75% 0.00% +0.75% $41M
SPHQ 0.51% 0.00% +0.51% $28M
MBB 0.53% 0.03% +0.49% $29M
DYNF 0.46% 0.00% +0.46% $26M
SPTI 0.46% 0.01% +0.46% $26M
VYMI 0.42% 0.00% +0.42% $23M
IJR 0.47% 0.07% +0.41% $26M
SCHZ 0.40% 0.00% +0.40% $22M
BDYN 0.39% 0.00% +0.39% $22M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
JMTG 7.65% 10.02% -2.38% $422M
SPYV 4.44% 6.27% -1.83% $245M
SPLG 5.24% 6.84% -1.60% $290M
VGSH 4.68% 6.25% -1.57% $258M
SPY 3.67% 5.12% -1.45% $203M
SPYG 4.03% 5.40% -1.37% $223M
ATI 0.00% 1.21% -1.21% $0
SGOV 3.43% 4.54% -1.11% $190M
MDYV 1.99% 2.82% -0.82% $110M
MDYG 1.75% 2.41% -0.65% $97M
SLYG 1.13% 1.54% -0.41% $62M
PGR 0.72% 1.11% -0.39% $40M
COCH 0.00% 0.38% -0.38% $0
SLYV 1.26% 1.63% -0.36% $70M
PM 0.56% 0.92% -0.36% $31M

Sector Allocation Over Time

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 71 $1.7B 30.8%
Large Cap 640 $2.6B 46.8%
Mid Cap 206 $1.0B 18.8%
Small Cap 102 $188M 3.4%
Micro Cap 32 $9M 0.2%

Portfolio Analytics

Avg Market Cap
$89.2B
Median Market Cap
$21.3B
Avg P/E
32.0
Median P/E
23.5
Avg Dividend Yield
0.02%
Avg Beta
0.98
# Stocks
627
# ETFs / Funds
424

Top Holdings (1,051 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 JMTG 7.65% 8,284,236 $422M $51.00 $35M +572,894 +7.4%
2 SPLG 5.24% 3,697,745 $290M $78.34 $26M +65,381 +1.8%
3 VOO 5.19% 468,305 $287M $612.38 $225M +359,190 +329.2%
4 VGSH 4.68% 4,390,569 $258M $58.85 $17M +287,250 +7.0%
5 SPYV 4.44% 4,436,679 $245M $55.33 $3M -188,845 -4.1%
6 SPYG 4.03% 2,133,192 $223M $104.51 $14M -54,529 -2.5%
7 AAPL 3.93% 852,751 $217M $254.63 $67M +123,107 +16.9%
8 SPY 3.67% 304,545 $203M $666.18 $5M -15,583 -4.9%
9 SGOV 3.43% 1,882,125 $190M $100.70 $14M +140,040 +8.0%
10 QQQ 3.31% 304,852 $183M $600.37 $171M +283,909 +1355.6%
11 MDYV 1.99% 1,320,638 $110M $83.41 $1M -48,365 -3.5%
12 NVDA 1.88% 555,666 $104M $186.58 $33M +110,556 +24.8%
13 MDYG 1.75% 1,057,787 $97M $91.56 $4M -11,925 -1.1%
14 ROUS 1.71% 1,639,891 $94M $57.49 +1,639,891 NEW
15 MSFT 1.64% 174,619 $90M $517.95 $17M +26,115 +17.6%
16 HEFA 1.29% 1,794,056 $71M $39.61 $71M +1,793,403 +274640.6%
17 SLYV 1.26% 788,199 $70M $88.65 $7M -535 -0.1%
18 SLYG 1.13% 660,330 $62M $94.31 $3M -8,754 -1.3%
19 JMST 0.96% 1,036,537 $53M $51.04 $7M +132,251 +14.6%
20 IWF 0.94% 110,933 $52M $468.41 $2M -7,107 -6.0%
21 SPEM 0.94% 1,106,095 $52M $46.81 $52M +1,103,200 +38107.1%
22 IWR 0.93% 533,490 $52M $96.55 $48M +495,279 +1296.2%
23 AMZN 0.78% 195,586 $43M $219.57 $7M +33,578 +20.7%
24 IUSB 0.75% 888,108 $41M $46.71 $41M +887,999 +814678.0%
25 PGR 0.72% 160,763 $40M $246.95 -$3M +197 +0.1%
26 IEMG 0.68% 567,504 $37M $65.92 $6M +42,832 +8.2%
27 GOOGL 0.66% 149,175 $36M $243.10 $14M +20,219 +15.7%
28 TAFM 0.62% 1,339,891 $34M $25.42 -$1M -72,214 -5.1%
29 MDLZ 0.60% 530,849 $33M $62.47 -$3M +7
30 TSLA 0.58% 71,641 $32M $444.72 $13M +12,614 +21.4%
31 BUFR 0.57% 943,161 $32M $33.42 $3M +33,948 +3.7%
32 PM 0.56% 190,207 $31M $162.20 -$5M -2,938 -1.5%
33 IWB 0.53% 80,644 $29M $365.48 $4M +4,953 +6.5%
34 MBB 0.53% 305,205 $29M $95.15 $28M +291,327 +2099.2%
35 EFA 0.53% 310,830 $29M $93.37 -$730K -22,001 -6.6%
36 META 0.52% 39,384 $29M $734.37 $4M +4,967 +14.4%
37 SPHQ 0.51% 385,604 $28M $73.29 $28M +385,276 +117462.2%
38 BRK-B 0.51% 55,640 $28M $502.74 $4M +6,242 +12.6%
39 PG 0.49% 176,076 $27M $153.65 $19M +125,902 +250.9%
40 IJR 0.47% 220,112 $26M $118.83 $24M +196,029 +814.0%
41 SPTI 0.46% 888,742 $26M $28.90 $25M +878,885 +8916.4%
42 DYNF 0.46% 431,238 $26M $59.20 +431,238 NEW
43 BIL 0.44% 263,587 $24M $91.75 $11M +121,853 +86.0%
44 JPM 0.43% 75,102 $24M $315.43 $6M +6,519 +9.5%
45 VYMI 0.42% 276,262 $23M $84.68 $23M +276,099 +169385.9%
46 AVGO 0.42% 69,689 $23M $329.91 $7M +12,874 +22.7%
47 SCHZ 0.40% 935,642 $22M $23.47 $22M +935,195 +209215.9%
48 BDYN 0.39% 859,511 $22M $25.31 +859,511 NEW
49 IVE 0.37% 99,896 $21M $206.51 $20M +98,255 +5987.5%
50 VTI 0.37% 62,551 $21M $328.17 $1M -430 -0.7%
51 VWO 0.36% 366,432 $20M $54.18 $18M +328,082 +855.5%
52 ABBV 0.35% 83,067 $19M $231.54 $5M +6,270 +8.2%
53 GOOG 0.34% 77,640 $19M $243.55 $7M +10,609 +15.8%
54 IVV 0.30% 24,549 $16M $669.30 $5M +6,053 +32.7%
55 OEF 0.30% 49,282 $16M $332.84 $16M +46,498 +1670.2%
56 V 0.26% 42,170 $14M $341.38 $1M +4,891 +13.1%
57 MO 0.26% 214,938 $14M $66.06 $1M -2,850 -1.3%
58 VMBS 0.25% 290,491 $14M $46.96 $14M +290,272 +132544.3%
59 IWP 0.24% 92,507 $13M $142.41 $278K -484 -0.5%
60 VGLT 0.23% 223,563 $13M $56.86 $13M +223,091 +47265.0%
61 ORCL 0.23% 44,580 $13M $281.24 $5M +8,548 +23.7%
62 NFLX 0.21% 9,875 $12M $1,198.92 -$154K +919 +10.3%
63 LLY 0.21% 15,361 $12M $763.02 $481K +942 +6.5%
64 BINC 0.21% 218,663 $12M $53.24 +218,663 NEW
65 SCHX 0.20% 411,380 $11M $26.34 $998K +8,857 +2.2%
66 COST 0.20% 11,666 $11M $925.65 -$461K +291 +2.6%
67 VIG 0.20% 50,006 $11M $215.79 $755K +1,181 +2.4%
68 KDP 0.19% 413,254 $11M $25.51 -$3M +6,973 +1.7%
69 XLK 0.17% 34,161 $10M $281.86 $6M +20,366 +147.6%
70 EFG 0.17% 83,314 $9M $113.88 $5M +41,345 +98.5%
71 MTUM 0.17% 36,040 $9M $256.45 $9M +33,485 +1310.6%
72 JNJ 0.16% 48,919 $9M $185.42 $2M +3,057 +6.7%
73 PLTR 0.16% 49,532 $9M $182.42 $4M +11,850 +31.4%
74 IYW 0.16% 45,241 $9M $195.86 $8M +39,725 +720.2%
75 HD 0.16% 21,291 $9M $405.19 $2M +3,628 +20.5%
76 XOM 0.15% 75,940 $9M $112.75 $3M +20,004 +35.8%
77 WMT 0.15% 80,550 $8M $103.06 $3M +21,556 +36.5%
78 CVX 0.15% 53,329 $8M $155.29 $3M +14,488 +37.3%
79 MCD 0.15% 27,131 $8M $303.89 $2M +7,650 +39.3%
80 XLF 0.15% 151,061 $8M $53.87 $8M +147,021 +3639.1%
81 IGIB 0.14% 147,982 $8M $54.09 +147,982 NEW
82 VGT 0.14% 10,628 $8M $746.62 $5M +5,456 +105.5%
83 IGEB 0.14% 172,190 $8M $46.05 $8M +165,749 +2573.3%
84 BDVL 0.14% 316,056 $8M $25.00 +316,056 NEW
85 MA 0.14% 13,554 $8M $568.79 $1M +2,364 +21.1%
86 IWD 0.14% 37,255 $8M $203.59 $247K -522 -1.4%
87 BNDX 0.14% 150,829 $7M $49.46 +150,829 NEW
88 VEA 0.13% 124,035 $7M $59.92 $4M +55,731 +81.6%
89 WFC 0.13% 88,324 $7M $83.82 $714K +4,823 +5.8%
90 AMP 0.13% 14,942 $7M $491.25 $1M +3,987 +36.4%
91 ABT 0.13% 54,754 $7M $133.94 $368K +3,526 +6.9%
92 IBM 0.13% 25,866 $7M $282.16 $1M +5,029 +24.1%
93 IVW 0.13% 60,361 $7M $120.72 $548K -843 -1.4%
94 AXP 0.13% 21,673 $7M $332.16 $1M +3,467 +19.0%
95 VUG 0.13% 14,602 $7M $479.61 $2M +4,031 +38.1%
96 IAU 0.13% 95,995 $7M $72.77 $7M +91,895 +2241.3%
97 BAC 0.12% 132,855 $7M $51.59 $2M +20,852 +18.6%
98 EFV 0.12% 97,949 $7M $67.83 $339K -1,372 -1.4%
99 SOXQ 0.12% 131,611 $7M $50.12 +131,611 NEW
100 SYK 0.12% 17,393 $6M $369.66 $106K +1,407 +8.8%

Options Breakdown

21 Calls $2M Call Value 9 Puts $8M Put Value 3.64 P/C Ratio

Top Calls

SymbolSharesValueStatus
MSFT 2,000 $1M
SPY 500 $333K NEW
UNH 600 $207K NEW
BRK-B 200 $101K NEW
IWM 400 $97K
ORCL 300 $84K NEW
TSM 300 $84K
JPM 200 $63K NEW
CRM 200 $47K NEW
RIVN 3,000 $44K

Top Puts

SymbolSharesValueStatus
PGR 20,700 $5M NEW
AAPL 7,800 $2M
SPY 900 $600K
TSLA 900 $400K NEW
WDC 200 $24K NEW
TQQQ 100 $10K NEW
TMUS $0 SOLD
F-PD $0 SOLD
RKLB $0 SOLD

New Positions

SymbolValue% Port
ROUS $94M 1.71%
DYNF $26M 0.46%
BDYN $22M 0.39%
BINC $12M 0.21%
IGIB $8M 0.14%
BDVL $8M 0.14%
BNDX $7M 0.14%
SOXQ $7M 0.12%
HYLB $6M 0.11%
BAI $6M 0.10%
TECB $5M 0.08%
XLC $4M 0.08%
SPBO $4M 0.07%
IGHG $3M 0.06%
VTIP $3M 0.05%

Sold Out Positions

SymbolValue% Port
ATI —%
MAIN —%
AWR —%
LYB —%
FMC —%
AVY —%
DRI —%
PATH —%
SSD —%
PK —%
KMX —%
DOW —%
KNSL —%
FLO —%
INVH —%
View SEC EDGAR Filings for NorthRock Partners, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms