$31.45

+0.16 (+0.51%)

Weekly Expected Move ±2.2%

$30 $30 $31 $32 $32

ETF AMEX · AUM $3.6B

Overview Chart Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Dividends Weather

Institutional Ownership — CGMM

240

Institutional Holders

+28 vs prior quarter

0.0%

Ownership

+0.00pp

Total Invested

New Positions

145

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (251 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	LPL Financial LLC	21,475,187	675M	+8,256,733	+62.5%	5Q	SEC ↗
2	ENVESTNET ASSET MANAGEMENT INC	10,481,145	330M	+1,361,364	+14.9%	6Q	SEC ↗
3	WELLS FARGO & COMPANY/MN	4,714,240	148M	+1,682,787	+55.5%	4Q	SEC ↗
4	Pathstone Holdings, LLC	2,904,910	91M	+1,225,540	+73.0%	3Q	SEC ↗
5	JONES FINANCIAL COMPANIES LLLP	2,507,602	79M	+1,028,712	+69.6%	4Q	SEC ↗
6	OSAIC HOLDINGS, INC.	2,443,779	77M	+758,030	+45.0%	6Q	SEC ↗
7	Cetera Investment Advisers	2,276,254	72M	+755,963	+49.7%	5Q	SEC ↗
8	COMMONWEALTH EQUITY SERVICES, LLC	1,573,652	49M	+202,749	+14.8%	6Q	SEC ↗
9	Merit Financial Group, LLC	1,407,335	44M	+3,314	+0.2%	6Q	SEC ↗
10	MML INVESTORS SERVICES, LLC	1,325,925	42M	+379,386	+40.1%	6Q	SEC ↗
11	NORTHWESTERN MUTUAL WEALTH MANAGEMENT	1,235,373	39M	+297,639	+31.7%	3Q	SEC ↗
12	RAYMOND JAMES FINANCIAL INC	1,218,875	38M	+723,128	+145.9%	5Q	SEC ↗
13	SEI INVESTMENTS CO	1,192,327	37M	+214,872	+22.0%	6Q	SEC ↗
14	Janney Montgomery Scott LLC NEW	1,171,983	37M	—	+0.0%	1Q	SEC ↗
15	CAPTRUST FINANCIAL ADVISORS	1,131,525	36M	+18,926	+1.7%	6Q	SEC ↗
16	ASSETMARK, INC	1,104,735	35M	+214,356	+24.1%	5Q	SEC ↗
17	ROYAL BANK OF CANADA	1,077,007	34M	+283,029	+35.6%	6Q	SEC ↗
18	Cambridge Investment Research Advisors	1,070,088	34M	+551,838	+106.5%	6Q	SEC ↗
19	Kestra Advisory Services, LLC	998,736	31M	+85,509	+9.4%	5Q	SEC ↗
20	STIFEL FINANCIAL CORP	955,775	30M	+29,116	+3.1%	5Q	SEC ↗
21	Capital Group Private Client Services,	955,714	30M	+217,032	+29.4%	6Q	SEC ↗
22	NewEdge Advisors, LLC	824,209	26M	+80,691	+10.9%	5Q	SEC ↗
23	Ergawealth Advisors, Inc.	815,624	26M	+21,507	+2.7%	5Q	SEC ↗
24	BENJAMIN EDWARDS INC	801,560	25M	+267,289	+50.0%	6Q	SEC ↗
25	Kestra Investment Management, LLC	744,539	23M	-332,664	-30.9%	3Q	SEC ↗
26	Presper Financial Architects, LLC	641,960	20M	+257	+0.0%	2Q	SEC ↗
27	&PARTNERS	552,692	17M	+117,368	+27.0%	6Q	SEC ↗
28	NATIXIS ADVISORS, LLC	522,131	16M	+254,212	+94.9%	4Q	SEC ↗
29	Main Line Retirement Advisors, LLC	511,035	16M	-12,909	-2.5%	6Q	SEC ↗
30	Baird Financial Group, Inc.	509,926	16M	+415,219	+438.4%	2Q	SEC ↗
31	Valmark Advisers, Inc.	468,806	15M	+260,152	+124.7%	5Q	SEC ↗
32	MACQUARIE GROUP LTD NEW	460,000	14M	—	+0.0%	1Q	SEC ↗
33	Strategic Blueprint, LLC	458,668	14M	+9,037	+2.0%	6Q	SEC ↗
34	Compton Financial Group, LLC	457,700	14M	+261,724	+133.5%	3Q	SEC ↗
35	STEPHENS INC /AR	404,504	13M	+8,162	+2.1%	5Q	SEC ↗
36	KWB Wealth NEW	379,650	12M	—	+0.0%	1Q	SEC ↗
37	Rockefeller Capital Management L.P.	372,277	12M	+165,736	+80.2%	3Q	SEC ↗
38	WEALTH ENHANCEMENT ADVISORY SERVICES,	311,525	10M	+30,280	+10.8%	6Q	SEC ↗
39	Souders Financial Advisors	305,649	10M	+18,044	+6.3%	5Q	SEC ↗
40	Vestmark Advisory Solutions, Inc.	303,954	10M	+17,712	+6.2%	4Q	SEC ↗
41	Coign Capital Advisors LLC	286,923	9M	+8,629	+3.1%	4Q	SEC ↗
42	Orion Porfolio Solutions, LLC	282,307	9M	+16,933	+6.4%	5Q	SEC ↗
43	J. Derek Lewis & Associates Inc.	281,626	9M	+55,822	+24.7%	3Q	SEC ↗
44	GREAT VALLEY ADVISOR GROUP, INC.	270,456	9M	+40,349	+17.5%	2Q	SEC ↗
45	Essex Financial Services, Inc.	215,247	7M	+106,849	+98.6%	6Q	SEC ↗
46	Equitable Holdings, Inc.	213,117	7M	+120,597	+130.3%	4Q	SEC ↗
47	CARY STREET PARTNERS FINANCIAL LLC	190,437	6M	+9,875	+5.5%	5Q	SEC ↗
48	Private Advisor Group, LLC	190,130	6M	+99,913	+110.7%	5Q	SEC ↗
49	National Wealth Management Group, LLC	179,661	6M	-70,239	-28.1%	4Q	SEC ↗
50	Royal Harbor Partners, LLC	175,902	6M	+1,708	+1.0%	2Q	SEC ↗

Recent Activity

New Positions (20)

Holder	Shares	Value
Janney Montgomery Scott LLC	1,171,983	37M
MACQUARIE GROUP LTD	460,000	14M
KWB Wealth	379,650	12M
BANK OF AMERICA CORP /DE	159,931	5M
PARK AVENUE SECURITIES LLC	86,589	3M
Vise Technologies, Inc.	53,549	2M
R2 Capital Strategies, LLC	48,614	2M
IFG Advisory, LLC	45,854	1M
Waverly Advisors, LLC	44,821	1M
Global Retirement Partners, LLC	31,162	980K
Qube Research & Technologies Ltd	30,729	966K
Diversify Advisory Services, LLC	27,308	859K
D. E. Shaw & Co., Inc.	26,684	839K
Vantus Wealth LLC	22,188	698K
Carson Advisory Inc.	18,911	595K
SUSQUEHANNA INTERNATIONAL GROUP, LL	17,499	550K
Arax Advisory Partners	14,847	467K
Harborfront Financial Group LLC	10,685	336K
J.W. COLE ADVISORS, INC.	10,556	332K
SilverOak Wealth Management LLC	10,253	322K

Sold Out (20)

Holder	Prev Shares	Prev Value
CMC Financial Group	119,727	4M
Richmond Investment Services, LLC	32,020	1M
JANE STREET GROUP, LLC	29,251	920K
Capital International Investors	21,632	680K
GOLDMAN SACHS GROUP INC	20,654	650K
HRT FINANCIAL LP	12,053	379K
Corient Private Wealth LLC	9,064	285K
Root Financial Partners, LLC	4,935	155K
McIlrath & Eck, LLC	3,820	120K
MOTCO	2,750	86K
FLAGSHIP HARBOR ADVISORS, LLC	2,744	86K
MAI Capital Management	1,003	32K
Wellington Grp LLC	677	21K
MARK SHEPTOFF FINANCIAL PLANNING, L	390	12K
Russell Investments Group, Ltd.	344	11K
MassMutual Private Wealth & Trust,	299	9K
FMR LLC	164	5K
Financial Life Planners	149	5K
Legacy Wealth Managment, LLC/ID	14	0K
BNP PARIBAS FINANCIAL MARKETS	5	0K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
LPL Financial LLC	+8,256,733	+62.5%	21,475,187
WELLS FARGO & COMPANY/MN	+1,682,787	+55.5%	4,714,240
ENVESTNET ASSET MANAGEMENT INC	+1,361,364	+14.9%	10,481,145
Pathstone Holdings, LLC	+1,225,540	+73.0%	2,904,910
JONES FINANCIAL COMPANIES LLLP	+1,028,712	+69.6%	2,507,602
OSAIC HOLDINGS, INC.	+758,030	+45.0%	2,443,779
Cetera Investment Advisers	+755,963	+49.7%	2,276,254
RAYMOND JAMES FINANCIAL INC	+723,128	+145.9%	1,218,875
Cambridge Investment Research Advis	+551,838	+106.5%	1,070,088
Baird Financial Group, Inc.	+415,219	+438.4%	509,926
MML INVESTORS SERVICES, LLC	+379,386	+40.1%	1,325,925
NORTHWESTERN MUTUAL WEALTH MANAGEME	+297,639	+31.7%	1,235,373
ROYAL BANK OF CANADA	+283,029	+35.6%	1,077,007
BENJAMIN EDWARDS INC	+267,289	+50.0%	801,560
Compton Financial Group, LLC	+261,724	+133.5%	457,700
Valmark Advisers, Inc.	+260,152	+124.7%	468,806
NATIXIS ADVISORS, LLC	+254,212	+94.9%	522,131
Capital Group Private Client Servic	+217,032	+29.4%	955,714
SEI INVESTMENTS CO	+214,872	+22.0%	1,192,327
ASSETMARK, INC	+214,356	+24.1%	1,104,735

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
Kestra Investment Management, LLC	-332,664	-30.9%	744,539
Concurrent Investment Advisors, LLC	-152,036	-47.9%	165,625
National Wealth Management Group, L	-70,239	-28.1%	179,661
Mariner, LLC	-61,568	-62.9%	36,367
Merited Wealth, LLC	-35,217	-69.9%	15,153
Gateway Wealth Partners, LLC	-17,774	-16.2%	91,946
Main Line Retirement Advisors, LLC	-12,909	-2.5%	511,035
Kingsview Wealth Management, LLC	-11,670	-17.2%	56,101
Trademark Financial Management, LLC	-11,287	-21.8%	40,398
D.A. DAVIDSON & CO.	-11,217	-18.8%	48,399
Per Stirling Capital Management, LL	-4,127	-2.6%	156,930
BNB Wealth Management, LLC	-2,566	-1.9%	130,610
LexAurum Advisors, LLC	-2,134	-23.8%	6,849
Forge Financial Services LLC	-1,258	-3.4%	35,646
Western Wealth Management, LLC	-1,047	-4.9%	20,385
Owen LaRue, LLC	-1,000	-4.0%	23,801
Entruity Wealth, LLC	-981	-1.2%	80,520
DIVERSIFY WEALTH MANAGEMENT, LLC	-692	-2.5%	27,308
Ascent Group, LLC	-639	-8.5%	6,865
HBW ADVISORY SERVICES LLC	-538	-3.6%	14,609

CGMM Institutional Ownership

Institutional Ownership — CGMM

Ownership Trends

Top Institutional Holders (251 total)

Recent Activity

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