CGSM Institutional Ownership
Capital Group Short Duration Municipal Income ETF
1W: +0.8%
1M: +2.1%
3M: -0.0%
YTD: -0.2%
1Y: -0.3%
3Y: +11.9%
$26.19
+0.01 (+0.06%)
Weekly Expected Move ±0.4%
$26
$26
$26
$26
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Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — CGSM
173
Institutional Holders
+16 vs prior quarter
0.0%
Ownership
+0.00pp
1B
Total Invested
28
New Positions
91
Increased
38
Reduced
11
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (181 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Capital International Investors | 13,144,337 | 344M | -23,665 | -0.2% | 12Q | SEC ↗ |
| 2 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 11,567,287 | 303M | +10,462,597 | +947.1% | 6Q | SEC ↗ |
| 3 | MORGAN STANLEY | 3,577,313 | 94M | -111,150 | -3.0% | 10Q | SEC ↗ |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 3,150,448 | 83M | +221,888 | +7.6% | 10Q | SEC ↗ |
| 5 | LPL Financial LLC | 2,710,268 | 71M | +518,860 | +23.7% | 8Q | SEC ↗ |
| 6 | Capital Group Private Client Services, | 1,324,006 | 35M | +523,191 | +65.3% | 11Q | SEC ↗ |
| 7 | Cetera Investment Advisers | 1,268,729 | 33M | +279,472 | +28.3% | 7Q | SEC ↗ |
| 8 | JONES FINANCIAL COMPANIES LLLP | 917,938 | 24M | +261,177 | +39.8% | 8Q | SEC ↗ |
| 9 | WELLS FARGO & COMPANY/MN | 846,621 | 22M | +156,213 | +22.6% | 5Q | SEC ↗ |
| 10 | CAPTRUST FINANCIAL ADVISORS | 738,981 | 19M | +26,446 | +3.7% | 9Q | SEC ↗ |
| 11 | OSAIC HOLDINGS, INC. | 518,969 | 14M | +146,258 | +39.2% | 11Q | SEC ↗ |
| 12 | MML INVESTORS SERVICES, LLC | 443,224 | 12M | +94,487 | +27.1% | 8Q | SEC ↗ |
| 13 | ROYAL BANK OF CANADA | 440,452 | 12M | +114,336 | +35.1% | 12Q | SEC ↗ |
| 14 | COMMONWEALTH EQUITY SERVICES, LLC | 414,001 | 11M | +53,128 | +14.7% | 11Q | SEC ↗ |
| 15 | TRUIST FINANCIAL CORP | 413,859 | 11M | -5,526 | -1.3% | 8Q | SEC ↗ |
| 16 | RAYMOND JAMES FINANCIAL INC | 389,563 | 10M | -6,431 | -1.6% | 7Q | SEC ↗ |
| 17 | Kestra Advisory Services, LLC | 360,657 | 9M | +50,633 | +16.3% | 9Q | SEC ↗ |
| 18 | Cambridge Investment Research Advisors | 328,319 | 9M | +37,436 | +12.9% | 8Q | SEC ↗ |
| 19 | Boulder Wealth Advisors, LLC | 316,322 | 8M | +65,521 | +26.1% | 3Q | SEC ↗ |
| 20 | Vestmark Advisory Solutions, Inc. | 304,185 | 8M | — | +0.0% | 8Q | SEC ↗ |
| 21 | NATIXIS ADVISORS, LLC | 227,062 | 6M | +84,698 | +59.5% | 3Q | SEC ↗ |
| 22 | J.W. COLE ADVISORS, INC. NEW | 209,316 | 5M | — | +0.0% | 1Q | SEC ↗ |
| 23 | INTEGRATED WEALTHCARE, LLC | 199,147 | 5M | +3,178 | +1.6% | 3Q | SEC ↗ |
| 24 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 194,857 | 5M | -7,593 | -3.8% | 9Q | SEC ↗ |
| 25 | PRINCIPAL SECURITIES, INC. | 194,070 | 5M | +5,375 | +2.8% | 8Q | SEC ↗ |
| 26 | Financial Connections Group, Inc. | 190,872 | 5M | +13,758 | +7.8% | 6Q | SEC ↗ |
| 27 | Steward Partners Investment Advisory, | 189,624 | 5M | -2,000 | -1.0% | 5Q | SEC ↗ |
| 28 | INTEGRITY ALLIANCE, LLC. NEW | 189,139 | 5M | — | +0.0% | 1Q | SEC ↗ |
| 29 | Janney Montgomery Scott LLC | 180,077 | 5M | +30,705 | +20.6% | 8Q | SEC ↗ |
| 30 | Hartmann Taylor Wealth Management, LLC | 155,916 | 4M | — | +0.0% | 6Q | SEC ↗ |
| 31 | Apella Capital, LLC | 152,619 | 4M | +663 | +0.4% | 2Q | SEC ↗ |
| 32 | BENJAMIN EDWARDS INC | 150,522 | 4M | +561 | +0.4% | 8Q | SEC ↗ |
| 33 | Prospera Financial Services Inc | 141,078 | 4M | +115,824 | +458.6% | 6Q | SEC ↗ |
| 34 | Orion Porfolio Solutions, LLC | 139,299 | 4M | +16,023 | +13.0% | 8Q | SEC ↗ |
| 35 | ASSETMARK, INC | 137,612 | 4M | +14,855 | +12.1% | 8Q | SEC ↗ |
| 36 | Cannon Financial Strategists, Inc. NEW | 136,919 | 4M | — | +0.0% | 1Q | SEC ↗ |
| 37 | Baird Financial Group, Inc. | 135,780 | 4M | +36,369 | +36.6% | 6Q | SEC ↗ |
| 38 | Total Clarity Wealth Management, Inc. | 134,940 | 4M | -5,498 | -3.9% | 3Q | SEC ↗ |
| 39 | FWG Holdings, LLC | 131,988 | 3M | +15,054 | +12.9% | 3Q | SEC ↗ |
| 40 | &PARTNERS | 121,339 | 3M | +3,322 | +2.8% | 5Q | SEC ↗ |
| 41 | KEELER & NADLER FINANCIAL PLANNING & W | 115,067 | 3M | +17,140 | +17.5% | 9Q | SEC ↗ |
| 42 | CWM, LLC | 109,982 | 3M | +109,943 | +281905.1% | 2Q | SEC ↗ |
| 43 | NewEdge Advisors, LLC | 107,803 | 3M | +35,000 | +48.1% | 4Q | SEC ↗ |
| 44 | GREAT VALLEY ADVISOR GROUP, INC. | 100,211 | 3M | -4,106 | -3.9% | 7Q | SEC ↗ |
| 45 | SEI INVESTMENTS CO | 100,006 | 3M | +9,738 | +10.8% | 5Q | SEC ↗ |
| 46 | Rockefeller Capital Management L.P. | 97,155 | 3M | +6,629 | +7.3% | 3Q | SEC ↗ |
| 47 | Elequin Capital, LP NEW | 95,551 | 3M | — | +0.0% | 1Q | SEC ↗ |
| 48 | Betterment LLC | 89,992 | 2M | +7,675 | +9.3% | 7Q | SEC ↗ |
| 49 | Cauble & Harre Wealth Management, Inc. | 85,683 | 2M | -2,835 | -3.2% | 3Q | SEC ↗ |
| 50 | Tribridge Partners Financial LLC | 84,571 | 2M | +3,806 | +4.7% | 5Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| J.W. COLE ADVISORS, INC. | 209,316 | 5M |
| INTEGRITY ALLIANCE, LLC. | 189,139 | 5M |
| Cannon Financial Strategists, Inc. | 136,919 | 4M |
| Elequin Capital, LP | 95,551 | 3M |
| BANK OF AMERICA CORP /DE | 83,692 | 2M |
| MBM WEALTH CONSULTANTS, LLC | 73,473 | 2M |
| Tower Research Capital LLC (TRC) | 52,507 | 1M |
| Arax Advisory Partners | 34,225 | 896K |
| CITADEL ADVISORS LLC | 33,670 | 882K |
| Vawter Financial, Ltd. | 28,500 | 746K |
| Atria Investments, Inc | 25,910 | 679K |
| Wealth Science Advisors LLC | 25,466 | 667K |
| Bank of New York Mellon Corp | 23,377 | 612K |
| PERSPECTIVE WEALTH ADVISORS LLC | 19,857 | 520K |
| Northwest Financial Advisors | 17,389 | 455K |
| Beacon Pointe Advisors, LLC | 11,420 | 299K |
| Latitude Advisors, LLC | 10,060 | 263K |
| PARK AVENUE SECURITIES LLC | 9,168 | 240K |
| Diversified Portfolios, Inc. | 9,142 | 239K |
| Occidental Asset Management, LLC | 9,000 | 236K |
Sold Out (16)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| JANE STREET GROUP, LLC | 137,966 | 4M |
| StoneX Group Inc. | 113,285 | 3M |
| Royal Harbor Partners, LLC | 110,981 | 3M |
| OLD MISSION CAPITAL LLC | 93,958 | 2M |
| Beta Wealth Group, Inc. | 63,237 | 2M |
| SFG Wealth Management, LLC. | 32,377 | 848K |
| GOLDMAN SACHS GROUP INC | 29,400 | 770K |
| HighPoint Advisor Group LLC | 12,468 | 327K |
| Independent Advisor Alliance | 9,300 | 244K |
| Patriot Financial Group Insurance A | 8,814 | 231K |
| Stonebridge Financial Group, LLC | 8,409 | 220K |
| FLORIDA FINANCIAL ADVISORS, LLC | 8,254 | 216K |
| Valmark Advisers, Inc. | 8,091 | 212K |
| Sovran Advisors, LLC | 7,973 | 209K |
| LongView Wealth Management | 7,700 | 202K |
| EQ WEALTH ADVISORS, LLC | 1,154 | 30K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +10,462,597 | +947.1% | 11,567,287 |
| Capital Group Private Client Servic | +523,191 | +65.3% | 1,324,006 |
| LPL Financial LLC | +518,860 | +23.7% | 2,710,268 |
| Cetera Investment Advisers | +279,472 | +28.3% | 1,268,729 |
| JONES FINANCIAL COMPANIES LLLP | +261,177 | +39.8% | 917,938 |
| ENVESTNET ASSET MANAGEMENT INC | +221,888 | +7.6% | 3,150,448 |
| WELLS FARGO & COMPANY/MN | +156,213 | +22.6% | 846,621 |
| OSAIC HOLDINGS, INC. | +146,258 | +39.2% | 518,969 |
| Prospera Financial Services Inc | +115,824 | +458.6% | 141,078 |
| ROYAL BANK OF CANADA | +114,336 | +35.1% | 440,452 |
| CWM, LLC | +109,943 | +281905.1% | 109,982 |
| MML INVESTORS SERVICES, LLC | +94,487 | +27.1% | 443,224 |
| NATIXIS ADVISORS, LLC | +84,698 | +59.5% | 227,062 |
| Boulder Wealth Advisors, LLC | +65,521 | +26.1% | 316,322 |
| SARD WEALTH MANAGEMENT GROUP, LLC | +53,924 | +408.4% | 67,127 |
| COMMONWEALTH EQUITY SERVICES, LLC | +53,128 | +14.7% | 414,001 |
| Kestra Advisory Services, LLC | +50,633 | +16.3% | 360,657 |
| PETREDIS INVESTMENT ADVISORS LLC | +38,670 | +102.0% | 76,570 |
| Cambridge Investment Research Advis | +37,436 | +12.9% | 328,319 |
| STIFEL FINANCIAL CORP | +37,138 | +94.2% | 76,571 |