$94.92

+3.86 (+4.24%)

Weekly Expected Move ±5.3%

$81 $86 $90 $95 $100

ETF AMEX · AUM $2.3B

Overview Chart Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Dividends Weather

Institutional Ownership — NLR

592

Institutional Holders

+48 vs prior quarter

0.0%

Ownership

+0.00pp

Total Invested

New Positions

237

Increased

186

Reduced

Closed

0.67

Put/Call Ratio

Ownership Trends

Top Institutional Holders (616 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	LPL Financial LLC	2,371,975	225M	+100,520	+4.4%	22Q	SEC ↗
2	MORGAN STANLEY	1,312,743	125M	+54,323	+4.3%	41Q	SEC ↗
3	BANK OF AMERICA CORP /DE	1,182,517	112M	+33,522	+2.9%	12Q	SEC ↗
4	RAYMOND JAMES FINANCIAL INC	650,512	62M	+38,579	+6.3%	7Q	SEC ↗
5	WELLS FARGO & COMPANY/MN	589,544	56M	+78,617	+15.4%	41Q	SEC ↗
6	Cetera Investment Advisers	516,587	49M	+45,604	+9.7%	9Q	SEC ↗
7	UBS Group AG	412,839	39M	+38,388	+10.3%	41Q	SEC ↗
8	ROYAL BANK OF CANADA	406,491	39M	-5,545	-1.3%	10Q	SEC ↗
9	ENVESTNET ASSET MANAGEMENT INC	307,328	29M	+45,500	+17.4%	8Q	SEC ↗
10	STIFEL FINANCIAL CORP	303,036	29M	+16,375	+5.7%	13Q	SEC ↗
11	MML INVESTORS SERVICES, LLC	291,645	28M	+66,793	+29.7%	7Q	SEC ↗
12	COMMONWEALTH EQUITY SERVICES, LLC	280,283	27M	+34,368	+14.0%	8Q	SEC ↗
13	OSAIC HOLDINGS, INC.	235,399	22M	+47,361	+25.2%	26Q	SEC ↗
14	JONES FINANCIAL COMPANIES LLLP	218,749	21M	+35,946	+19.7%	6Q	SEC ↗
15	CITADEL ADVISORS LLC	210,398	20M	+107,380	+104.2%	7Q	SEC ↗
16	StoneX Group Inc.	177,349	17M	+16,708	+10.4%	7Q	SEC ↗
17	NORTHWESTERN MUTUAL WEALTH MANAGEMENT	153,659	15M	+45,212	+41.7%	8Q	SEC ↗
18	Cambridge Investment Research Advisors	143,460	14M	-25,859	-15.3%	11Q	SEC ↗
19	Private Advisor Group, LLC	134,961	13M	-12,752	-8.6%	12Q	SEC ↗
20	Itau Unibanco Holding S.A.	134,109	13M	+49,145	+57.8%	3Q	SEC ↗
21	Rockport Wealth LLC	128,374	12M	-8,550	-6.2%	6Q	SEC ↗
22	NewEdge Advisors, LLC	117,089	11M	-4,054	-3.3%	7Q	SEC ↗
23	SAGE PRIVATE WEALTH GROUP, LLC	108,925	10M	+14,080	+14.8%	4Q	SEC ↗
24	Thrivent Financial for Lutherans	106,311	10M	+7,045	+7.1%	5Q	SEC ↗
25	ASSETMARK, INC	97,335	9M	+10,479	+12.1%	12Q	SEC ↗
26	Rockefeller Capital Management L.P.	96,469	9M	+17,439	+22.1%	8Q	SEC ↗
27	VAN ECK ASSOCIATES CORP	94,386	9M	-85,454	-47.5%	12Q	SEC ↗
28	KCM INVESTMENT ADVISORS LLC	93,878	9M	+7,890	+9.2%	5Q	SEC ↗
29	Kiker Wealth Management, LLC	90,191	9M	+3,842	+4.4%	7Q	SEC ↗
30	OLD MISSION CAPITAL LLC NEW	89,302	8M	—	+0.0%	1Q	SEC ↗
31	CONSOLIDATED CAPITAL MANAGEMENT, LLC	86,309	8M	+2,112	+2.5%	3Q	SEC ↗
32	Retirement Management Systems Inc.	78,894	7M	+17,449	+28.4%	3Q	SEC ↗
33	Prism Advisors, Inc. NEW	78,730	7M	—	+0.0%	1Q	SEC ↗
34	AMERIPRISE FINANCIAL INC	73,329	7M	+53,382	+267.6%	2Q	SEC ↗
35	McGuire Investment Group, LLC	70,531	7M	+544	+0.8%	5Q	SEC ↗
36	Rafferty Asset Management, LLC	69,844	7M	+19,911	+39.9%	6Q	SEC ↗
37	IFP Advisors, Inc	68,779	7M	-4,286	-5.9%	7Q	SEC ↗
38	Madrid Financial Services	67,263	6M	+2,491	+3.8%	5Q	SEC ↗
39	Kozak & Associates, Inc. NEW	67,229	6M	—	+0.0%	1Q	SEC ↗
40	Steward Partners Investment Advisory,	67,074	6M	-5,669	-7.8%	8Q	SEC ↗
41	PCG Wealth Advisors, LLC	66,995	6M	-1,598	-2.3%	5Q	SEC ↗
42	Capital Investment Advisors, LLC	62,875	6M	+2,943	+4.9%	5Q	SEC ↗
43	Destiny Wealth Partners, LLC	61,542	6M	-12,009	-16.3%	5Q	SEC ↗
44	KINGSWOOD WEALTH ADVISORS, LLC	60,639	6M	+19,940	+49.0%	6Q	SEC ↗
45	Quadrature Capital Ltd	59,185	6M	+35,885	+154.0%	3Q	SEC ↗
46	DEUTSCHE BANK AG NEW	58,529	6M	—	+0.0%	1Q	SEC ↗
47	JPMORGAN CHASE & CO	58,281	6M	+13,889	+31.3%	7Q	SEC ↗
48	Stonebridge Financial Group, LLC	58,256	6M	+4,114	+7.6%	5Q	SEC ↗
49	TD PRIVATE CLIENT WEALTH LLC	56,506	5M	+11,762	+26.3%	2Q	SEC ↗
50	PRINCIPAL SECURITIES, INC.	55,672	5M	+38,084	+216.5%	8Q	SEC ↗

Recent Activity

New Positions (20)

Holder	Shares	Value
OLD MISSION CAPITAL LLC	89,302	8M
Prism Advisors, Inc.	78,730	7M
Kozak & Associates, Inc.	67,229	6M
DEUTSCHE BANK AG	58,529	6M
PARK AVENUE SECURITIES LLC	31,039	3M
Bogart Wealth, LLC	28,964	3M
HRT FINANCIAL LP	24,274	2M
MONETA GROUP INVESTMENT ADVISORS LL	22,269	2M
Ferguson Shapiro LLC	17,617	2M
Bluespring Wealth Management, LLC	15,894	2M
IFG Advisory, LLC	14,307	1M
Janney Montgomery Scott LLC	13,698	1M
Maloon Powers Pitre Higgins & Denne	13,554	1M
Pacific Excel Wealth Advisors, Inc.	13,348	1M
VectorGlobal IAG, Inc.	11,093	1M
MISSION WEALTH MANAGEMENT, LP	9,796	930K
First Heartland Consultants, Inc.	9,677	919K
Global Retirement Partners, LLC	7,402	703K
Arrowroot Family Office, LLC	7,036	668K
Wealthspire Advisors, LLC	5,824	553K

Sold Out (20)

Holder	Prev Shares	Prev Value
Lloyd Harbor Capital Management, LL	185,000	18M
Bouchey Financial Group Ltd	140,081	13M
360 Financial, Inc.	123,083	12M
Massar Capital Management, LP	61,134	6M
Heck Capital Advisors, LLC	37,720	4M
PRUDENTIAL PLC	37,000	4M
RWQ Financial Management Services,	27,475	3M
GTS SECURITIES LLC	24,511	2M
GFS Advisors, LLC	20,405	2M
FIG FINANCIAL ADVISORY SERVICES INC	12,452	1M
WT Wealth Management	11,210	1M
AXXCESS WEALTH MANAGEMENT, LLC	11,014	1M
Meridian Wealth Management, LLC	10,523	999K
WJ Wealth Management, LLC	9,821	932K
Belvedere Trading LLC	8,183	777K
VestGen Advisors, LLC	7,421	704K
Owen LaRue, LLC	6,665	633K
TUDOR INVESTMENT CORP ET AL	6,315	599K
Ascentis Independent Advisors	5,860	556K
EARNED WEALTH ADVISORS, LLC	5,533	525K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
CITADEL ADVISORS LLC	+107,380	+104.2%	210,398
LPL Financial LLC	+100,520	+4.4%	2,371,975
WELLS FARGO & COMPANY/MN	+78,617	+15.4%	589,544
MML INVESTORS SERVICES, LLC	+66,793	+29.7%	291,645
MORGAN STANLEY	+54,323	+4.3%	1,312,743
AMERIPRISE FINANCIAL INC	+53,382	+267.6%	73,329
Itau Unibanco Holding S.A.	+49,145	+57.8%	134,109
OSAIC HOLDINGS, INC.	+47,361	+25.2%	235,399
Cetera Investment Advisers	+45,604	+9.7%	516,587
ENVESTNET ASSET MANAGEMENT INC	+45,500	+17.4%	307,328
NORTHWESTERN MUTUAL WEALTH MANAGEME	+45,212	+41.7%	153,659
RAYMOND JAMES FINANCIAL INC	+38,579	+6.3%	650,512
UBS Group AG	+38,388	+10.3%	412,839
PRINCIPAL SECURITIES, INC.	+38,084	+216.5%	55,672
JONES FINANCIAL COMPANIES LLLP	+35,946	+19.7%	218,749
Quadrature Capital Ltd	+35,885	+154.0%	59,185
COMMONWEALTH EQUITY SERVICES, LLC	+34,368	+14.0%	280,283
BANK OF AMERICA CORP /DE	+33,522	+2.9%	1,182,517
Modern Wealth Management, LLC	+27,047	+130.3%	47,799
INSIGNEO ADVISORY SERVICES, LLC	+22,981	+1174.9%	24,937

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
VAN ECK ASSOCIATES CORP	-85,454	-47.5%	94,386
Brookwood Investment Group LLC	-34,877	-83.1%	7,087
Sowell Financial Services LLC	-34,710	-69.7%	15,083
Kraft, Davis & Associates, LLC	-32,876	-89.7%	3,793
SUSQUEHANNA INTERNATIONAL GROUP, LL	-29,540	-44.3%	37,072
Cambridge Investment Research Advis	-25,859	-15.3%	143,460
BIP Wealth, LLC	-24,332	-85.9%	3,980
BARCLAYS PLC	-17,750	-41.4%	25,145
EFG International AG	-15,807	-28.9%	38,860
CreativeOne Wealth, LLC	-14,914	-41.7%	20,836
Kestra Advisory Services, LLC	-13,813	-28.9%	33,922
Brookstone Capital Management	-13,738	-44.5%	17,165
Independent Advisor Alliance	-13,133	-64.4%	7,251
Private Advisor Group, LLC	-12,752	-8.6%	134,961
Destiny Wealth Partners, LLC	-12,009	-16.3%	61,542
Mariner, LLC	-11,032	-52.4%	10,009
Quantinno Capital Management LP	-10,452	-76.9%	3,135
Snowden Capital Advisors LLC	-10,031	-42.7%	13,488
BNP PARIBAS FINANCIAL MARKETS	-9,880	-34.9%	18,449
Intesa Sanpaolo Wealth Management	-9,044	-43.7%	11,636

NLR Institutional Ownership

Institutional Ownership — NLR

Ownership Trends

Top Institutional Holders (616 total)

Recent Activity

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