$27.97

+0.07 (+0.25%)

Weekly Expected Move ±0.8%

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ETF AMEX · AUM $2.1B

Overview Chart Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Dividends Weather

Institutional Ownership — SPBO

206

Institutional Holders

+10 vs prior quarter

0.0%

Ownership

+0.00pp

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (222 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	AMERIPRISE FINANCIAL INC	8,324,643	233M	+287,693	+3.6%	15Q	SEC ↗
2	LPL Financial LLC	2,786,418	78M	-163,623	-5.5%	29Q	SEC ↗
3	ASSETMARK, INC	2,328,329	65M	+158,094	+7.3%	10Q	SEC ↗
4	AE Wealth Management LLC	2,317,936	65M	+197,357	+9.3%	21Q	SEC ↗
5	CX Institutional	2,095,671	59M	+42,638	+2.1%	19Q	SEC ↗
6	BANK OF AMERICA CORP /DE	1,914,852	54M	-337,640	-15.0%	15Q	SEC ↗
7	Procyon Advisors, LLC	1,910,729	53M	+169,973	+9.8%	10Q	SEC ↗
8	ST GERMAIN D J CO INC	1,874,355	52M	-101,393	-5.1%	13Q	SEC ↗
9	Gerber Kawasaki Wealth & Investment Ma	1,703,349	48M	+189,938	+12.6%	20Q	SEC ↗
10	NEPC LLC	1,669,124	47M	+944,897	+130.5%	9Q	SEC ↗
11	EXCHANGE TRADED CONCEPTS, LLC	1,657,547	46M	+220,065	+15.3%	5Q	SEC ↗
12	OSAIC HOLDINGS, INC.	1,631,201	46M	+64,429	+4.1%	26Q	SEC ↗
13	Summit Financial Wealth Advisors, LLC	1,189,025	33M	+62,237	+5.5%	7Q	SEC ↗
14	MORGAN STANLEY	1,102,771	31M	+245,785	+28.7%	59Q	SEC ↗
15	Geneos Wealth Management Inc.	1,080,256	30M	+65,619	+6.5%	24Q	SEC ↗
16	ARKANSAS FINANCIAL GROUP, INC.	962,946	27M	+85,839	+9.8%	17Q	SEC ↗
17	RWA WEALTH PARTNERS, LLC	828,567	23M	-122,890	-12.9%	12Q	SEC ↗
18	Modern Wealth Management, LLC NEW	709,247	20M	—	+0.0%	1Q	SEC ↗
19	Mariner, LLC	698,681	20M	+177,700	+34.1%	15Q	SEC ↗
20	Sterling Manor Financial, LLC	672,350	19M	+39,493	+6.2%	7Q	SEC ↗
21	Financial Engines Advisors L.L.C.	601,055	17M	+18,994	+3.3%	16Q	SEC ↗
22	Financial Gravity Companies, Inc. NEW	450,676	13M	—	+0.0%	1Q	SEC ↗
23	Financial Gravity Asset Management, In	442,070	12M	+16,811	+4.0%	3Q	SEC ↗
24	ALLSTATE CORP NEW	438,111	12M	—	+0.0%	1Q	SEC ↗
25	ROYAL BANK OF CANADA	433,588	12M	+93,202	+27.4%	58Q	SEC ↗
26	FLAGSHIP HARBOR ADVISORS, LLC	415,885	12M	+22,144	+5.6%	2Q	SEC ↗
27	Thrivent Financial for Lutherans	396,808	11M	+82,417	+26.2%	4Q	SEC ↗
28	IHT Wealth Management, LLC	393,988	11M	+6,275	+1.6%	6Q	SEC ↗
29	WELLS FARGO & COMPANY/MN	380,197	11M	-13,052	-3.3%	14Q	SEC ↗
30	SUSQUEHANNA INTERNATIONAL GROUP, LLP	365,302	10M	+339,471	+1314.2%	2Q	SEC ↗
31	BANK HAPOALIM BM NEW	346,250	10M	—	+0.0%	1Q	SEC ↗
32	North Dakota State Investment Board	311,928	9M	-777,140	-71.4%	3Q	SEC ↗
33	Hobart Private Capital, LLC NEW	307,667	9M	—	+0.0%	1Q	SEC ↗
34	Valmark Advisers, Inc.	296,451	8M	-12,145	-3.9%	15Q	SEC ↗
35	Foundations Investment Advisors, LLC	269,799	8M	+34,170	+14.5%	9Q	SEC ↗
36	JPMORGAN CHASE & CO	261,058	7M	+22,004	+9.2%	12Q	SEC ↗
37	Jacobi Capital Management LLC	231,662	6M	+30,206	+15.0%	26Q	SEC ↗
38	CWM, LLC	215,712	6M	-15,820	-6.8%	14Q	SEC ↗
39	Private Advisor Group, LLC	187,266	5M	+39,122	+26.4%	27Q	SEC ↗
40	Banque Transatlantique SA	180,193	5M	+72,226	+66.9%	2Q	SEC ↗
41	5th Street Advisors, LLC	178,166	5M	+60,127	+50.9%	10Q	SEC ↗
42	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	174,195	5M	+17,004	+10.8%	6Q	SEC ↗
43	MML INVESTORS SERVICES, LLC	173,089	5M	+56,559	+48.5%	24Q	SEC ↗
44	HighPoint Advisor Group LLC	172,535	5M	-86,562	-33.4%	3Q	SEC ↗
45	Melone Private Wealth, LLC	169,598	5M	+1,792	+1.1%	19Q	SEC ↗
46	NorthRock Partners, LLC	163,990	5M	-28,508	-14.8%	4Q	SEC ↗
47	Tidemark, LLC	162,442	5M	+4,939	+3.1%	2Q	SEC ↗
48	OLD MISSION CAPITAL LLC NEW	159,916	4M	—	+0.0%	1Q	SEC ↗
49	Asset Management One Co., Ltd.	152,180	4M	-25,250	-14.2%	3Q	SEC ↗
50	Cetera Investment Advisers	151,263	4M	+2,338	+1.6%	10Q	SEC ↗

Recent Activity

New Positions (20)

Holder	Shares	Value
Modern Wealth Management, LLC	709,247	20M
Financial Gravity Companies, Inc.	450,676	13M
ALLSTATE CORP	438,111	12M
BANK HAPOALIM BM	346,250	10M
Hobart Private Capital, LLC	307,667	9M
OLD MISSION CAPITAL LLC	159,916	4M
CITADEL ADVISORS LLC	84,580	2M
HRT FINANCIAL LP	48,965	1M
Guardian Asset Advisors, LLC	31,610	884K
Vise Technologies, Inc.	23,974	671K
Concurrent Investment Advisors, LLC	11,609	325K
NWF Advisory Services Inc.	7,859	220K
Simplicity Wealth,LLC	7,164	200K
Global Retirement Partners, LLC	5,828	163K
FIDUCIARY FINANCIAL ADVISORS	978	27K
Blue Trust, Inc.	851	24K
BFSG, LLC	675	19K
Integrated Wealth Concepts LLC	645	18K
IFP Advisors, Inc	542	15K
TD Waterhouse Canada Inc.	500	14K

Sold Out (20)

Holder	Prev Shares	Prev Value
Enstar Group LTD	276,400	8M
GOLDMAN SACHS GROUP INC	81,581	2M
Independent Advisor Alliance	71,673	2M
Mach-1 Financial Group, LLC	39,751	1M
Envestnet Portfolio Solutions, Inc.	36,704	1M
Merit Financial Group, LLC	21,019	588K
TIAA-CREF INDIVIDUAL & INSTITUTIONA	19,520	546K
Triad Wealth Partners, LLC	12,452	348K
1832 Asset Management L.P.	9,814	274K
Wedmont Private Capital	8,186	229K
ACORN FINANCIAL ADVISORY SERVICES I	7,000	196K
Woodside Wealth Management LLC	5,483	153K
SG Americas Securities, LLC	5,000	140K
Western Wealth Management, LLC	4,896	137K
UBS Group AG	3,332	93K
UBS AM, a distinct business unit of	3,332	93K
Capital Analysts, LLC	2,349	66K
Root Financial Partners, LLC	2,170	61K
TIAA Wealth Investment Management L	1,659	46K
Advisory Services Network, LLC	1,658	46K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
NEPC LLC	+944,897	+130.5%	1,669,124
SUSQUEHANNA INTERNATIONAL GROUP, LL	+339,471	+1314.2%	365,302
AMERIPRISE FINANCIAL INC	+287,693	+3.6%	8,324,643
MORGAN STANLEY	+245,785	+28.7%	1,102,771
EXCHANGE TRADED CONCEPTS, LLC	+220,065	+15.3%	1,657,547
AE Wealth Management LLC	+197,357	+9.3%	2,317,936
Gerber Kawasaki Wealth & Investment	+189,938	+12.6%	1,703,349
Mariner, LLC	+177,700	+34.1%	698,681
Procyon Advisors, LLC	+169,973	+9.8%	1,910,729
ASSETMARK, INC	+158,094	+7.3%	2,328,329
ROYAL BANK OF CANADA	+93,202	+27.4%	433,588
ARKANSAS FINANCIAL GROUP, INC.	+85,839	+9.8%	962,946
Thrivent Financial for Lutherans	+82,417	+26.2%	396,808
Banque Transatlantique SA	+72,226	+66.9%	180,193
Geneos Wealth Management Inc.	+65,619	+6.5%	1,080,256
OSAIC HOLDINGS, INC.	+64,429	+4.1%	1,631,201
Summit Financial Wealth Advisors, L	+62,237	+5.5%	1,189,025
5th Street Advisors, LLC	+60,127	+50.9%	178,166
MML INVESTORS SERVICES, LLC	+56,559	+48.5%	173,089
RAYMOND JAMES FINANCIAL INC	+52,985	+71.9%	126,638

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
North Dakota State Investment Board	-777,140	-71.4%	311,928
CoreCap Advisors, LLC	-712,103	-97.9%	15,142
Flaharty Asset Management, LLC	-687,336	-92.1%	58,923
Tradewinds Capital Management, LLC	-378,850	-75.5%	123,188
BANK OF AMERICA CORP /DE	-337,640	-15.0%	1,914,852
LPL Financial LLC	-163,623	-5.5%	2,786,418
RWA WEALTH PARTNERS, LLC	-122,890	-12.9%	828,567
ST GERMAIN D J CO INC	-101,393	-5.1%	1,874,355
HighPoint Advisor Group LLC	-86,562	-33.4%	172,535
JANE STREET GROUP, LLC	-80,875	-38.2%	130,896
TOUNJIAN ADVISORY PARTNERS, LLC	-73,287	-99.8%	143
Breakwater Capital Group	-72,030	-33.9%	140,249
NorthRock Partners, LLC	-28,508	-14.8%	163,990
Elevated Capital Advisors, LLC	-25,601	-69.4%	11,279
Asset Management One Co., Ltd.	-25,250	-14.2%	152,180
CWM, LLC	-15,820	-6.8%	215,712
WELLS FARGO & COMPANY/MN	-13,052	-3.3%	380,197
Valmark Advisers, Inc.	-12,145	-3.9%	296,451
RITHOLTZ WEALTH MANAGEMENT	-11,253	-11.2%	88,982
Ashton Thomas Private Wealth, LLC	-10,021	-50.4%	9,865

SPBO Institutional Ownership

Institutional Ownership — SPBO

Ownership Trends

Top Institutional Holders (222 total)

Recent Activity

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