— Know what they know.
Not Investment Advice

PQDI

Principal Spectrum Preferred and Income ETF
1W: -1.1% 1M: -2.6% 3M: -4.3% YTD: -4.3% 1Y: -4.1% 3Y: +19.2% 5Y: +7.6%
$18.61
+0.06 (+0.30%)
 
Weekly Expected Move ±0.6%
$18 $18 $19 $19 $19
ETF AMEX · AUM $67.8M
Key Statistics
AUM$68M
Holdings39
Top 10 Wt11.9%
Volume12,121
Avg Volume10,487
Beta0.55
Portfolio Fundamentals
P/E9.9
P/B1.6
Div Yield2.76%
ROE17.0%
% Profitable27%
Inception2020-06-17
Sector Allocation
Other 81.3%
Financial Services 16.9%
Communication Services 0.8%
Top 10 Holdings
# Name Ticker Weight % Market Value Shares
1 WELLS FARGO + COMPANY JR SUBORDINA 12/99 VAR — 4.30% $4.9M 4,747,000
2 ING GROEP NV JR SUBORDINA 12/99 VAR — 3.52% $4.0M 4,069,000
3 TORONTO DOMINION BANK JR SUBORDINA 10/82 VAR — 2.73% $3.1M 3,051,000
4 CREDIT AGRICOLE SA JR SUBORDINA 144A 12/99 VAR — 2.64% $3.0M 3,100,000
5 ALLSTATE CORP PREFFERD STOCK ALL-PJ 2.52% $2.9M 112,000
6 BNP PARIBAS JR SUBORDINA 144A 12/99 VAR — 2.06% $2.3M 2,300,000
7 CITIGROUP INC JR SUBORDINA 12/99 VAR — 2.01% $2.3M 2,300,000
8 BANK OF NOVA SCOTIA JR SUBORDINA 01/84 VAR — 1.99% $2.3M 2,200,000
9 CITIZENS FINANCIAL GROUP PREFERRED STOCK 7.375 CFG-PH 1.91% $2.2M 88,000
10 STATE STREET CORP JR SUBORDINA 12/99 VAR — 1.88% $2.1M 2,133,000

Recent Holding Changes

Date Holding Change Details
2026-10-01 GVMXX Changed 2001069 → 485653
2026-09-28 GVMXX Changed 472102 → 2001069
2026-09-28 COF-PL Changed 6715 → 7415
2026-09-28 ACGL Changed 29207 → 31224
2026-09-28 RNR-PF Changed 3851 → 8211

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms