— Know what they know.
Not Investment Advice
Asset Manager ← All Institutions

PRINCIPAL SECURITIES, INC.

Q3 2025 · Filed 2025-11-12
Market Value
$6.0B
+13.7%
Holdings
3,738
-65
New Purchases
185
Added To
1,696
Closed
139
Reduced
996
Top 10 Concentration
21.6%
Turnover
8.7%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
IVV 3.02% 2.48% +0.54% $180M
IWY 0.50% 0.08% +0.42% $30M
BCHP 2.14% 1.83% +0.31% $127M
USMC 5.02% 4.79% +0.23% $299M
FTEC 0.32% 0.12% +0.21% $19M
GOOGL 0.80% 0.61% +0.19% $47M
LCAP 0.39% 0.21% +0.19% $23M
PY 0.82% 0.65% +0.18% $49M
AAPL 1.12% 0.96% +0.16% $67M
YLD 0.69% 0.53% +0.16% $41M
SHYG 0.16% 0.02% +0.15% $10M
APUE 0.81% 0.67% +0.14% $48M
NVDA 1.22% 1.10% +0.12% $72M
GGUS 0.22% 0.11% +0.11% $13M
CGHM 0.11% 0.00% +0.11% $7M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
SPMO 0.40% 1.06% -0.65% $24M
MTUM 0.08% 0.35% -0.27% $5M
EWY 0.00% 0.19% -0.19% $52K
VOX 0.11% 0.29% -0.18% $7M
PSC 2.12% 2.29% -0.16% $126M
SPLG 1.23% 1.39% -0.16% $73M
IEFA 0.82% 0.97% -0.14% $49M
GSIE 0.70% 0.82% -0.13% $42M
AMZN 1.16% 1.27% -0.11% $69M
JEPQ 0.07% 0.16% -0.09% $4M
IUSV 1.24% 1.32% -0.09% $74M
SCHD 0.09% 0.18% -0.09% $6M
VFH 0.01% 0.09% -0.09% $312K
IWB 1.08% 1.16% -0.08% $64M
PSET 0.47% 0.55% -0.08% $28M

Sector Allocation Over Time

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 81 $1.3B 22.4%
Large Cap 1,051 $2.5B 42.4%
Mid Cap 1,142 $980M 16.5%
Small Cap 995 $684M 11.5%
Micro Cap 469 $436M 7.3%

Portfolio Analytics

Avg Market Cap
$30.3B
Median Market Cap
$3.6B
Avg P/E
32.5
Median P/E
20.8
Avg Dividend Yield
0.03%
Avg Beta
0.96
# Stocks
2,240
# ETFs / Funds
1,498

Top Holdings (3,738 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 USMC 5.02% 4,379,501 $299M $68.17 $48M +373,083 +9.3%
2 IVV 3.02% 268,803 $180M $669.30 $50M +59,698 +28.6%
3 AGG 2.21% 1,311,530 $131M $100.25 $12M +104,435 +8.7%
4 BCHP 2.14% 3,382,028 $127M $37.63 $32M +767,985 +29.4%
5 PSC 2.12% 2,219,443 $126M $56.97 $7M -28,082 -1.2%
6 GSUS 1.77% 1,137,684 $105M $92.40 $9M +19,063 +1.7%
7 MSFT 1.67% 191,661 $99M $517.95 $11M +14,941 +8.4%
8 IUSV 1.24% 736,567 $74M $99.95 $4M +3,427 +0.5%
9 SPLG 1.23% 933,131 $73M $78.34 $443K -66,437 -6.7%
10 NVDA 1.22% 388,113 $72M $186.58 $15M +23,022 +6.3%
11 AMZN 1.16% 315,536 $69M $219.57 $3M +12,303 +4.1%
12 AAPL 1.12% 262,373 $67M $254.63 $16M +16,609 +6.8%
13 IG 1.10% 3,108,813 $66M $21.10 $12M +550,679 +21.5%
14 IWB 1.08% 175,983 $64M $365.48 $4M -2,928 -1.6%
15 IUSG 0.96% 348,963 $57M $164.54 $12M +44,029 +14.4%
16 GCOR 0.92% 1,312,863 $55M $41.78 $5M +114,941 +9.6%
17 IEMG 0.89% 801,214 $53M $65.92 $7M +44,959 +5.9%
18 VTI 0.86% 155,275 $51M $328.17 $7M +9,506 +6.5%
19 IVW 0.85% 418,180 $50M $120.72 $8M +33,738 +8.8%
20 IEFA 0.82% 561,976 $49M $87.31 -$2M -45,813 -7.5%
21 PY 0.82% 933,336 $49M $52.49 $15M +248,627 +36.3%
22 APUE 0.81% 1,176,065 $48M $40.78 $13M +249,368 +26.9%
23 GOOGL 0.80% 194,972 $47M $243.10 $15M +13,520 +7.5%
24 META 0.80% 64,452 $47M $734.38 $2M +3,571 +5.9%
25 GSIE 0.70% 1,009,846 $42M $41.11 -$2M -78,246 -7.2%
26 YLD 0.69% 2,112,828 $41M $19.45 $13M +670,164 +46.5%
27 SCHG 0.69% 1,279,964 $41M $31.91 $2M -44,581 -3.4%
28 SCHP 0.68% 1,501,036 $40M $26.95 $3M +87,632 +6.2%
29 IDEV 0.64% 475,828 $38M $80.17 $5M +37,442 +8.5%
30 IXUS 0.63% 451,090 $37M $82.58 $1M -15,082 -3.2%
31 JEPI 0.60% 620,587 $35M $57.10 $4M +60,303 +10.8%
32 AVGO 0.59% 106,459 $35M $329.91 $5M -3,272 -3.0%
33 GSLC 0.55% 251,884 $33M $130.28 $3M +9,620 +4.0%
34 IJR 0.53% 264,525 $31M $118.83 $2M -3,936 -1.5%
35 IWY 0.50% 109,086 $30M $273.65 $26M +91,444 +518.3%
36 VEA 0.50% 493,104 $30M $59.92 $2M +1,986 +0.4%
37 BND 0.49% 392,152 $29M $74.37 $3M +41,681 +11.9%
38 JPM 0.49% 91,968 $29M $315.43 $3M +3,753 +4.2%
39 PSET 0.47% 367,369 $28M $76.11 -$756K -22,788 -5.8%
40 IVE 0.46% 131,894 $27M $206.51 $3M +7,494 +6.0%
41 GOOG 0.45% 110,698 $27M $243.55 $8M +1,750 +1.6%
42 VTV 0.45% 142,587 $27M $186.49 $3M +7,215 +5.3%
43 V 0.45% 77,863 $27M $341.38 -$161K +2,546 +3.4%
44 SPYG 0.45% 254,136 $27M $104.51 $5M +26,756 +11.8%
45 QQQ 0.44% 43,860 $26M $600.37 $3M +1,498 +3.5%
46 IUSB 0.41% 524,695 $25M $46.71 $3M +57,121 +12.2%
47 SPMO 0.40% 198,768 $24M $121.06 -$31M -294,023 -59.7%
48 HYG 0.40% 292,729 $24M $81.19 $3M +31,573 +12.1%
49 BRK-B 0.39% 46,708 $23M $502.74 $2M +1,841 +4.1%
50 LCAP 0.39% 803,223 $23M $29.01 $13M +401,445 +99.9%
51 ITOT 0.38% 156,585 $23M $145.65 $1M -2,439 -1.5%
52 LQD 0.38% 202,883 $23M $111.47 $5M +46,489 +29.7%
53 MBB 0.37% 231,823 $22M $95.15 $6M +59,345 +34.4%
54 APIE 0.36% 608,977 $22M $35.49 $3M +60,093 +10.9%
55 TSM 0.36% 75,774 $21M $279.29 $2M -7,871 -9.4%
56 VGLT 0.34% 360,581 $21M $56.86 $1M +16,937 +4.9%
57 FTEC 0.32% 86,652 $19M $222.17 $13M +55,328 +176.6%
58 EWU 0.32% 456,845 $19M $41.97 $2M +32,955 +7.8%
59 DYNF 0.32% 319,887 $19M $59.20 $4M +50,275 +18.6%
60 ETY 0.31% 1,151,738 $18M $15.90 $762K +17,259 +1.5%
61 FNDX 0.30% 681,154 $18M $26.30 $948K -10,209 -1.5%
62 APCB 0.30% 598,469 $18M $29.84 $4M +120,110 +25.1%
63 MA 0.29% 30,210 $17M $568.82 $988K +1,388 +4.8%
64 QUAL 0.29% 87,584 $17M $194.50 $919K -568 -0.6%
65 QYLD 0.28% 988,061 $17M $17.01 -$619K -54,153 -5.2%
66 XYLD 0.28% 428,043 $17M $39.26 $534K +10,183 +2.4%
67 TSLA 0.27% 36,337 $16M $444.72 $6M +3,261 +9.9%
68 FNDE 0.27% 436,861 $16M $36.16 $336K -31,504 -6.7%
69 GIGB 0.26% 336,508 $16M $46.69 $765K +11,727 +3.6%
70 VXF 0.26% 73,706 $15M $209.34 $2M +3,569 +5.1%
71 VCIT 0.25% 178,498 $15M $84.11 $316K +1,255 +0.7%
72 VCSH 0.25% 186,974 $15M $79.93 $1M +14,769 +8.6%
73 LLY 0.25% 19,450 $15M $763.01 -$86K +302 +1.6%
74 SCHW 0.24% 152,070 $15M $95.47 $1M +8,144 +5.7%
75 CMDY 0.24% 268,906 $14M $52.60 $1M +15,890 +6.3%
76 USHY 0.24% 371,463 $14M $37.78 -$615K -19,079 -4.9%
77 ORCL 0.23% 49,599 $14M $281.24 $633K -11,306 -18.6%
78 SPHY 0.23% 582,366 $14M $23.94 $68K -578 -0.1%
79 ABBV 0.23% 59,351 $14M $231.54 $3M +1,480 +2.6%
80 VHT 0.23% 52,467 $14M $259.60 $2M +4,375 +9.1%
81 GEM 0.23% 331,224 $13M $40.73 $2M +13,062 +4.1%
82 SPY 0.23% 20,217 $13M $666.18 $1M +345 +1.7%
83 GGUS 0.22% 210,808 $13M $63.29 $8M +112,059 +113.5%
84 VWO 0.22% 242,833 $13M $54.18 $2M +13,376 +5.8%
85 VOO 0.22% 21,421 $13M $612.39 $2M +1,958 +10.1%
86 GOVT 0.22% 563,417 $13M $23.12 $5M +210,989 +59.9%
87 VO 0.22% 44,310 $13M $293.74 $1M +2,693 +6.5%
88 LVHI 0.22% 374,473 $13M $34.75 $4M +96,824 +34.9%
89 SPHQ 0.22% 176,324 $13M $73.29 $484K +1,764 +1.0%
90 PREF 0.22% 672,795 $13M $19.14 $5M +243,438 +56.7%
91 SCHH 0.21% 589,221 $13M $21.57 $2M +95,923 +19.4%
92 BKNG 0.21% 2,346 $13M $5,398.19 -$1M -37 -1.6%
93 PM 0.21% 76,547 $12M $162.20 -$1M +2,420 +3.3%
94 HD 0.20% 30,058 $12M $405.19 $1M -341 -1.1%
95 MLPX 0.20% 194,142 $12M $62.71 $1M +18,591 +10.6%
96 WMT 0.20% 117,095 $12M $103.06 $600K -188 -0.2%
97 EQWL 0.20% 105,043 $12M $114.68 $1M +8,674 +9.0%
98 HIGH 0.20% 520,839 $12M $23.09 $802K +57,620 +12.4%
99 XOM 0.20% 105,404 $12M $112.75 $1M +4,918 +4.9%
100 NFLX 0.20% 9,716 $12M $1,198.96 -$706K +490 +5.3%

New Positions

SymbolValue% Port
CGHM $7M 0.11%
CGGE $5M 0.08%
GQGU $3M 0.06%
CGMM $2M 0.03%
NEMD $846K 0.01%
BSCU $624K 0.01%
XV $249K —%
TRFM $229K —%
BSCV $202K —%
CPNS $122K —%
CPST $122K —%
INQQ $115K —%
OAIM $97K —%
QDPL $92K —%
BDYN $91K —%

Sold Out Positions

SymbolValue% Port
WDI —%
BGR —%
UNFI —%
HFRO —%
CNR —%
XYF —%
GNT —%
UHAL —%
THQ —%
WHD —%
ASPN —%
BRT —%
FVR —%
UA —%
CHPT —%
View SEC EDGAR Filings for PRINCIPAL SECURITIES, INC. →

Sign in to InsiderStreet

You'll also get our free weekly newsletter with
smart money signals, market insights, and alpha ideas.
Unsubscribe anytime.

For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms