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Asset Manager ← All Institutions

MACKAY SHIELDS LLC

299 PARK AVENUE 32ND FLOOR, NEW YORK, NY 10171 • 212-230-3811

Q1 2026 · Filed 2026-04-27
Market Value
$351M
-15.3%
Holdings
42
-6
New Purchases
2
Added To
4
Closed
13
Reduced
20
Top 10 Concentration
75.8%
Turnover
35.7%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
NINE 7.16% 0.00% +7.16% $25M
MQY 4.99% 0.98% +4.01% $18M
MYN 6.43% 2.81% +3.62% $23M
BTT 10.13% 7.51% +2.62% $36M
MYI 1.58% 0.00% +1.58% $6M
BAC-PL 7.09% 6.32% +0.77% $25M
WFC-PL 4.88% 4.33% +0.55% $17M
IAU 9.80% 9.30% +0.50% $34M
GPOR 5.94% 5.45% +0.49% $21M
GLD 1.88% 1.47% +0.41% $7M
MIY 2.23% 1.88% +0.35% $8M
MUJ 3.78% 3.54% +0.24% $13M
MHD 6.37% 6.14% +0.24% $22M
WBD 1.77% 1.57% +0.20% $6M
VFL 1.14% 1.00% +0.14% $4M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MHN 0.00% 2.94% -2.94% $0
MQT 0.00% 2.45% -2.45% $0
MUC 0.44% 2.51% -2.07% $2M
TALO 5.97% 8.00% -2.03% $21M
BFK 0.00% 2.02% -2.02% $0
MVF 0.00% 1.99% -1.99% $0
MYD 0.00% 1.76% -1.76% $0
BYM 0.00% 1.27% -1.27% $0
NBH 1.80% 3.01% -1.21% $6M
APO-PA 11.96% 13.01% -1.05% $42M
BLE 0.00% 0.92% -0.92% $0
NZF 0.19% 0.98% -0.79% $678K
EIM 0.35% 0.75% -0.40% $1M
CWB 0.00% 0.29% -0.29% $0
NQP 0.40% 0.66% -0.26% $1M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 76.3%
Energy 21.7%
Communication Services 2.0%
Consumer Defensive 0.0%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 2 $42M 12.0%
Large Cap 4 $89M 25.4%
Mid Cap 4 $42M 12.1%
Small Cap 24 $171M 48.8%
Micro Cap 8 $6M 1.7%

Portfolio Analytics

Avg Market Cap
$24.8B
Median Market Cap
$528M
Avg P/E
28.9
Median P/E
31.2
Avg Dividend Yield
0.05%
Avg Beta
0.75
# Stocks
15
# ETFs / Funds
27

Top Holdings (42 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 APO-PA 11.96% 713,809 $42M $58.80 -$12M -483 -0.1%
2 BTT 10.13% 1,566,262 $36M $22.70 $4M +202,135 +14.8%
3 IAU 9.80% 390,150 $34M $88.16 -$4M -84,850 -17.9%
4 NINE 7.16% 3,066,434 $25M $8.20 +3,066,434 NEW
5 BAC-PL 7.09% 20,867 $25M $1,192.54 -$1M -60 -0.3%
6 MYN 6.43% 2,349,687 $23M $9.60 $11M +1,175,516 +100.1%
7 MHD 6.37% 1,982,355 $22M $11.28 -$3M -183,915 -8.5%
8 TALO 5.97% 1,329,097 $21M $15.76 -$12M -1,679,338 -55.8%
9 GPOR 5.94% 98,592 $21M $211.57 -$2M -10,000 -9.2%
10 MQY 4.99% 1,594,019 $18M $10.98 $13M +1,236,182 +345.5%
11 WFC-PL 4.88% 14,760 $17M $1,160.38 -$839K -10 -0.1%
12 MUJ 3.78% 1,147,932 $13M $11.57 -$1M -84,941 -6.9%
13 MIY 2.23% 658,969 $8M $11.88 $24K -5,850 -0.9%
14 GLD 1.88% 15,336 $7M $430.29 $521K
15 NBH 1.80% 623,277 $6M $10.15 -$6M -610,301 -49.5%
16 WBD 1.77% 226,250 $6M $27.46 -$308K
17 MYI 1.58% 526,256 $6M $10.51 +526,256 NEW
18 NRK 1.51% 519,880 $5M $10.21 -$1M -121,225 -18.9%
19 VFL 1.14% 401,695 $4M $9.96 -$125K
20 VGM 0.59% 209,167 $2M $9.87 -$1M -99,376 -32.2%
21 VKQ 0.57% 208,814 $2M $9.52 -$1M -116,293 -35.8%
22 MFM 0.51% 333,155 $2M $5.39 -$49K -6,502 -1.9%
23 MUC 0.44% 146,840 $2M $10.40 -$9M -834,486 -85.0%
24 NQP 0.40% 117,934 $1M $11.93 -$1M -111,286 -48.5%
25 EIM 0.35% 125,764 $1M $9.77 -$2M -193,050 -60.5%
26 VMO 0.34% 126,255 $1M $9.51 -$764K -79,083 -38.5%
27 NZF 0.19% 55,659 $678K $12.18 -$3M -268,843 -82.8%
28 VKI 0.11% 45,320 $392K $8.66 -$572K -60,448 -57.1%
29 SECR 0.08% 11,504 $295K $25.65 $9K +368 +3.3%
30 BYM —% -$5M -479,613 -100.0% SOLD
31 KTF —% -$841K -92,505 -100.0% SOLD
32 MVT —% -$710K -65,678 -100.0% SOLD
33 BFK —% -$8M -833,784 -100.0% SOLD
34 TPB —% -$737K -6,802 -100.0% SOLD
35 MHN —% -$12M -1,191,469 -100.0% SOLD
36 MVF —% -$8M -1,192,311 -100.0% SOLD
37 MYD —% -$7M -697,362 -100.0% SOLD
38 CWB —% -$1M -13,633 -100.0% SOLD
39 BKN —% -$1M -92,077 -100.0% SOLD
40 VPV —% -$151K -14,433 -100.0% SOLD
41 BLE —% -$4M -363,951 -100.0% SOLD
42 MQT —% -$10M -1,008,573 -100.0% SOLD

New Positions

SymbolValue% Port
NINE $25M 7.16%
MYI $6M 1.58%

Sold Out Positions

SymbolValue% Port
TPB —%
VPV —%
KTF —%
CWB —%
BLE —%
MYD —%
BFK —%
BYM —%
MVT —%
MQT —%
MVF —%
MHN —%
BKN —%
View SEC EDGAR Filings for MACKAY SHIELDS LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms