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Asset Manager ← All Institutions

CALDWELL SUTTER CAPITAL, INC.

30 LIBERTY SHIP WAY #3225, SAUSALITO, CA 94965-3324 • 415-367-4981

Q3 2025 · Filed 2025-10-29
Market Value
$230M
+7.4%
Holdings
864
-9
New Purchases
36
Added To
123
Closed
22
Reduced
157
Top 10 Concentration
23.3%
Turnover
6.7%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
PLBC 1.98% 0.02% +1.97% $5M
AAPL 5.73% 4.58% +1.15% $13M
SGOV 0.78% 0.37% +0.41% $2M
FBK 0.30% 0.00% +0.30% $679K
MOD 1.07% 0.79% +0.27% $2M
HMST 0.60% 0.35% +0.25% $1M
CAT 1.81% 1.67% +0.14% $4M
INTG 0.35% 0.21% +0.13% $796K
NODK 0.26% 0.17% +0.09% $603K
GOOGL 0.36% 0.27% +0.09% $821K
OSBC 0.08% 0.00% +0.08% $190K
ITIC 0.49% 0.42% +0.07% $1M
MRK 0.34% 0.27% +0.07% $777K
GOOG 0.35% 0.28% +0.07% $807K
JNJ 0.53% 0.47% +0.06% $1M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
V 1.96% 2.32% -0.36% $5M
SSBK 0.00% 0.31% -0.31% $0
MSFT 1.71% 2.01% -0.30% $4M
INTU 0.94% 1.18% -0.24% $2M
DGICA 1.88% 2.11% -0.23% $4M
INBK 0.76% 0.99% -0.22% $2M
COST 1.23% 1.42% -0.19% $3M
IBM 1.04% 1.22% -0.17% $2M
KNTK 1.35% 1.50% -0.15% $3M
KYN 0.78% 0.91% -0.14% $2M
SPLP 0.00% 0.14% -0.14% $0
UMH 0.57% 0.70% -0.13% $1M
NAII 0.52% 0.64% -0.12% $1M
PPIH 2.46% 2.57% -0.12% $6M
MSA 2.49% 2.60% -0.11% $6M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 43.1%
Industrials 12.2%
Technology 11.3%
Consumer Defensive 7.5%
Energy 7.4%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 72 $79M 34.2%
Large Cap 432 $65M 28.1%
Mid Cap 169 $25M 10.9%
Small Cap 116 $35M 15.3%
Micro Cap 75 $26M 11.5%

Portfolio Analytics

Avg Market Cap
$99.9B
Median Market Cap
$16.4B
Avg P/E
31.6
Median P/E
20.3
Avg Dividend Yield
0.02%
Avg Beta
0.95
# Stocks
634
# ETFs / Funds
230

Top Holdings (864 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 AAPL 5.73% 51,780 $13M $254.63 $3M +3,894 +8.1%
2 MSA 2.49% 33,299 $6M $172.07 $151K
3 PPIH 2.46% 241,154 $6M $23.43 $135K
4 PLBC 1.98% 105,684 $5M $43.14 $5M +104,884 +13110.5%
5 V 1.96% 13,221 $5M $341.38 -$466K -803 -5.7%
6 DGICA 1.88% 223,353 $4M $19.39 -$195K -2,675 -1.2%
7 CAT 1.81% 8,736 $4M $477.17 $595K -470 -5.1%
8 SSBI 1.81% 349,314 $4M $11.91 $374K +50 +0.0%
9 MSFT 1.71% 7,612 $4M $517.92 -$363K -1,044 -12.1%
10 BRK-B 1.41% 6,470 $3M $502.74 $39K -145 -2.2%
11 IVV 1.41% 4,846 $3M $669.30 $181K -86 -1.7%
12 KNTK 1.35% 72,710 $3M $42.74 -$100K -100 -0.1%
13 VIG 1.35% 14,394 $3M $215.79 $203K +211 +1.5%
14 JPM 1.28% 9,357 $3M $315.42 $201K -131 -1.4%
15 COST 1.23% 3,048 $3M $925.65 -$222K -26 -0.8%
16 CVX 1.15% 17,007 $3M $155.29 $184K -155 -0.9%
17 FSUN 1.07% 63,405 $2M $38.79 $256K
18 MOD 1.07% 17,239 $2M $142.16 $753K
19 AXP 1.06% 7,338 $2M $332.18 $97K
20 IBM 1.04% 8,509 $2M $282.17 -$205K -330 -3.7%
21 BCML 1.00% 80,315 $2M $28.75 $25K -2,114 -2.6%
22 META 1.00% 3,135 $2M $734.38 -$44K -44 -1.4%
23 SENEA 0.98% 20,846 $2M $107.94 $136K
24 NEN 0.94% 30,226 $2M $71.75 -$41K
25 INTU 0.94% 3,170 $2M $682.91 -$356K -30 -0.9%
26 PKBK 0.89% 94,510 $2M $21.55 $112K
27 VTI 0.87% 6,128 $2M $328.17 $149K
28 IGM 0.86% 15,720 $2M $125.95 $169K -402 -2.5%
29 BANR 0.84% 29,492 $2M $65.50 $40K
30 CSCO 0.83% 28,051 $2M $68.42 -$96K -1,003 -3.5%
31 SGOV 0.78% 17,904 $2M $100.70 $1000K +9,925 +124.4%
32 KYN 0.78% 144,203 $2M $12.37 -$175K -9,757 -6.3%
33 MCI 0.76% 84,614 $2M $20.76 -$76K
34 INBK 0.76% 78,233 $2M $22.43 -$358K -300 -0.4%
35 PFE 0.72% 65,262 $2M $25.48 $82K +36 +0.1%
36 XOM 0.69% 13,994 $2M $112.75 $71K +14 +0.1%
37 UNP 0.65% 6,351 $2M $236.37 $51K +50 +0.8%
38 PEP 0.63% 10,368 $1M $140.44 $472 -656 -6.0%
39 HMST 0.60% 103,215 $1M $13.31 $629K +46,215 +81.1%
40 WLY 0.59% 33,810 $1M $40.47 -$141K
41 VUG 0.57% 2,738 $1M $479.67 $94K -44 -1.6%
42 UMH 0.57% 88,023 $1M $14.85 -$195K -1,450 -1.6%
43 ABBV 0.55% 5,416 $1M $231.54 $134K -619 -10.3%
44 HD 0.54% 3,064 $1M $405.18 -$63K -495 -13.9%
45 ARL 0.53% 73,420 $1M $16.73 $192K
46 JNJ 0.53% 6,556 $1M $185.42 $216K +13 +0.2%
47 AXR 0.53% 50,522 $1M $23.92 $146K -250 -0.5%
48 NAII 0.52% 418,949 $1M $2.86 -$180K -499 -0.1%
49 ELSE 0.52% 250,052 $1M $4.78 $137K
50 HSY 0.50% 6,104 $1M $187.05 $158K +175 +3.0%
51 T 0.49% 40,124 $1M $28.24 -$94K -2,285 -5.4%
52 GOLD 0.49% 43,702 $1M $25.87 $150K -500 -1.1%
53 ITIC 0.49% 4,215 $1M $267.83 $233K -25 -0.6%
54 VZ 0.49% 25,519 $1M $43.95 $11K -147 -0.6%
55 MCD 0.49% 3,673 $1M $303.92 $33K -36 -1.0%
56 BAC 0.47% 21,135 $1M $51.59 $96K +120 +0.6%
57 WM 0.47% 4,849 $1M $220.83 -$96K -250 -4.9%
58 HON 0.46% 5,041 $1M $210.50 -$113K
59 BOND 0.46% 11,267 $1M $93.35 -$102K -1,251 -10.0%
60 SMBK 0.44% 28,431 $1M $35.73 $55K
61 NRIM 0.43% 46,204 $1M $21.66 -$100K +34,403 +291.5%
62 TLT 0.42% 10,818 $967K $89.37 $134K +1,376 +14.6%
63 ENB 0.40% 18,374 $927K $50.46 $88K -132 -0.7%
64 GILD 0.40% 8,308 $922K $111.00 -$52K -478 -5.4%
65 WMT 0.40% 8,875 $915K $103.06 $11K -366 -4.0%
66 USFR 0.39% 18,008 $905K $50.27 $128K +2,568 +16.6%
67 CSWC 0.39% 41,052 $897K $21.86 -$7K
68 DIS 0.38% 7,708 $883K $114.50 -$50K +191 +2.5%
69 MPV 0.38% 43,755 $882K $20.15 $2K
70 BK 0.38% 7,943 $865K $108.96 $142K
71 XLE 0.37% 9,566 $855K $89.34 $38K -60 -0.6%
72 BA 0.37% 3,919 $846K $215.83 -$17K -197 -4.8%
73 VTV 0.37% 4,520 $843K $186.48 $42K -13 -0.3%
74 GOOGL 0.36% 3,377 $821K $243.10 $241K +84 +2.5%
75 GOOG 0.35% 3,312 $807K $243.55 $199K -111 -3.2%
76 LMT 0.35% 1,596 $797K $499.21 $69K +24 +1.5%
77 INTG 0.35% 39,496 $796K $20.16 $340K
78 DLR 0.34% 4,534 $784K $172.87 -$27K -118 -2.5%
79 MRK 0.34% 9,258 $777K $83.93 $205K +2,035 +28.2%
80 DUK 0.33% 6,156 $762K $123.75 $32K -30 -0.5%
81 BRK-A 0.33% 1 $754K $754,200.00 $25K
82 BSM 0.32% 55,790 $733K $13.14 $3K
83 CSWI 0.32% 3,012 $731K $242.75 -$133K
84 NICK 0.31% 138,069 $711K $5.15 -$54K -1,101 -0.8%
85 ONB 0.31% 32,012 $703K $21.95 $20K
86 CET 0.30% 13,639 $701K $51.37 $30K -366 -2.6%
87 WMB 0.30% 10,856 $688K $63.35 -$39K -716 -6.2%
88 FBK 0.30% 12,187 $679K $55.74 +12,187 NEW
89 PG 0.29% 4,370 $671K $153.64 -$80K -346 -7.3%
90 QCOM 0.29% 4,020 $669K $166.36 $25K -20 -0.5%
91 WELL 0.29% 3,685 $656K $178.14 $86K -26 -0.7%
92 DIT 0.28% 5,606 $638K $113.76 -$12K -293 -5.0%
93 AMZN 0.27% 2,825 $620K $219.57 -$30K -140 -4.7%
94 LDUR 0.27% 6,354 $611K $96.15 -$95K -1,010 -13.7%
95 FSBW 0.26% 15,142 $604K $39.92 $8K
96 NODK 0.26% 44,469 $603K $13.56 $232K +15,326 +52.6%
97 IMKTA 0.26% 8,485 $590K $69.56 $52K
98 KO 0.26% 8,891 $590K $66.32 -$43K -57 -0.6%
99 VOO 0.25% 955 $585K $612.38 $68K +45 +5.0%
100 PM 0.25% 3,593 $583K $162.20 -$72K

New Positions

SymbolValue% Port
FBK $679K 0.30%
OSBC $190K 0.08%
AVBH $140K 0.06%
RAL $55K 0.02%
PHYS $39K 0.02%
HEI-A $25K 0.01%
HALO $22K 0.01%
RA $20K 0.01%
PPT $16K 0.01%
SA $14K 0.01%
SCHX $12K 0.01%
EOG $11K —%
SOUN $11K —%
HRL $11K —%
FHI $10K —%

Sold Out Positions

SymbolValue% Port
FC —%
LEVI —%
PNR —%
CHPT —%
AVNS —%
LII —%
PIM —%
SYY —%
UTF —%
U —%
CYPH —%
POOL —%
PFFA —%
DLTH —%
VXRT —%
View SEC EDGAR Filings for CALDWELL SUTTER CAPITAL, INC. →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms