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CALDWELL SUTTER CAPITAL, INC.

30 LIBERTY SHIP WAY #3225, SAUSALITO, CA 94965-3324 • 415-367-4981

Q4 2025 · Filed 2026-01-30
Market Value
$232M
+0.8%
Holdings
884
+20
New Purchases
42
Added To
149
Closed
37
Reduced
164
Top 10 Concentration
23.7%
Turnover
8.9%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
PPIH 3.08% 2.46% +0.62% $7M
SGOV 1.23% 0.78% +0.45% $3M
CAT 2.12% 1.81% +0.31% $5M
NAII 0.71% 0.52% +0.19% $2M
GOLD 0.63% 0.49% +0.14% $1M
CSCO 0.96% 0.83% +0.12% $2M
AXP 1.17% 1.06% +0.11% $3M
PKBK 0.99% 0.89% +0.10% $2M
GOOG 0.45% 0.35% +0.10% $1M
GOOGL 0.46% 0.36% +0.10% $1M
NRIM 0.53% 0.43% +0.10% $1M
MRK 0.43% 0.34% +0.09% $997K
USFR 0.47% 0.39% +0.08% $1M
CPB 0.13% 0.06% +0.08% $312K
PLBC 2.05% 1.98% +0.07% $5M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MSA 2.22% 2.49% -0.27% $5M
KNTK 1.14% 1.35% -0.21% $3M
MSFT 1.52% 1.71% -0.19% $4M
WLY 0.45% 0.59% -0.15% $1M
NEN 0.81% 0.94% -0.14% $2M
AXR 0.41% 0.53% -0.12% $945K
FSUN 0.95% 1.07% -0.12% $2M
META 0.89% 1.00% -0.11% $2M
MOD 0.96% 1.07% -0.11% $2M
MCI 0.66% 0.76% -0.11% $2M
COST 1.13% 1.23% -0.09% $3M
HD 0.45% 0.54% -0.09% $1M
MPV 0.30% 0.38% -0.08% $695K
BANR 0.76% 0.84% -0.08% $2M
DFUS 0.00% 0.07% -0.07% $0

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 43.1%
Industrials 12.2%
Technology 11.3%
Consumer Defensive 7.5%
Energy 7.4%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 72 $80M 34.6%
Large Cap 445 $65M 28.2%
Mid Cap 176 $24M 10.2%
Small Cap 121 $36M 15.4%
Micro Cap 70 $27M 11.6%

Portfolio Analytics

Avg Market Cap
$98.5B
Median Market Cap
$16.4B
Avg P/E
32.3
Median P/E
20.5
Avg Dividend Yield
0.02%
Avg Beta
0.96
# Stocks
636
# ETFs / Funds
248

Top Holdings (884 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 AAPL 5.69% 48,500 $13M $271.86 $541 -3,280 -6.3%
2 PPIH 3.08% 235,238 $7M $30.36 $1M -5,916 -2.5%
3 MSA 2.22% 32,149 $5M $160.14 -$581K -1,150 -3.5%
4 CAT 2.12% 8,599 $5M $572.84 $757K -137 -1.6%
5 PLBC 2.05% 106,283 $5M $44.69 $191K +599 +0.6%
6 V 1.99% 13,144 $5M $350.72 $96K -77 -0.6%
7 DGICA 1.83% 212,303 $4M $19.98 -$89K -11,050 -5.0%
8 SSBI 1.74% 346,813 $4M $11.63 -$127K -2,501 -0.7%
9 MSFT 1.52% 7,306 $4M $483.64 -$409K -306 -4.0%
10 IVV 1.43% 4,846 $3M $684.94 $76K
11 BRK-B 1.41% 6,501 $3M $502.65 $15K +31 +0.5%
12 VIG 1.37% 14,463 $3M $219.78 $73K +69 +0.5%
13 JPM 1.28% 9,226 $3M $322.23 $22K -131 -1.4%
14 SGOV 1.23% 28,395 $3M $100.38 $1M +10,491 +58.6%
15 AXP 1.17% 7,338 $3M $369.97 $277K
16 KNTK 1.14% 73,235 $3M $36.05 -$468K +525 +0.7%
17 COST 1.13% 3,048 $3M $862.37 -$193K
18 CVX 1.11% 16,949 $3M $152.41 -$58K -58 -0.3%
19 IBM 1.08% 8,420 $2M $296.20 $93K -89 -1.1%
20 BCML 1.01% 80,010 $2M $29.40 $43K -305 -0.4%
21 PKBK 0.99% 91,600 $2M $25.04 $257K -2,910 -3.1%
22 MOD 0.96% 16,639 $2M $133.51 -$229K -600 -3.5%
23 CSCO 0.96% 28,829 $2M $77.03 $301K +778 +2.8%
24 SENEA 0.95% 19,996 $2M $110.63 -$38K -850 -4.1%
25 FSUN 0.95% 58,672 $2M $37.64 -$251K -4,733 -7.5%
26 INTU 0.91% 3,170 $2M $662.42 -$65K
27 META 0.89% 3,125 $2M $660.09 -$240K -10 -0.3%
28 VTI 0.89% 6,128 $2M $335.27 $44K
29 IGM 0.88% 15,720 $2M $129.16 $50K
30 NEN 0.81% 29,019 $2M $64.50 -$297K -1,207 -4.0%
31 BANR 0.76% 28,261 $2M $62.66 -$161K -1,231 -4.2%
32 KYN 0.76% 141,530 $2M $12.38 -$32K -2,673 -1.9%
33 XOM 0.73% 13,988 $2M $120.34 $106K -6 -0.0%
34 NAII 0.71% 461,792 $2M $3.58 $457K +42,843 +10.2%
35 INBK 0.69% 76,899 $2M $20.87 -$150K -1,334 -1.7%
36 PFE 0.69% 63,951 $2M $24.90 -$70K -1,311 -2.0%
37 MCI 0.66% 83,984 $2M $18.15 -$232K -630 -0.7%
38 PEP 0.66% 10,585 $2M $143.52 $63K +217 +2.1%
39 HMST 0.65% 103,215 $2M $14.63 $136K
40 UNP 0.65% 6,476 $1M $231.32 -$3K +125 +2.0%
41 GOLD 0.63% 42,702 $1M $34.05 $323K -1,000 -2.3%
42 JNJ 0.58% 6,502 $1M $206.96 $130K -54 -0.8%
43 UMH 0.58% 84,023 $1M $15.91 $30K -4,000 -4.5%
44 VUG 0.57% 2,707 $1M $487.94 $8K -31 -1.1%
45 NRIM 0.53% 46,204 $1M $26.61 $229K
46 ABBV 0.53% 5,363 $1M $228.50 -$29K -53 -1.0%
47 BAC 0.50% 21,031 $1M $55.00 $66K -104 -0.5%
48 ARL 0.50% 71,832 $1M $16.06 -$75K -1,588 -2.2%
49 HSY 0.48% 6,104 $1M $181.98 -$31K
50 MCD 0.48% 3,611 $1M $305.63 -$13K -62 -1.7%
51 USFR 0.47% 21,801 $1M $50.32 $192K +3,793 +21.1%
52 WM 0.46% 4,854 $1M $219.71 -$4K +5 +0.1%
53 GOOGL 0.46% 3,374 $1M $313.00 $235K -3 -0.1%
54 ITIC 0.45% 4,215 $1M $249.64 -$77K
55 HD 0.45% 3,057 $1M $344.10 -$190K -7 -0.2%
56 SMBK 0.45% 28,431 $1M $36.99 $36K
57 GOOG 0.45% 3,320 $1M $313.80 $235K +8 +0.2%
58 ELSE 0.45% 250,052 $1M $4.16 -$155K
59 WLY 0.45% 33,810 $1M $30.63 -$333K
60 VZ 0.43% 24,476 $997K $40.73 -$125K -1,043 -4.1%
61 MRK 0.43% 9,469 $997K $105.26 $220K +211 +2.3%
62 GILD 0.43% 8,094 $993K $122.74 $71K -214 -2.6%
63 HON 0.42% 5,049 $985K $195.09 -$76K +8 +0.2%
64 T 0.42% 39,375 $978K $24.84 -$155K -749 -1.9%
65 AXR 0.41% 50,272 $945K $18.80 -$263K -250 -0.5%
66 INTG 0.41% 33,228 $943K $28.39 $147K -6,268 -15.9%
67 BOND 0.40% 10,058 $936K $93.08 -$116K -1,209 -10.7%
68 WMT 0.40% 8,327 $928K $111.41 $13K -548 -6.2%
69 BK 0.40% 7,943 $922K $116.09 $57K
70 TLT 0.39% 10,432 $909K $87.16 -$58K -386 -3.6%
71 ENB 0.38% 18,321 $876K $47.83 -$51K -53 -0.3%
72 VTV 0.37% 4,434 $847K $191.01 $4K -86 -1.9%
73 CSWC 0.36% 38,084 $844K $22.15 -$54K -2,968 -7.2%
74 XLE 0.36% 18,812 $841K $44.71 -$14K +9,246 +96.7%
75 DIS 0.36% 7,307 $831K $113.77 -$51K -401 -5.2%
76 BA 0.36% 3,811 $827K $217.12 -$18K -108 -2.8%
77 LMT 0.33% 1,599 $773K $483.67 -$23K +3 +0.2%
78 CET 0.33% 15,124 $767K $50.71 $66K +1,485 +10.9%
79 BRK-A 0.33% 1 $755K $754,800.00 $600
80 BSM 0.32% 55,790 $741K $13.29 $8K
81 DUK 0.31% 6,138 $719K $117.21 -$42K -18 -0.3%
82 ONB 0.31% 32,012 $714K $22.31 $12K
83 MPV 0.30% 43,755 $695K $15.89 -$186K
84 DLR 0.30% 4,439 $687K $154.71 -$97K -95 -2.1%
85 QCOM 0.30% 4,005 $685K $171.04 $16K -15 -0.4%
86 FBK 0.29% 12,187 $680K $55.80 $732
87 WELL 0.29% 3,627 $673K $185.61 $17K -58 -1.6%
88 UPS 0.29% 6,780 $673K $99.20 $152K +545 +8.7%
89 DHR 0.29% 2,897 $663K $228.92 $89K
90 PG 0.28% 4,583 $657K $143.30 -$15K +213 +4.9%
91 AMZN 0.28% 2,818 $650K $230.82 $30K -7 -0.2%
92 WMB 0.28% 10,701 $643K $60.11 -$44K -155 -1.4%
93 KO 0.28% 9,145 $639K $69.91 $50K +254 +2.9%
94 NICK 0.27% 122,052 $632K $5.18 -$79K -16,017 -11.6%
95 FSBW 0.27% 15,142 $623K $41.17 $19K
96 CSWI 0.26% 2,078 $610K $293.53 -$121K -934 -31.0%
97 USB 0.26% 11,393 $608K $53.36 $64K +146 +1.3%
98 OKE 0.26% 8,178 $601K $73.50 $46K +565 +7.4%
99 NODK 0.26% 44,469 $591K $13.30 -$12K
100 AMGN 0.25% 1,764 $577K $327.27 $80K +3 +0.2%

New Positions

SymbolValue% Port
SOLS $64K 0.03%
EXK $56K 0.02%
CIEN $39K 0.02%
Q $35K 0.02%
EUSA $28K 0.01%
SQ $21K 0.01%
UG $20K 0.01%
CL $17K 0.01%
CRWV $14K 0.01%
BITW $11K —%
SMR $9K —%
BMNR $8K —%
TOTB.DE $7K —%
BDX $7K —%
PRLD $6K —%

Sold Out Positions

SymbolValue% Port
SA —%
BIT —%
SPOT —%
ALK —%
LUMN —%
EOG —%
FHI —%
PCQ —%
AMG —%
UL —%
GKOS —%
BMRN —%
RIG —%
TTE —%
ILMN —%
View SEC EDGAR Filings for CALDWELL SUTTER CAPITAL, INC. →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms