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Asset Manager ← All Institutions

HEIGHTS CAPITAL MANAGEMENT, INC

Q3 2025 · Filed 2025-11-18
Market Value
$156M
+9.6%
Holdings
102
+21
New Purchases
45
Added To
0
Closed
22
Reduced
12
Top 10 Concentration
53.4%
Turnover
65.7%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
IBRX 10.38% 0.00% +10.38% $16M
DFDV 5.77% 0.00% +5.77% $9M
VLCN 4.83% 0.00% +4.83% $8M
ABSI 3.91% 0.00% +3.91% $6M
DMIIU 3.32% 0.00% +3.32% $5M
KCHV 3.22% 0.00% +3.22% $5M
AGRI 2.72% 0.00% +2.72% $4M
EMISU 2.25% 0.00% +2.25% $3M
COPL 1.95% 0.00% +1.95% $3M
MBOT 1.73% 0.00% +1.73% $3M
EVEX 1.70% 0.00% +1.70% $3M
WGRX 1.66% 0.00% +1.66% $3M
ORIQU 1.62% 0.00% +1.62% $3M
TVAIR 1.61% 0.00% +1.61% $3M
LTM 1.45% 0.00% +1.45% $2M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
ACHR 0.00% 17.68% -17.68% $0
AMSC 0.00% 8.79% -8.79% $0
ALVO 0.00% 7.01% -7.01% $0
ONDS 0.00% 5.20% -5.20% $0
ADCT 0.84% 5.35% -4.51% $1M
KCHVU 0.00% 3.59% -3.59% $0
BMEA 1.87% 4.87% -3.00% $3M
KTOS 0.00% 2.45% -2.45% $0
CCCMU 0.00% 2.20% -2.20% $0
TVAIU 0.00% 1.79% -1.79% $0
XRPNU 0.00% 1.43% -1.43% $0
ETHM 0.00% 0.86% -0.86% $0
TACOU 0.00% 0.76% -0.76% $0
WTGUU 0.00% 0.71% -0.71% $0
ALLT 0.00% 0.60% -0.60% $0

Sector Allocation Over Time

Market Cap Concentration

TierHoldingsValueWeight
Large Cap 2 $2M 1.5%
Mid Cap 4 $16M 10.4%
Small Cap 27 $67M 43.1%
Micro Cap 69 $70M 45.0%

Portfolio Analytics

Avg Market Cap
$629M
Median Market Cap
$177M
Avg P/E
51.8
Median P/E
38.9
Avg Dividend Yield
0.00%
Avg Beta
0.67
# Stocks
102
# ETFs / Funds
0

Top Holdings (102 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 IBRX 10.38% 6,565,709 $16M $2.46 +6,565,709 NEW
2 NNE 9.07% 365,867 $14M $38.56 $1M -8,700 -2.3%
3 DFDV 5.77% 586,312 $9M $15.31 +586,312 NEW
4 FGMC 5.07% 790,000 $8M $9.99 $95K
5 VLCN 4.83% 1,000,000 $8M $7.52 +1,000,000 NEW
6 JACS 4.67% 700,000 $7M $10.38 $56K
7 ABSI 3.91% 2,000,440 $6M $3.04 +2,000,440 NEW
8 DMIIU 3.32% 519,400 $5M $9.95 +519,400 NEW
9 KCHV 3.22% 500,000 $5M $10.03 +500,000 NEW
10 CABA 3.14% 2,084,202 $5M $2.34 $98K -1,059,904 -33.7%
11 AGRI 2.72% 1,300,000 $4M $3.25 +1,300,000 NEW
12 EMISU 2.25% 350,000 $3M $9.98 +350,000 NEW
13 COPL 1.95% 300,000 $3M $10.11 +300,000 NEW
14 BMEA 1.87% 1,437,646 $3M $2.02 -$4M -2,401,703 -62.5%
15 MBOT 1.73% 883,104 $3M $3.05 +883,104 NEW
16 EVEX 1.70% 696,055 $3M $3.81 +696,055 NEW
17 WGRX 1.66% 2,917,078 $3M $0.89 +2,917,078 NEW
18 ORIQU 1.62% 250,000 $3M $10.11 +250,000 NEW
19 OBAWU 1.62% 250,000 $3M $10.05 $10K
20 TVAIR 1.61% 250,000 $3M $10.04 +250,000 NEW
21 LTM 1.45% 50,000 $2M $45.25 +50,000 NEW
22 IBAC 1.41% 207,787 $2M $10.52 -$422K -41,313 -16.6%
23 CHPGU 1.37% 212,182 $2M $10.07 +212,182 NEW
24 COLA 1.31% 200,000 $2M $10.21 $18K
25 SZZLU 1.30% 200,000 $2M $10.12 $14K
26 LCCC 1.30% 200,000 $2M $10.09 +200,000 NEW
27 XRPN 1.28% 191,267 $2M $10.44 +191,267 NEW
28 APADU 1.28% 200,000 $2M $9.98 +200,000 NEW
29 RDAGU 1.17% 178,000 $2M $10.21 +178,000 NEW
30 BSAAU 1.14% 175,000 $2M $10.16 $21K
31 QUMSU 0.98% 150,000 $2M $10.13 +150,000 NEW
32 CGCT 0.97% 150,000 $2M $10.05 +150,000 NEW
33 OTLY 0.95% 91,239 $1M $16.20 +91,239 NEW
34 UPXI 0.93% 250,000 $1M $5.77 +250,000 NEW
35 ADCT 0.84% 326,766 $1M $4.00 -$6M -2,506,095 -88.5%
36 GSRFU 0.81% 125,000 $1M $10.14 +125,000 NEW
37 TACH 0.78% 120,000 $1M $10.12 $5K
38 TACO 0.67% 100,000 $1M $10.41 +100,000 NEW
39 IPEX 0.66% 100,000 $1M $10.24 $11K
40 INACU 0.65% 100,000 $1M $10.11 +100,000 NEW
41 WTG 0.65% 100,000 $1M $10.06 +100,000 NEW
42 PACH 0.65% 100,000 $1M $10.05 $4K
43 PGACU 0.43% 65,000 $668K $10.28 $6K
44 VCIC 0.38% 55,790 $598K $10.71 $17K
45 BACCU 0.33% 50,000 $507K $10.14 $5K
46 CHAC 0.33% 50,000 $506K $10.13 +50,000 NEW
47 HVMCU 0.33% 50,000 $506K $10.12 +50,000 NEW
48 KOYNU 0.32% 50,000 $505K $10.10 +50,000 NEW
49 SOCAU 0.32% 50,000 $504K $10.09 +50,000 NEW
50 AXINU 0.32% 50,000 $504K $10.08 -$1K
51 IPCXU 0.32% 50,000 $504K $10.07 +50,000 NEW
52 PELIR 0.32% 50,000 $503K $10.06 +50,000 NEW
53 APACU 0.32% 50,000 $498K $9.97 +50,000 NEW
54 CHEC 0.26% 40,000 $399K $9.98 +40,000 NEW
55 IPODU 0.20% 30,000 $304K $10.12 +30,000 NEW
56 VNMEU 0.19% 30,340 $303K $9.98 +30,340 NEW
57 TVA 0.18% 25,900 $277K $10.71 $16K
58 TLNCU 0.16% 24,900 $250K $10.03 +24,900 NEW
59 BCTXZ 0.12% 544,698 $186K $0.34 -$388K -7,383 -1.3%
60 ANSC 0.10% 14,231 $155K $10.92 -$230K -21,251 -59.9%
61 LATAU 0.10% 15,000 $150K $9.98 +15,000 NEW
62 IMRX 0.09% 20,000 $140K $7.00 +20,000 NEW
63 PEPG 0.03% 10,000 $46K $4.62 +10,000 NEW
64 LCCCU 0.03% 200,000 $41K $0.20 +200,000 NEW
65 TACOW 0.02% 50,000 $35K $0.70 +50,000 NEW
66 IPEXR 0.02% 46,173 $28K $0.60 $559 -53,626 -53.7%
67 GWH-WT 0.02% 586,218 $25K $0.04 $1K
68 VCICW 0.02% 14,792 $24K $1.60 $17K -8,233 -35.8%
69 AMPGW 0.01% 45,462 $18K $0.41 -$3K -1,200 -2.6%
70 RMCOW 0.01% 320,978 $16K $0.05 $8K -31,841 -9.0%
71 AIMDW 0.01% 82,500 $15K $0.19 $4K
72 IBACR 0.01% 179,984 $14K $0.08 $4K -65,207 -26.6%
73 TVACW 0.01% 12,950 $14K $1.10 $11K
74 WTGUR 0.01% 86,387 $14K $0.16 +86,387 NEW
75 IVDAW —% 54,000 $6K $0.12 -$540
76 VSSYW —% 100,000 $5K $0.05 $1K
77 DTSTW —% 29,000 $4K $0.15 $754
78 LEXXW —% 41,251 $3K $0.08 -$825
79 SVREW —% 40,000 $700 $0.02 -$780
80 HYMCL —% 15,174 $121 $0.01 -$145
81 CCIX —% -$352K -33,475 -100.0% SOLD
82 VAPEW —% -$2K -100,000 -100.0% SOLD
83 TVAIU —% -$3M -250,000 -100.0% SOLD
84 PELIU —% -$508K -50,000 -100.0% SOLD
85 WAVSW —% -$19K -309,520 -100.0% SOLD
86 GOVXW —% -$1K -53,960 -100.0% SOLD
87 AMSC —% -$12M -340,102 -100.0% SOLD
88 TACOU —% -$1M -100,000 -100.0% SOLD
89 XRPNU —% -$2M -200,000 -100.0% SOLD
90 CDTTW —% -$501 -45,923 -100.0% SOLD
91 ETHM —% -$1M -120,000 -100.0% SOLD
92 ONDS —% -$7M -3,845,070 -100.0% SOLD
93 ALVO —% -$10M -1,090,664 -100.0% SOLD
94 PMTRU —% -$747K -71,307 -100.0% SOLD
95 KCHVU —% -$5M -500,000 -100.0% SOLD
96 KTOS —% -$3M -75,000 -100.0% SOLD
97 CCCMU —% -$3M -271,004 -100.0% SOLD
98 WTGUU —% -$1M -100,000 -100.0% SOLD
99 SBEV-WT —% -$6K -288,884 -100.0% SOLD
100 ALLT —% -$855K -100,000 -100.0% SOLD

Options Breakdown

0 Calls $0 Call Value 5 Puts $36M Put Value

Top Puts

SymbolSharesValueStatus
NNE 929,600 $36M
DFDV 36,800 $563K NEW
ADSE $0 SOLD
AMSC $0 SOLD
USAR $0 SOLD

New Positions

SymbolValue% Port
IBRX $16M 10.38%
DFDV $9M 5.77%
VLCN $8M 4.83%
ABSI $6M 3.91%
DMIIU $5M 3.32%
KCHV $5M 3.22%
AGRI $4M 2.72%
EMISU $3M 2.25%
COPL $3M 1.95%
MBOT $3M 1.73%
EVEX $3M 1.70%
WGRX $3M 1.66%
ORIQU $3M 1.62%
TVAIR $3M 1.61%
LTM $2M 1.45%

Sold Out Positions

SymbolValue% Port
ACHR —%
ALLT —%
KTOS —%
ALVO —%
CCIX —%
ONDS —%
TACOU —%
AMSC —%
PMTRU —%
TVAIU —%
WTGUU —%
XRPNU —%
CDTTW —%
KCHVU —%
ETHM —%
View SEC EDGAR Filings for HEIGHTS CAPITAL MANAGEMENT, INC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms