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Asset Manager ← All Institutions

Financial Advocates Investment Management

Q3 2025 · Filed 2025-11-06
Market Value
$177M
-85.5%
Holdings
605
-153
New Purchases
3
Added To
7
Closed
502
Reduced
92
Top 10 Concentration
37.4%
Turnover
83.5%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
AAPL 10.24% 3.73% +6.51% $18M
GLD 4.37% 1.29% +3.09% $8M
AOA 3.56% 0.49% +3.07% $6M
MINT 3.40% 0.60% +2.80% $6M
XLG 2.61% 0.37% +2.24% $5M
IUSB 2.67% 0.48% +2.19% $5M
AOM 2.50% 0.34% +2.17% $4M
PTLC 2.54% 0.45% +2.09% $5M
ITA 2.36% 0.31% +2.04% $4M
IVV 3.20% 1.17% +2.03% $6M
SPMO 2.06% 0.32% +1.74% $4M
VPU 1.75% 0.26% +1.49% $3M
DYNF 1.70% 0.23% +1.47% $3M
QQQM 1.67% 0.30% +1.37% $3M
SPDV 1.56% 0.21% +1.35% $3M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
NVDA 0.86% 3.15% -2.29% $2M
IEFA 0.00% 2.04% -2.04% $0
IUSG 0.00% 1.70% -1.70% $0
GOVT 0.17% 1.78% -1.61% $299K
SPY 2.23% 3.50% -1.27% $4M
IUSV 0.00% 1.15% -1.15% $0
BILS 0.00% 1.05% -1.05% $0
AXON 0.00% 1.04% -1.04% $0
SPLG 0.00% 1.04% -1.04% $0
IJH 0.00% 1.03% -1.03% $0
IWM 0.00% 0.96% -0.96% $0
IJR 0.00% 0.95% -0.95% $0
SPHQ 0.00% 0.82% -0.82% $0
SPYG 0.00% 0.82% -0.82% $0
MSFT 1.33% 2.14% -0.81% $2M

Sector Allocation Over Time

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 66 $51M 28.8%
Large Cap 305 $95M 53.6%
Mid Cap 121 $21M 12.0%
Small Cap 82 $7M 4.0%
Micro Cap 31 $3M 1.6%

Portfolio Analytics

Avg Market Cap
$127.0B
Median Market Cap
$16.9B
Avg P/E
34.3
Median P/E
24.3
Avg Dividend Yield
0.02%
Avg Beta
0.97
# Stocks
276
# ETFs / Funds
329

Top Holdings (605 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 AAPL 10.24% 71,372 $18M $254.63 -$27M -150,768 -67.9%
2 GLD 4.37% 21,837 $8M $355.46 -$8M -29,821 -57.7%
3 AOA 3.56% 71,608 $6M $88.14 $368K +342 +0.5%
4 MINT 3.40% 59,889 $6M $100.69 -$1M -13,184 -18.0%
5 IVV 3.20% 8,485 $6M $669.31 -$9M -14,594 -63.2%
6 IUSB 2.67% 101,424 $5M $46.71 -$1M -26,392 -20.6%
7 XLG 2.61% 80,409 $5M $57.52 $94K -6,554 -7.5%
8 PTLC 2.54% 82,362 $5M $54.76 -$949K -25,182 -23.4%
9 AOM 2.50% 93,348 $4M $47.58 $323K +3,893 +4.3%
10 ITA 2.36% 19,979 $4M $209.26 $341K -375 -1.8%
11 VTI 2.29% 12,358 $4M $328.18 -$25M -82,738 -87.0%
12 SPY 2.23% 5,931 $4M $666.22 -$39M -63,227 -91.4%
13 JGRO 2.19% 41,414 $4M $93.75 -$11M -130,981 -76.0%
14 BND 2.06% 49,253 $4M $74.37 -$7M -94,852 -65.8%
15 SPMO 2.06% 30,187 $4M $121.06 -$276K -4,759 -13.6%
16 VPU 1.75% 16,395 $3M $189.41 -$22K -1,325 -7.5%
17 DYNF 1.70% 50,979 $3M $59.20 $173K -1,268 -2.4%
18 IVW 1.70% 24,989 $3M $120.72 -$15M -135,930 -84.5%
19 QQQM 1.67% 12,012 $3M $247.11 -$689K -4,094 -25.4%
20 MUB 1.65% 27,564 $3M $106.49 -$2M -20,500 -42.6%
21 SPDV 1.56% 79,724 $3M $34.73 $149K -1,050 -1.3%
22 IGSB 1.54% 51,395 $3M $53.03 -$329K -6,495 -11.2%
23 EFV 1.43% 37,332 $3M $67.83 -$35K -3,114 -7.7%
24 SLV 1.37% 57,484 $2M $42.37 -$981K -46,663 -44.8%
25 MSFT 1.33% 4,562 $2M $517.93 -$24M -48,106 -91.3%
26 IEF 1.33% 24,395 $2M $96.46 -$2M -23,639 -49.2%
27 QUAL 1.32% 12,028 $2M $194.50 -$18M -100,274 -89.3%
28 USMV 1.25% 21,568 $2M $102.93 -$1M -13,112 -37.8%
29 IVE 1.18% 10,181 $2M $206.51 -$9M -49,173 -82.8%
30 OEF 1.15% 6,106 $2M $332.82 $300K +414 +7.3%
31 IEMG 1.10% 29,509 $2M $65.92 -$17M -278,493 -90.4%
32 META 0.97% 2,343 $2M $734.32 -$3M -4,699 -66.7%
33 GOOG 0.97% 7,052 $2M $243.56 -$1M -10,001 -58.6%
34 PSLV 0.93% 105,499 $2M $15.70 $398K +2,700 +2.6%
35 ZROZ 0.86% 22,499 $2M $67.96 +22,499 NEW
36 NVDA 0.86% 8,160 $2M $186.58 -$37M -235,258 -96.7%
37 MBB 0.81% 15,174 $1M $95.15 -$14M -150,499 -90.8%
38 AMZN 0.79% 6,391 $1M $219.57 -$11M -50,834 -88.8%
39 STIP 0.77% 13,137 $1M $103.36 -$984K -9,622 -42.3%
40 COWZ 0.74% 22,885 $1M $57.47 -$6M -101,898 -81.7%
41 VNQ 0.72% 14,009 $1M $91.42 $372K +3,805 +37.3%
42 GDX 0.72% 16,749 $1M $76.40 $18K -7,477 -30.9%
43 THRO 0.71% 33,078 $1M $37.86 $67K -236 -0.7%
44 VYM 0.66% 8,265 $1M $140.95 -$729K -5,942 -41.8%
45 BINC 0.62% 20,628 $1M $53.24 -$314K -6,096 -22.8%
46 VXUS 0.59% 14,356 $1M $73.46 -$11K -1,074 -7.0%
47 XLV 0.59% 7,519 $1M $139.17 -$1M -8,421 -52.8%
48 VB 0.59% 4,100 $1M $254.28 -$3M -14,261 -77.7%
49 GOOGL 0.59% 4,286 $1M $243.10 -$3M -21,079 -83.1%
50 MGK 0.54% 2,381 $958K $402.42 -$298K -1,049 -30.6%
51 IAU 0.54% 13,084 $952K $72.77 -$939K -17,248 -56.9%
52 TLT 0.51% 10,091 $902K $89.37 -$3M -36,321 -78.3%
53 IAGG 0.50% 17,430 $893K $51.23 -$385K -7,576 -30.3%
54 BAI 0.49% 25,502 $871K $34.16 $613K +16,537 +184.5%
55 CGDV 0.47% 20,045 $842K $42.03 -$10M -256,854 -92.8%
56 HACK 0.46% 9,411 $817K $86.80 -$135K -1,606 -14.6%
57 TSLA 0.46% 1,830 $814K $444.72 -$13M -40,307 -95.7%
58 IYW 0.45% 4,084 $800K $195.84 -$1M -6,699 -62.1%
59 HELO 0.45% 12,294 $799K $65.00 $116K +1,382 +12.7%
60 VOO 0.45% 1,296 $794K $612.42 -$2M -4,004 -75.5%
61 CALF 0.44% 17,700 $775K $43.78 -$1M -27,857 -61.1%
62 CGGO 0.42% 21,959 $750K $34.17 -$639K -21,512 -49.5%
63 EEM 0.42% 13,966 $746K $53.40 -$166K -4,945 -26.1%
64 GBIL 0.41% 7,294 $731K $100.23 -$670K -6,699 -47.9%
65 VWO 0.40% 13,239 $717K $54.18 -$2M -35,789 -73.0%
66 VEU 0.40% 10,030 $716K $71.37 -$320K -5,378 -34.9%
67 XMMO 0.39% 5,090 $688K $135.23 -$1M -8,302 -62.0%
68 QQQ 0.37% 1,102 $662K $600.63 -$8M -14,210 -92.8%
69 USHY 0.37% 17,255 $652K $37.78 -$48K -1,392 -7.5%
70 EFG 0.35% 5,406 $616K $113.88 -$791K -7,158 -57.0%
71 IQLT 0.34% 2,320 $595K $256.40 +2,320 NEW
72 COST 0.31% 588 $544K $925.09 -$4M -3,701 -86.3%
73 VIG 0.29% 2,350 $507K $215.83 -$525K -2,692 -53.4%
74 V 0.28% 1,431 $489K $341.52 -$5M -13,676 -90.5%
75 SCHG 0.25% 13,794 $440K $31.91 -$2M -69,016 -83.3%
76 XLP 0.24% 5,357 $420K $78.36 -$271K -3,178 -37.2%
77 QGRO 0.24% 3,650 $418K $114.40 -$146K -1,513 -29.3%
78 EMB 0.22% 4,099 $390K $95.18 -$11K -234 -5.4%
79 IWY 0.21% 1,394 $381K $273.60 -$115K -622 -30.9%
80 FLMI 0.21% 15,143 $375K $24.77 -$783K -32,600 -68.3%
81 BRK-B 0.20% 711 $357K $502.74 -$3M -6,057 -89.5%
82 IBIT 0.19% 5,113 $332K $65.00 -$65K -1,374 -21.2%
83 DFAC 0.18% 8,488 $327K $38.57 -$3M -72,604 -89.5%
84 XLE 0.17% 3,431 $307K $89.34 -$3M -34,549 -91.0%
85 GOVT 0.17% 12,930 $299K $23.12 -$21M -932,716 -98.6%
86 IQDG 0.16% 7,256 $289K $39.88 -$8M -208,365 -96.6%
87 IGF 0.16% 5,132 $289K $56.29 -$6M -109,267 -95.5%
88 COWG 0.16% 7,810 $284K $36.30 -$2M -52,307 -87.0%
89 BSV 0.15% 3,358 $265K $78.91 -$4M -50,479 -93.8%
90 NFLX 0.15% 218 $261K $1,198.92 -$2M -1,584 -87.9%
91 PYLD 0.15% 9,625 $258K $26.84 -$61K -2,410 -20.0%
92 SCHX 0.14% 9,595 $253K $26.34 -$1M -59,476 -86.1%
93 ORCL 0.14% 887 $249K $281.24 -$795K -3,889 -81.4%
94 CTAS 0.14% 1,200 $246K $205.33 -$408K -1,736 -59.1%
95 RTX 0.13% 1,397 $234K $167.33 -$659K -4,717 -77.2%
96 PHM 0.13% 1,754 $232K $132.13 +1,754 NEW
97 MPC 0.13% 1,190 $229K $192.74 -$76K -647 -35.2%
98 IWF 0.13% 480 $225K $468.41 -$826K -1,995 -80.6%
99 FLV 0.12% 2,929 $216K $73.75 $12K
100 JPSE 0.12% 4,314 $215K $49.81 -$4M -90,710 -95.5%

Options Breakdown

3 Calls $0 Call Value 14 Puts $0 Put Value

Top Calls

SymbolSharesValueStatus
FI $0 SOLD
AMZN $0 SOLD
PPLT $0 SOLD

Top Puts

SymbolSharesValueStatus
MSFT $0 SOLD
GLD $0 SOLD
TSLA $0 SOLD
IBB $0 SOLD
SPY $0 SOLD
SLV $0 SOLD
QQQ $0 SOLD
SNOW $0 SOLD
GDX $0 SOLD
ORCL $0 SOLD

New Positions

SymbolValue% Port
ZROZ $2M 0.86%
IQLT $595K 0.34%
PHM $232K 0.13%

Sold Out Positions

SymbolValue% Port
ABT —%
T —%
AMP —%
ACN —%
NFG —%
GLW —%
DIS —%
CVX —%
ED —%
DECK —%
ALL —%
UBER —%
GEL —%
NOW —%
BKH —%
View SEC EDGAR Filings for Financial Advocates Investment Management →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms