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HICKS CAPITAL MANAGEMENT LLC

4200 REGENT STREET SUITE 200, COLUMBUS, OH 43219 • 614-944-5210

Q3 2025 · Filed 2025-11-03
Market Value
$61M
-2.9%
Holdings
36
+4
New Purchases
12
Added To
5
Closed
8
Reduced
9
Top 10 Concentration
73.9%
Turnover
55.6%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
FBND 17.11% 0.00% +17.11% $10M
FENI 14.03% 0.00% +14.03% $9M
VYM 4.40% 0.00% +4.40% $3M
FFLG 4.30% 0.00% +4.30% $3M
FBCG 3.66% 0.00% +3.66% $2M
FSMD 1.82% 0.00% +1.82% $1M
FITB 1.22% 0.00% +1.22% $745K
FMUB 0.84% 0.00% +0.84% $516K
PHYL 0.70% 0.00% +0.70% $428K
IJH 9.75% 9.08% +0.67% $6M
VIG 4.32% 3.71% +0.61% $3M
FMAO 0.59% 0.00% +0.59% $363K
JPM 7.57% 7.06% +0.51% $5M
FFSM 0.49% 0.00% +0.49% $302K
IVW 4.00% 3.54% +0.46% $2M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
IVV 0.00% 43.53% -43.53% $0
QUAL 0.00% 3.54% -3.54% $0
BUXX 0.00% 1.85% -1.85% $0
AVEM 0.00% 1.35% -1.35% $0
PZA 0.00% 1.03% -1.03% $0
JPIE 0.00% 0.85% -0.85% $0
CGGR 0.00% 0.66% -0.66% $0
QYLD 0.00% 0.28% -0.28% $0
JPST 1.62% 1.67% -0.06% $988K
IEFA 2.42% 2.45% -0.02% $1M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 100.0%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 2 $5M 7.6%
Large Cap 17 $36M 59.2%
Mid Cap 10 $16M 25.9%
Small Cap 6 $4M 6.5%
Micro Cap 1 $516K 0.8%

Portfolio Analytics

Avg Market Cap
$75.0B
Median Market Cap
$16.1B
Avg P/E
14.6
Median P/E
14.5
Avg Dividend Yield
0.03%
Avg Beta
0.92
# Stocks
3
# ETFs / Funds
33

Top Holdings (36 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 FBND 17.11% 226,269 $10M $46.24 +226,269 NEW
2 FENI 14.03% 243,215 $9M $35.28 +243,215 NEW
3 IJH 9.75% 91,340 $6M $65.26 $242K -866 -0.9%
4 JPM 7.57% 14,682 $5M $315.42 $182K -665 -4.3%
5 IJR 4.78% 24,586 $3M $118.83 $21K -1,952 -7.4%
6 VYM 4.40% 19,089 $3M $140.95 +19,089 NEW
7 VIG 4.32% 11,410 $3M $231.56 $306K -6 -0.1%
8 FFLG 4.30% 89,268 $3M $29.48 +89,268 NEW
9 IVW 4.00% 20,254 $2M $120.72 $215K +1
10 USMV 3.66% 23,525 $2M $95.14 $30K
11 FBCG 3.66% 41,681 $2M $53.66 +41,681 NEW
12 DVY 2.82% 12,156 $2M $142.10 $51K -467 -3.7%
13 IEFA 2.42% 16,984 $1M $87.31 -$59K -1,483 -8.0%
14 PVAL 2.21% 31,612 $1M $42.72 $149K +1,747 +5.8%
15 FSMD 1.82% 25,338 $1M $44.01 +25,338 NEW
16 HELO 1.62% 15,229 $990K $65.00 $64K +434 +2.9%
17 JPST 1.62% 19,491 $988K $50.67 -$65K -1,288 -6.2%
18 VGLT 1.59% 17,127 $974K $56.86 $212K -3 -0.0%
19 COWZ 1.29% 13,723 $789K $57.47 -$21K -980 -6.7%
20 SPLV 1.29% 10,725 $788K $73.48 $7K +4 +0.0%
21 DFSU 1.28% 18,410 $782K $42.47 $59K
22 FITB 1.22% 16,714 $745K $44.55 +16,714 NEW
23 FMUB 0.84% 10,136 $516K $50.86 +10,136 NEW
24 PHYL 0.70% 11,970 $428K $35.75 +11,970 NEW
25 FMAO 0.59% 14,513 $363K $25.01 +14,513 NEW
26 FFSM 0.49% 10,348 $302K $29.21 +10,348 NEW
27 TBLD 0.42% 12,856 $256K $19.89 $23K +1,000 +8.4%
28 FBTC 0.20% 1,200 $120K $99.81 +1,200 NEW
29 PZA —% -$649K -28,988 -100.0% SOLD
30 IVV —% -$27M -44,164 -100.0% SOLD
31 CGGR —% -$414K -10,175 -100.0% SOLD
32 BUXX —% -$1M -57,454 -100.0% SOLD
33 JPIE —% -$533K -11,503 -100.0% SOLD
34 QUAL —% -$2M -12,189 -100.0% SOLD
35 AVEM —% -$852K -12,425 -100.0% SOLD
36 QYLD —% -$176K -10,500 -100.0% SOLD

New Positions

SymbolValue% Port
FBND $10M 17.11%
FENI $9M 14.03%
VYM $3M 4.40%
FFLG $3M 4.30%
FBCG $2M 3.66%
FSMD $1M 1.82%
FITB $745K 1.22%
FMUB $516K 0.84%
PHYL $428K 0.70%
FMAO $363K 0.59%
FFSM $302K 0.49%
FBTC $120K 0.20%

Sold Out Positions

SymbolValue% Port
AVEM —%
IVV —%
JPIE —%
PZA —%
CGGR —%
QUAL —%
QYLD —%
BUXX —%
View SEC EDGAR Filings for HICKS CAPITAL MANAGEMENT LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms