AXTI Institutional Ownership
AXT, Inc.
1W: -0.9%
1M: -28.7%
3M: +31.6%
YTD: +102.6%
1Y: +1321.0%
3Y: +2264.3%
5Y: +632.7%
$58.23
+1.96 (+3.48%)
After Hours: $58.06 (-0.17, -0.29%)
Weekly Expected Move ±14.6%
$37
$44
$52
$60
$67
Credit Risk of going bust: higher than 89% of companies Debt: 2.3% of company value Bonds: none of note held by US funds details ▾
Of US companies ranked in the second-riskiest tenth, about 1 in 87 filed for bankruptcy within a year (2020-2025).
If the stock fell to about $0.73 (down 99%), AXT, Inc. would be worth roughly what it owes.
Total debt $85.4M against a stock market value of $3.69B.
Distance to default 1.73 (Merton model): prices to 2026-10-26, balance sheet 2026-06-30, debt counted $84.2M (short-term plus half of long-term), stock volatility 156.8%; Altman Z 15.81. A ranking and a back-test, not a forecast.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
If the stock fell to about $0.73 (down 99%), AXT, Inc. would be worth roughly what it owes.
Total debt $85.4M against a stock market value of $3.69B.
Distance to default 1.73 (Merton model): prices to 2026-10-26, balance sheet 2026-06-30, debt counted $84.2M (short-term plus half of long-term), stock volatility 156.8%; Altman Z 15.81. A ranking and a back-test, not a forecast.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
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Institutional Ownership — AXTI
330
Institutional Holders
+108 vs prior quarter
0.0%
Ownership
+0.00pp
$3B
Total Invested
134
New Positions
70
Increased
116
Reduced
67
Closed
0.89
Put/Call Ratio
Ownership Trends
Top Institutional Holders (349 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | BlackRock, Inc. | 5,072,242 | $285M | +3,952,774 | +353.1% | 8Q | SEC ↗ |
| 2 | Marex Group Ltd | 3,563,896 | $201M | +3,555,887 | +44398.6% | 2Q | SEC ↗ |
| 3 | JANE STREET GROUP, LLC | 3,527,115 | $198M | +1,100,883 | +45.4% | 4Q | SEC ↗ |
| 4 | VANGUARD CAPITAL MANAGEMENT LLC | 2,722,914 | $153M | +444,511 | +19.5% | 2Q | SEC ↗ |
| 5 | D. E. Shaw & Co., Inc. | 2,250,085 | $127M | +1,473,829 | +189.9% | 3Q | SEC ↗ |
| 6 | VANGUARD PORTFOLIO MANAGEMENT LLC NEW | 1,758,421 | $99M | — | +0.0% | 1Q | SEC ↗ |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 1,736,210 | $98M | +1,148,531 | +195.4% | 92Q | SEC ↗ |
| 8 | STATE STREET CORP | 1,482,498 | $83M | +1,144,581 | +338.7% | 46Q | SEC ↗ |
| 9 | CITADEL ADVISORS LLC | 1,481,332 | $83M | +911,661 | +160.0% | 5Q | SEC ↗ |
| 10 | PRICE T ROWE ASSOCIATES INC /MD | 1,320,508 | $74M | +410,755 | +45.2% | 2Q | SEC ↗ |
| 11 | Clear Street Group Inc. NEW | 1,308,921 | $74M | — | +0.0% | 1Q | SEC ↗ |
| 12 | Invesco Ltd. | 1,143,577 | $64M | +1,136,390 | +15811.7% | 2Q | SEC ↗ |
| 13 | CITIGROUP INC | 1,055,074 | $59M | +102,374 | +10.7% | 4Q | SEC ↗ |
| 14 | Assenagon Asset Management S.A. | 1,022,988 | $58M | -482,366 | -32.0% | 13Q | SEC ↗ |
| 15 | SG Americas Securities, LLC | 1,002,151 | $56M | +1,000,253 | +52700.4% | 2Q | SEC ↗ |
| 16 | MILLENNIUM MANAGEMENT LLC | 854,322 | $48M | +115,128 | +15.6% | 4Q | SEC ↗ |
| 17 | GOLDMAN SACHS GROUP INC | 819,556 | $46M | -113,939 | -12.2% | 10Q | SEC ↗ |
| 18 | UBS Group AG | 654,117 | $37M | -442,519 | -40.4% | 37Q | SEC ↗ |
| 19 | BANK OF AMERICA CORP /DE | 639,037 | $36M | -137,263 | -17.7% | 15Q | SEC ↗ |
| 20 | HEALTHCARE OF ONTARIO PENSION PLAN TRU NEW | 615,377 | $35M | — | +0.0% | 1Q | SEC ↗ |
| 21 | MORGAN STANLEY | 611,974 | $34M | -831,660 | -57.6% | 60Q | SEC ↗ |
| 22 | NORTHERN TRUST CORP | 548,403 | $31M | +422,542 | +335.7% | 104Q | SEC ↗ |
| 23 | Fund Resources Investment Holding Grou NEW | 536,706 | $30M | — | +0.0% | 1Q | SEC ↗ |
| 24 | VANGUARD FIDUCIARY TRUST CO | 431,889 | $24M | +127,985 | +42.1% | 2Q | SEC ↗ |
| 25 | TWO SIGMA INVESTMENTS, LP | 397,732 | $22M | +332,632 | +511.0% | 32Q | SEC ↗ |
| 26 | T. Rowe Price Investment Management, I NEW | 392,787 | $22M | — | +0.0% | 1Q | SEC ↗ |
| 27 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 377,795 | $21M | +76,180 | +25.3% | 16Q | SEC ↗ |
| 28 | WELLINGTON MANAGEMENT GROUP LLP NEW | 359,481 | $20M | — | +0.0% | 1Q | SEC ↗ |
| 29 | BNP PARIBAS FINANCIAL MARKETS | 352,724 | $20M | -24,232 | -6.4% | 37Q | SEC ↗ |
| 30 | Capital World Investors NEW | 342,768 | $19M | — | +0.0% | 1Q | SEC ↗ |
| 31 | VOLORIDGE INVESTMENT MANAGEMENT, LLC NEW | 333,897 | $19M | — | +0.0% | 1Q | SEC ↗ |
| 32 | Funde Sino Life Insurance Co Ltd NEW | 324,751 | $18M | — | +0.0% | 1Q | SEC ↗ |
| 33 | NOMURA ASSET MANAGEMENT INTERNATIONAL NEW | 315,754 | $18M | — | +0.0% | 1Q | SEC ↗ |
| 34 | Squarepoint Ops LLC | 312,999 | $18M | +291,368 | +1347.0% | 3Q | SEC ↗ |
| 35 | CANADA PENSION PLAN INVESTMENT BOARD | 202,800 | $11M | +194,500 | +2343.4% | 2Q | SEC ↗ |
| 36 | Alyeska Investment Group, L.P. | 200,000 | $11M | — | +0.0% | 3Q | SEC ↗ |
| 37 | Bank of New York Mellon Corp | 195,558 | $11M | +183,927 | +1581.4% | 2Q | SEC ↗ |
| 38 | DIMENSIONAL FUND ADVISORS LP | 187,684 | $11M | — | +0.0% | 4Q | SEC ↗ |
| 39 | Sixth Street Partners Management Compa NEW | 186,730 | $11M | — | +0.0% | 1Q | SEC ↗ |
| 40 | CHARLES SCHWAB INVESTMENT MANAGEMENT I | 186,730 | $11M | +159,593 | +588.1% | 4Q | SEC ↗ |
| 41 | GROUP ONE TRADING LLC | 168,015 | $9M | +131,113 | +355.3% | 8Q | SEC ↗ |
| 42 | Nuveen, LLC NEW | 158,416 | $9M | — | +0.0% | 1Q | SEC ↗ |
| 43 | NEUBERGER BERMAN GROUP LLC NEW | 145,819 | $8M | — | +0.0% | 1Q | SEC ↗ |
| 44 | DEUTSCHE BANK AG | 142,740 | $8M | +139,877 | +4885.7% | 2Q | SEC ↗ |
| 45 | Tairen Capital Ltd NEW | 140,000 | $8M | — | +0.0% | 1Q | SEC ↗ |
| 46 | Walleye Trading LLC | 134,256 | $8M | +113,669 | +552.1% | 2Q | SEC ↗ |
| 47 | NOMURA HOLDINGS INC | 128,927 | $7M | +121,927 | +1741.8% | 3Q | SEC ↗ |
| 48 | Swiss National Bank | 115,800 | $7M | +11,900 | +11.5% | 2Q | SEC ↗ |
| 49 | KADENSA CAPITAL Ltd NEW | 115,053 | $6M | — | +0.0% | 1Q | SEC ↗ |
| 50 | Balyasny Asset Management L.P. NEW | 114,386 | $6M | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| VANGUARD PORTFOLIO MANAGEMENT LLC | 1,758,421 | $99M |
| Clear Street Group Inc. | 1,308,921 | $74M |
| HEALTHCARE OF ONTARIO PENSION PLAN | 615,377 | $35M |
| Fund Resources Investment Holding G | 536,706 | $30M |
| T. Rowe Price Investment Management | 392,787 | $22M |
| WELLINGTON MANAGEMENT GROUP LLP | 359,481 | $20M |
| Capital World Investors | 342,768 | $19M |
| VOLORIDGE INVESTMENT MANAGEMENT, LL | 333,897 | $19M |
| Funde Sino Life Insurance Co Ltd | 324,751 | $18M |
| NOMURA ASSET MANAGEMENT INTERNATION | 315,754 | $18M |
| Sixth Street Partners Management Co | 186,730 | $11M |
| Nuveen, LLC | 158,416 | $9M |
| NEUBERGER BERMAN GROUP LLC | 145,819 | $8M |
| Tairen Capital Ltd | 140,000 | $8M |
| KADENSA CAPITAL Ltd | 115,053 | $6M |
| Balyasny Asset Management L.P. | 114,386 | $6M |
| Lido Advisors, LLC | 104,994 | $6M |
| Artisan Partners Limited Partnershi | 95,607 | $5M |
| Aristides Capital LLC | 90,107 | $5M |
| Trexquant Investment LP | 87,973 | $5M |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Davidson Kempner Capital Management | 2,734,693 | $154M |
| E20 Capital Ltd | 2,068,550 | $116M |
| WT Asset Management Ltd | 1,347,119 | $76M |
| Anther Capital Ltd | 1,307,206 | $74M |
| Ariose Capital Management Ltd | 685,524 | $39M |
| BlueCrest Capital Management Ltd | 653,063 | $37M |
| Hood River Capital Management LLC | 526,663 | $30M |
| Anatole Investment Management Ltd | 463,225 | $26M |
| IMC-Chicago, LLC | 456,014 | $26M |
| Driehaus Capital Management LLC | 384,561 | $22M |
| CloudAlpha Capital Management Limit | 334,402 | $19M |
| Rokos Capital Management LLP | 330,788 | $19M |
| Qube Research & Technologies Ltd | 299,947 | $17M |
| Monolith Management Ltd | 281,250 | $16M |
| Caitong International Asset Managem | 255,567 | $14M |
| Persistent Asset Partners Ltd | 233,563 | $13M |
| Private Advisor Group, LLC | 224,395 | $13M |
| BOOTHBAY FUND MANAGEMENT, LLC | 206,944 | $12M |
| LAZARD ASSET MANAGEMENT LLC | 162,530 | $9M |
| Q Fund Management (Hong Kong) Ltd | 124,262 | $7M |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| BlackRock, Inc. | +3,952,774 | +353.1% | 5,072,242 |
| Marex Group Ltd | +3,555,887 | +44398.6% | 3,563,896 |
| D. E. Shaw & Co., Inc. | +1,473,829 | +189.9% | 2,250,085 |
| GEODE CAPITAL MANAGEMENT, LLC | +1,148,531 | +195.4% | 1,736,210 |
| STATE STREET CORP | +1,144,581 | +338.7% | 1,482,498 |
| Invesco Ltd. | +1,136,390 | +15811.7% | 1,143,577 |
| JANE STREET GROUP, LLC | +1,100,883 | +45.4% | 3,527,115 |
| SG Americas Securities, LLC | +1,000,253 | +52700.4% | 1,002,151 |
| CITADEL ADVISORS LLC | +911,661 | +160.0% | 1,481,332 |
| VANGUARD CAPITAL MANAGEMENT LLC | +444,511 | +19.5% | 2,722,914 |
| NORTHERN TRUST CORP | +422,542 | +335.7% | 548,403 |
| PRICE T ROWE ASSOCIATES INC /MD | +410,755 | +45.2% | 1,320,508 |
| TWO SIGMA INVESTMENTS, LP | +332,632 | +511.0% | 397,732 |
| Squarepoint Ops LLC | +291,368 | +1347.0% | 312,999 |
| CANADA PENSION PLAN INVESTMENT BOAR | +194,500 | +2343.4% | 202,800 |
| Bank of New York Mellon Corp | +183,927 | +1581.4% | 195,558 |
| CHARLES SCHWAB INVESTMENT MANAGEMEN | +159,593 | +588.1% | 186,730 |
| DEUTSCHE BANK AG | +139,877 | +4885.7% | 142,740 |
| GROUP ONE TRADING LLC | +131,113 | +355.3% | 168,015 |
| VANGUARD FIDUCIARY TRUST CO | +127,985 | +42.1% | 431,889 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| E Fund Management Co., Ltd. | -1,216,548 | -96.3% | 46,171 |
| MORGAN STANLEY | -831,660 | -57.6% | 611,974 |
| Assenagon Asset Management S.A. | -482,366 | -32.0% | 1,022,988 |
| UBS Group AG | -442,519 | -40.4% | 654,117 |
| BARCLAYS PLC | -235,202 | -93.0% | 17,601 |
| SIMPLEX TRADING, LLC | -169,496 | -97.7% | 4,078 |
| BANK OF AMERICA CORP /DE | -137,263 | -17.7% | 639,037 |
| GOLDMAN SACHS GROUP INC | -113,939 | -12.2% | 819,556 |
| Informed Momentum Co LLC | -112,194 | -72.4% | 42,817 |
| Polymer Capital Management (HK) LTD | -101,076 | -87.5% | 14,491 |
| JPMORGAN CHASE & CO | -74,672 | -54.5% | 62,293 |
| WHITE PINE CAPITAL LLC | -68,380 | -60.2% | 45,288 |
| Arosa Capital Management LP | -67,500 | -79.4% | 17,500 |
| SEI INVESTMENTS CO | -42,165 | -57.5% | 31,133 |
| BNP PARIBAS FINANCIAL MARKETS | -24,232 | -6.4% | 352,724 |
| Swiss Life Asset Management Ltd | -22,130 | -86.8% | 3,356 |
| Maytree Asset Management Ltd | -20,445 | -21.6% | 74,377 |
| MARSHALL WACE, LLP | -20,058 | -16.7% | 100,330 |
| XTX Topco Ltd | -16,023 | -64.8% | 8,721 |
| RAYMOND JAMES FINANCIAL INC | -15,620 | -29.8% | 36,836 |