Also trades as: CATR.TO (TSX) · $vol 2M · CAT1.DE (XETRA) · $vol 1M · CATR.PA (PAR) · $vol 0M · CAT.SW (SIX) · $vol 0M
CAT Institutional Ownership
Caterpillar Inc.
1W: -4.5%
1M: -15.8%
3M: -17.7%
YTD: +16.3%
1Y: +33.7%
3Y: +185.3%
5Y: +280.4%
$714.37
+22.24 (+3.21%)
Weekly Expected Move ±5.1%
$617
$652
$687
$722
$757
Credit Risk of going bust: not rated, its lending arm's loans make the debt figures misleading Bonds: $311.9M held by 246 funds, 32 bp over Treasuries → details ▾
Not rated: its lending arm (car, truck or equipment loans) carries most of the debt, which the model would misread.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
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Institutional Ownership — CAT
4,195
Institutional Holders
+283 vs prior quarter
0.0%
Ownership
+0.00pp
$345B
Total Invested
456
New Positions
1446
Increased
1714
Reduced
99
Closed
1.32
Put/Call Ratio
Ownership Trends
Top Institutional Holders (4316 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | BlackRock, Inc. | 37,991,505 | $26.3B | +822,072 | +2.2% | 8Q | SEC ↗ |
| 2 | STATE STREET CORP | 34,392,316 | $23.8B | -488,288 | -1.4% | 46Q | SEC ↗ |
| 3 | VANGUARD CAPITAL MANAGEMENT LLC | 30,077,764 | $20.8B | -156,689 | -0.5% | 2Q | SEC ↗ |
| 4 | STATE FARM MUTUAL AUTOMOBILE INSURANCE | 14,509,304 | $10.0B | -55,422 | -0.4% | 26Q | SEC ↗ |
| 5 | VANGUARD PORTFOLIO MANAGEMENT LLC | 12,026,244 | $8.3B | +320,354 | +2.7% | 2Q | SEC ↗ |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 11,175,493 | $7.7B | +48,010 | +0.4% | 92Q | SEC ↗ |
| 7 | Fisher Asset Management, LLC | 9,942,521 | $6.9B | +166,569 | +1.7% | 101Q | SEC ↗ |
| 8 | MORGAN STANLEY | 7,504,426 | $5.2B | +4,764 | +0.1% | 60Q | SEC ↗ |
| 9 | JPMORGAN CHASE & CO | 7,325,731 | $5.1B | +4,385,152 | +149.1% | 103Q | SEC ↗ |
| 10 | GATES FOUNDATION TRUST | 6,353,614 | $4.4B | — | +0.0% | 83Q | SEC ↗ |
| 11 | PRICE T ROWE ASSOCIATES INC /MD | 6,171,628 | $4.3B | +589,610 | +10.6% | 16Q | SEC ↗ |
| 12 | FMR LLC | 5,781,969 | $4.0B | +1,957,676 | +51.2% | 110Q | SEC ↗ |
| 13 | NORTHERN TRUST CORP | 5,664,155 | $3.9B | -14,640 | -0.3% | 110Q | SEC ↗ |
| 14 | BANK OF AMERICA CORP /DE | 5,463,565 | $3.8B | -214,013 | -3.8% | 15Q | SEC ↗ |
| 15 | GOLDMAN SACHS GROUP INC | 3,570,493 | $2.5B | +359,522 | +11.2% | 15Q | SEC ↗ |
| 16 | Sixth Street Partners Management Compa NEW | 3,322,782 | $2.3B | — | +0.0% | 1Q | SEC ↗ |
| 17 | CHARLES SCHWAB INVESTMENT MANAGEMENT I | 3,322,782 | $2.3B | -31,221 | -0.9% | 15Q | SEC ↗ |
| 18 | Invesco Ltd. | 3,284,093 | $2.3B | -565,507 | -14.7% | 87Q | SEC ↗ |
| 19 | UBS AM, a distinct business unit of UB | 3,153,638 | $2.2B | -113,895 | -3.5% | 63Q | SEC ↗ |
| 20 | Capital World Investors | 3,060,432 | $2.1B | -483,508 | -13.6% | 75Q | SEC ↗ |
| 21 | Bank of New York Mellon Corp | 2,998,131 | $2.1B | -450,038 | -13.1% | 76Q | SEC ↗ |
| 22 | DIMENSIONAL FUND ADVISORS LP | 2,742,185 | $1.9B | -3,888 | -0.1% | 102Q | SEC ↗ |
| 23 | VANGUARD FIDUCIARY TRUST CO | 2,645,238 | $1.8B | +18,517 | +0.7% | 2Q | SEC ↗ |
| 24 | Legal & General Group Plc | 2,613,814 | $1.8B | -158,778 | -5.7% | 27Q | SEC ↗ |
| 25 | Nuveen, LLC | 2,600,359 | $1.8B | +290,101 | +12.6% | 6Q | SEC ↗ |
| 26 | ROYAL BANK OF CANADA | 2,252,264 | $1.6B | +2,762 | +0.1% | 87Q | SEC ↗ |
| 27 | Capital Research Global Investors | 2,198,729 | $1.5B | -1,002,120 | -31.3% | 51Q | SEC ↗ |
| 28 | WELLS FARGO & COMPANY/MN | 2,118,690 | $1.5B | +70,087 | +3.4% | 110Q | SEC ↗ |
| 29 | Amundi | 2,062,345 | $1.4B | -155,292 | -7.0% | 21Q | SEC ↗ |
| 30 | MASSACHUSETTS FINANCIAL SERVICES CO /M | 1,748,257 | $1.2B | +164,692 | +10.4% | 5Q | SEC ↗ |
| 31 | UBS Group AG | 1,700,215 | $1.2B | +295,638 | +21.0% | 47Q | SEC ↗ |
| 32 | Capital International Investors | 1,450,769 | $1.0B | -2,008,509 | -58.1% | 3Q | SEC ↗ |
| 33 | Mitsubishi UFJ Asset Management Co., L | 1,377,957 | $954M | +26,580 | +2.0% | 69Q | SEC ↗ |
| 34 | VOYA INVESTMENT MANAGEMENT LLC | 1,377,043 | $953M | -42,573 | -3.0% | 53Q | SEC ↗ |
| 35 | DEUTSCHE BANK AG | 1,364,014 | $944M | +3,133 | +0.2% | 52Q | SEC ↗ |
| 36 | Swiss National Bank | 1,312,380 | $908M | -61,040 | -4.4% | 53Q | SEC ↗ |
| 37 | Sumitomo Mitsui Trust Group, Inc. | 1,307,930 | $905M | -5,960 | -0.5% | 61Q | SEC ↗ |
| 38 | CITIGROUP INC | 1,205,934 | $835M | +12,679 | +1.1% | 110Q | SEC ↗ |
| 39 | Capital Wealth Planning, LLC | 1,197,856 | $829M | +11,760 | +1.0% | 34Q | SEC ↗ |
| 40 | LPL Financial LLC | 1,182,150 | $818M | +82,882 | +7.5% | 38Q | SEC ↗ |
| 41 | WELLINGTON MANAGEMENT GROUP LLP | 1,144,800 | $792M | +26,078 | +2.3% | 83Q | SEC ↗ |
| 42 | RAYMOND JAMES FINANCIAL INC | 1,055,701 | $731M | +29,504 | +2.9% | 7Q | SEC ↗ |
| 43 | National Pension Service | 1,010,122 | $699M | +21,406 | +2.2% | 48Q | SEC ↗ |
| 44 | Vanguard Global Advisers, LLC | 993,341 | $688M | -23,797 | -2.3% | 2Q | SEC ↗ |
| 45 | California Public Employees Retirement | 965,570 | $668M | +85,721 | +9.7% | 82Q | SEC ↗ |
| 46 | HSBC HOLDINGS PLC | 940,436 | $651M | +31,945 | +3.5% | 110Q | SEC ↗ |
| 47 | AMERIPRISE FINANCIAL INC | 934,284 | $647M | -40,625 | -4.2% | 16Q | SEC ↗ |
| 48 | BARCLAYS PLC | 917,019 | $635M | -830,562 | -47.5% | 67Q | SEC ↗ |
| 49 | CANADA PENSION PLAN INVESTMENT BOARD | 907,030 | $628M | +409,594 | +82.3% | 51Q | SEC ↗ |
| 50 | ALLIANCEBERNSTEIN L.P. | 876,982 | $607M | +42,814 | +5.1% | 63Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Sixth Street Partners Management Co | 3,322,782 | $2.3B |
| Winslow Capital Management, LLC | 350,774 | $243M |
| Nykredit A/S | 152,708 | $106M |
| Jupiter Topco LLC | 119,462 | $83M |
| OSSIAM | 61,630 | $43M |
| CTC LLC | 47,638 | $33M |
| Arete Wealth Advisors, LLC | 47,501 | $33M |
| AEGON ASSET MANAGEMENT UK Plc | 47,152 | $33M |
| ADAMS DIVERSIFIED EQUITY FUND, INC. | 32,000 | $22M |
| Wealth High Governance Asset Manage | 28,960 | $20M |
| Trexquant Investment LP | 28,498 | $20M |
| Global Retirement Partners, LLC | 24,854 | $17M |
| Outlook Capital Management, LLC | 22,879 | $16M |
| J.W. COLE ADVISORS, INC. | 22,702 | $16M |
| Cornerstone Advisors, LLC | 22,557 | $16M |
| LOGAN CAPITAL MANAGEMENT INC | 21,573 | $15M |
| SIH Partners, LLLP | 16,098 | $11M |
| CANANDAIGUA NATIONAL CORP | 15,203 | $11M |
| CANANDAIGUA NATIONAL BANK & TRUST C | 14,953 | $10M |
| FFG Partners, LLC | 14,217 | $10M |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Holocene Advisors, LP | 292,937 | $203M |
| Nearwater Capital Markets, Ltd | 152,000 | $105M |
| Qube Research & Technologies Ltd | 87,621 | $61M |
| HRT FINANCIAL LP | 83,563 | $58M |
| Electron Capital Partners, LLC | 74,761 | $52M |
| SHERMAN PORFOLIOS, LLC | 74,161 | $51M |
| LORD, ABBETT & CO. LLC | 62,065 | $43M |
| JUPITER ASSET MANAGEMENT LTD | 61,335 | $42M |
| MIZUHO MARKETS AMERICAS LLC | 47,281 | $33M |
| Oribel Capital Management, LP | 30,000 | $21M |
| FORA Capital, LLC | 27,673 | $19M |
| Yaupon Capital Management LP | 25,641 | $18M |
| Generali Powszechne Towarzystwo Eme | 25,118 | $17M |
| Energy Income Partners, LLC | 23,071 | $16M |
| RENAISSANCE TECHNOLOGIES LLC | 21,507 | $15M |
| Y-Intercept (Hong Kong) Ltd | 19,363 | $13M |
| Zimmer Partners, LP | 16,750 | $12M |
| Aquatic Capital Management LLC | 16,291 | $11M |
| ExodusPoint Capital Management, LP | 16,154 | $11M |
| Albar Capital Partners LLP | 15,054 | $10M |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| JPMORGAN CHASE & CO | +4,385,152 | +149.1% | 7,325,731 |
| FMR LLC | +1,957,676 | +51.2% | 5,781,969 |
| BlackRock, Inc. | +822,072 | +2.2% | 37,991,505 |
| PRICE T ROWE ASSOCIATES INC /MD | +589,610 | +10.6% | 6,171,628 |
| CANADA PENSION PLAN INVESTMENT BOAR | +409,594 | +82.3% | 907,030 |
| GOLDMAN SACHS GROUP INC | +359,522 | +11.2% | 3,570,493 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | +320,354 | +2.7% | 12,026,244 |
| UBS Group AG | +295,638 | +21.0% | 1,700,215 |
| Nuveen, LLC | +290,101 | +12.6% | 2,600,359 |
| AQR CAPITAL MANAGEMENT LLC | +238,056 | +89.2% | 505,020 |
| JANE STREET GROUP, LLC | +202,253 | +619.7% | 234,892 |
| Fisher Asset Management, LLC | +166,569 | +1.7% | 9,942,521 |
| MASSACHUSETTS FINANCIAL SERVICES CO | +164,692 | +10.4% | 1,748,257 |
| AustralianSuper Pty Ltd | +161,374 | +571.4% | 189,616 |
| WESTFIELD CAPITAL MANAGEMENT CO LP | +142,295 | +440.2% | 174,620 |
| Fayez Sarofim & Co | +111,599 | +163.7% | 179,790 |
| NOMURA HOLDINGS INC | +108,377 | +869.7% | 120,838 |
| VESTOR CAPITAL, LLC | +98,036 | +395.3% | 122,835 |
| VANGUARD ASSET MANAGEMENT, Ltd | +89,151 | +12.0% | 834,999 |
| Temasek Holdings (Private) Ltd | +88,120 | +167.7% | 140,673 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| DIAMANT ASSET MANAGEMENT, INC. | -3,136,170 | -99.9% | 4,433 |
| Capital International Investors | -2,008,509 | -58.1% | 1,450,769 |
| Capital Research Global Investors | -1,002,120 | -31.3% | 2,198,729 |
| BARCLAYS PLC | -830,562 | -47.5% | 917,019 |
| Invesco Ltd. | -565,507 | -14.7% | 3,284,093 |
| STATE STREET CORP | -488,288 | -1.4% | 34,392,316 |
| GFS Advisors, LLC | -487,590 | -97.3% | 13,350 |
| Capital World Investors | -483,508 | -13.6% | 3,060,432 |
| Bank of New York Mellon Corp | -450,038 | -13.1% | 2,998,131 |
| DZ BANK AG Deutsche Zentral Genosse | -340,852 | -37.1% | 577,808 |
| Caisse de depot et placement du Que | -268,830 | -69.2% | 119,896 |
| BANK OF AMERICA CORP /DE | -214,013 | -3.8% | 5,463,565 |
| Thrivent Financial for Lutherans | -203,822 | -39.8% | 308,430 |
| Legal & General Group Plc | -158,778 | -5.7% | 2,613,814 |
| VANGUARD CAPITAL MANAGEMENT LLC | -156,689 | -0.5% | 30,077,764 |
| Amundi | -155,292 | -7.0% | 2,062,345 |
| AMERICAN CENTURY COMPANIES INC | -142,440 | -21.7% | 512,935 |
| ZACKS INVESTMENT MANAGEMENT | -132,820 | -31.8% | 285,444 |
| FRANKLIN RESOURCES INC | -129,028 | -13.3% | 843,713 |
| BNP PARIBAS ASSET MANAGEMENT Holdin | -119,345 | -43.3% | 156,246 |