CAT NYSE
Caterpillar Inc.
1W: -5.9%
1M: +7.0%
3M: +13.9%
YTD: +45.0%
1Y: +149.3%
3Y: +335.3%
5Y: +289.2%
$879.89
+13.94 (+1.61%)
Weekly Expected Move ±6.6%
$770
$829
$888
$947
$1006
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Income Statement
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ETF Exposure
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Institutional Ownership — CAT
3,894
Institutional Holders
+197 vs prior quarter
0.0%
Ownership
+0.00pp
$214B
Total Invested
368
New Positions
1195
Increased
1811
Reduced
381
Closed
1.13
Put/Call Ratio
Ownership Trends
Top Institutional Holders (4069 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD CAPITAL MANAGEMENT LLC NEW | 60,468,906 | $53.2B | — | +0.0% | 1Q | SEC ↗ |
| 2 | VANGUARD GROUP INC | 46,385,185 | $40.8B | +442,164 | +1.0% | 12Q | SEC ↗ |
| 3 | BlackRock, Inc. | 37,169,433 | $32.7B | +960,658 | +2.7% | 7Q | SEC ↗ |
| 4 | STATE STREET CORP | 34,880,604 | $30.7B | -507,946 | -1.4% | 13Q | SEC ↗ |
| 5 | STATE FARM MUTUAL AUTOMOBILE INSURANCE | 14,564,726 | $12.8B | -2,866,464 | -16.4% | 13Q | SEC ↗ |
| 6 | VANGUARD PORTFOLIO MANAGEMENT LLC NEW | 11,705,890 | $10.3B | — | +0.0% | 1Q | SEC ↗ |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 11,127,483 | $9.8B | +517,301 | +4.9% | 13Q | SEC ↗ |
| 8 | Fisher Asset Management, LLC | 9,775,952 | $8.6B | +282,686 | +3.0% | 13Q | SEC ↗ |
| 9 | MORGAN STANLEY | 7,075,119 | $6.2B | -162,174 | -2.2% | 12Q | SEC ↗ |
| 10 | GATES FOUNDATION TRUST | 6,353,614 | $5.6B | — | +0.0% | 13Q | SEC ↗ |
| 11 | NORTHERN TRUST CORP | 5,678,795 | $5.0B | -172,481 | -2.9% | 13Q | SEC ↗ |
| 12 | BANK OF AMERICA CORP /DE | 5,677,578 | $5.0B | -1,061,224 | -15.7% | 13Q | SEC ↗ |
| 13 | PRICE T ROWE ASSOCIATES INC /MD | 5,582,018 | $4.9B | -411,711 | -6.9% | 13Q | SEC ↗ |
| 14 | Invesco Ltd. | 3,849,600 | $3.4B | +817,934 | +27.0% | 13Q | SEC ↗ |
| 15 | FMR LLC | 3,824,293 | $3.4B | -236,810 | -5.8% | 13Q | SEC ↗ |
| 16 | Capital World Investors | 3,543,940 | $3.1B | -465,063 | -11.6% | 13Q | SEC ↗ |
| 17 | Capital International Investors | 3,459,278 | $3.0B | +1,320,369 | +61.7% | 2Q | SEC ↗ |
| 18 | Bank of New York Mellon Corp | 3,448,169 | $3.0B | -108,478 | -3.1% | 13Q | SEC ↗ |
| 19 | CHARLES SCHWAB INVESTMENT MANAGEMENT I | 3,354,003 | $3.0B | +8,628 | +0.3% | 13Q | SEC ↗ |
| 20 | UBS AM, a distinct business unit of UB | 3,267,533 | $2.9B | -276,691 | -7.8% | 13Q | SEC ↗ |
| 21 | GOLDMAN SACHS GROUP INC | 3,210,971 | $2.8B | -3,066,895 | -48.9% | 13Q | SEC ↗ |
| 22 | Capital Research Global Investors | 3,200,849 | $2.8B | +355,642 | +12.5% | 13Q | SEC ↗ |
| 23 | DIAMANT ASSET MANAGEMENT, INC. | 3,140,603 | $2.8B | +3,136,020 | +68427.2% | 13Q | SEC ↗ |
| 24 | JPMORGAN CHASE & CO | 2,940,579 | $2.6B | +340,309 | +13.1% | 13Q | SEC ↗ |
| 25 | Legal & General Group Plc | 2,772,592 | $2.4B | +52,284 | +1.9% | 13Q | SEC ↗ |
| 26 | DIMENSIONAL FUND ADVISORS LP | 2,746,073 | $2.4B | -26,228 | -0.9% | 13Q | SEC ↗ |
| 27 | VANGUARD FIDUCIARY TRUST CO NEW | 2,626,721 | $2.3B | — | +0.0% | 1Q | SEC ↗ |
| 28 | Nuveen, LLC | 2,310,258 | $2.0B | +1,077 | +0.0% | 5Q | SEC ↗ |
| 29 | ROYAL BANK OF CANADA | 2,249,502 | $2.0B | -262,544 | -10.5% | 13Q | SEC ↗ |
| 30 | Amundi | 2,217,637 | $2.0B | +503,497 | +29.4% | 13Q | SEC ↗ |
| 31 | WELLS FARGO & COMPANY/MN | 2,008,129 | $1.8B | +10,866 | +0.5% | 12Q | SEC ↗ |
| 32 | BARCLAYS PLC | 1,747,581 | $1.5B | +599,751 | +52.3% | 13Q | SEC ↗ |
| 33 | MASSACHUSETTS FINANCIAL SERVICES CO /M | 1,583,565 | $1.4B | -252,359 | -13.7% | 4Q | SEC ↗ |
| 34 | VOYA INVESTMENT MANAGEMENT LLC | 1,419,616 | $1.2B | -6,768 | -0.5% | 13Q | SEC ↗ |
| 35 | UBS Group AG | 1,404,577 | $1.2B | +124,576 | +9.7% | 13Q | SEC ↗ |
| 36 | Swiss National Bank | 1,373,420 | $1.2B | +89,640 | +7.0% | 13Q | SEC ↗ |
| 37 | DEUTSCHE BANK AG | 1,360,881 | $1.2B | -89,302 | -6.2% | 13Q | SEC ↗ |
| 38 | Mitsubishi UFJ Asset Management Co., L | 1,351,377 | $1.2B | +60,848 | +4.7% | 13Q | SEC ↗ |
| 39 | Sumitomo Mitsui Trust Group, Inc. | 1,313,890 | $1.2B | -38,584 | -2.9% | 13Q | SEC ↗ |
| 40 | Capital Wealth Planning, LLC | 1,309,210 | $1.2B | -309,976 | -19.1% | 12Q | SEC ↗ |
| 41 | WELLINGTON MANAGEMENT GROUP LLP | 1,118,722 | $$984M | -2,741,180 | -71.0% | 13Q | SEC ↗ |
| 42 | LPL Financial LLC | 1,099,268 | $$967M | +76,048 | +7.4% | 13Q | SEC ↗ |
| 43 | RAYMOND JAMES FINANCIAL INC | 1,026,197 | $$903M | +7,122 | +0.7% | 6Q | SEC ↗ |
| 44 | Vanguard Global Advisers, LLC NEW | 1,017,138 | $$895M | — | +0.0% | 1Q | SEC ↗ |
| 45 | National Pension Service | 988,716 | $$870M | +9,708 | +1.0% | 13Q | SEC ↗ |
| 46 | AMERIPRISE FINANCIAL INC | 974,909 | $$858M | -71,640 | -6.8% | 13Q | SEC ↗ |
| 47 | FRANKLIN RESOURCES INC | 972,741 | $$856M | +99,021 | +11.3% | 13Q | SEC ↗ |
| 48 | DZ BANK AG Deutsche Zentral Genossensc | 918,660 | $$808M | +145,484 | +18.8% | 13Q | SEC ↗ |
| 49 | HSBC HOLDINGS PLC | 908,491 | $$799M | -1,115,941 | -55.1% | 13Q | SEC ↗ |
| 50 | ALLIANCEBERNSTEIN L.P. | 883,063 | $$777M | -42,063 | -4.5% | 12Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC | 60,468,906 | $53.2B |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 11,705,890 | $10.3B |
| VANGUARD FIDUCIARY TRUST CO | 2,626,721 | $2.3B |
| Vanguard Global Advisers, LLC | 1,017,138 | $$895M |
| VANGUARD ASSET MANAGEMENT, Ltd | 745,848 | $$656M |
| GFS Advisors, LLC | 500,940 | $$441M |
| CIBC Bancorp USA Inc. | 482,797 | $$425M |
| Holocene Advisors, LP | 292,937 | $$258M |
| Strive Asset Management, LLC | 227,153 | $$200M |
| Vanguard Investments Australia, Ltd | 218,048 | $$192M |
| Nearwater Capital Markets, Ltd | 152,000 | $$134M |
| Tredje AP-fonden | 129,533 | $$114M |
| AXA Investment Managers S.A. | 126,175 | $$111M |
| SEB Asset Management AB | 121,707 | $$107M |
| CAPITOLIS LIQUID GLOBAL MARKETS LLC | 98,608 | $$87M |
| Qube Research & Technologies Ltd | 87,621 | $$77M |
| Aware Super Pty Ltd as trustee of A | 76,689 | $$67M |
| CIBC WORLD MARKETS CORP | 65,318 | $$57M |
| Bridgewater Associates, LP | 62,157 | $$55M |
| Employees Retirement System of Texa | 61,448 | $$54M |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Brandywine Global Investment Manage | 624,360 | $$549M |
| DIAMOND HILL CAPITAL MANAGEMENT INC | 458,542 | $$403M |
| Soundwatch Capital LLC | 429,033 | $$378M |
| NewEdge Advisors, LLC | 233,659 | $$206M |
| Alyeska Investment Group, L.P. | 218,946 | $$193M |
| ARROWSTREET CAPITAL, LIMITED PARTNE | 187,373 | $$165M |
| Electron Capital Partners, LLC | 149,522 | $$132M |
| FORSTA AP-FONDEN | 137,200 | $$121M |
| Achmea Investment Management B.V. | 127,258 | $$112M |
| Cartenna Capital, LP | 125,000 | $$110M |
| Interval Partners, LP | 96,851 | $$85M |
| J. Goldman & Co LP | 85,665 | $$75M |
| HRT FINANCIAL LP | 83,563 | $$74M |
| SHERMAN PORFOLIOS, LLC | 74,161 | $$65M |
| LORD, ABBETT & CO. LLC | 62,065 | $$55M |
| JUPITER ASSET MANAGEMENT LTD | 61,335 | $$54M |
| Bornite Capital Management LP | 60,000 | $$53M |
| Trexquant Investment LP | 53,278 | $$47M |
| Fullerton Fund Management Co Ltd. | 50,376 | $$44M |
| MIZUHO MARKETS AMERICAS LLC | 47,281 | $$42M |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| DIAMANT ASSET MANAGEMENT, INC. | +3,136,020 | +68427.2% | 3,140,603 |
| Capital International Investors | +1,320,369 | +61.7% | 3,459,278 |
| BlackRock, Inc. | +960,658 | +2.7% | 37,169,433 |
| Invesco Ltd. | +817,934 | +27.0% | 3,849,600 |
| BARCLAYS PLC | +599,751 | +52.3% | 1,747,581 |
| GEODE CAPITAL MANAGEMENT, LLC | +517,301 | +4.9% | 11,127,483 |
| Amundi | +503,497 | +29.4% | 2,217,637 |
| VANGUARD GROUP INC | +442,164 | +1.0% | 46,385,185 |
| Capital Research Global Investors | +355,642 | +12.5% | 3,200,849 |
| JPMORGAN CHASE & CO | +340,309 | +13.1% | 2,940,579 |
| AGF MANAGEMENT LTD | +282,945 | +10673.1% | 285,596 |
| Fisher Asset Management, LLC | +282,686 | +3.0% | 9,775,952 |
| 1832 Asset Management L.P. | +193,286 | +20453.5% | 194,231 |
| DZ BANK AG Deutsche Zentral Genosse | +145,484 | +18.8% | 918,660 |
| ACADIAN ASSET MANAGEMENT LLC | +142,741 | +675.6% | 163,869 |
| BESSEMER GROUP INC | +134,318 | +33.0% | 540,796 |
| UBS Group AG | +124,576 | +9.7% | 1,404,577 |
| JANUS HENDERSON GROUP PLC | +115,108 | +99.3% | 231,034 |
| Artisan Partners Limited Partnershi | +113,204 | +310.3% | 149,683 |
| OP Asset Management Ltd | +112,406 | +218.2% | 163,920 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| GOLDMAN SACHS GROUP INC | -3,066,895 | -48.9% | 3,210,971 |
| STATE FARM MUTUAL AUTOMOBILE INSURA | -2,866,464 | -16.4% | 14,564,726 |
| WELLINGTON MANAGEMENT GROUP LLP | -2,741,180 | -71.0% | 1,118,722 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | -1,522,582 | -89.6% | 176,916 |
| HSBC HOLDINGS PLC | -1,115,941 | -55.1% | 908,491 |
| BANK OF AMERICA CORP /DE | -1,061,224 | -15.7% | 5,677,578 |
| Corient Private Wealth LLC | -616,204 | -53.2% | 542,772 |
| Cynosure Group, LLC | -508,292 | -98.9% | 5,462 |
| STATE STREET CORP | -507,946 | -1.4% | 34,880,604 |
| Capital World Investors | -465,063 | -11.6% | 3,543,940 |
| PRICE T ROWE ASSOCIATES INC /MD | -411,711 | -6.9% | 5,582,018 |
| Rockefeller Capital Management L.P. | -399,096 | -57.6% | 294,176 |
| TWO SIGMA INVESTMENTS, LP | -390,527 | -96.7% | 13,200 |
| TORONTO DOMINION BANK | -344,972 | -69.9% | 148,718 |
| Capital Wealth Planning, LLC | -309,976 | -19.1% | 1,309,210 |
| MILLENNIUM MANAGEMENT LLC | -304,832 | -75.5% | 98,905 |
| TWO SIGMA ADVISERS, LP | -298,240 | -56.8% | 227,060 |
| FIL Ltd | -280,950 | -48.3% | 301,209 |
| UBS AM, a distinct business unit of | -276,691 | -7.8% | 3,267,533 |
| ROYAL BANK OF CANADA | -262,544 | -10.5% | 2,249,502 |