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CATY Institutional Ownership

Cathay General Bancorp
1W: +6.6% 1M: +6.5% 3M: +2.9% YTD: +35.6% 1Y: +41.6% 3Y: +112.3% 5Y: +82.8%
$64.69
-0.03 (-0.05%)
Pre-Market: $64.60 (-0.09, -0.14%)
Weekly Expected Move ±3.7%
$59 $62 $64 $67 $69
NASDAQ · Financial Services · Banks - Regional · Tech Score Buy · Power 67 · $4.3B mcap · 63M float · 0.779% daily turnover · Short 71% of daily vol
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.

Institutional Ownership — CATY

334
Institutional Holders
+21 vs prior quarter
0.0%
Ownership
+0.00pp
$3B
Total Invested
49
New Positions
114
Increased
116
Reduced
28
Closed
0.50
Put/Call Ratio

Ownership Trends

Top Institutional Holders (355 total)

# Holder Shares Value Change Change % Holding Period Filing
1 BlackRock, Inc. 9,753,895 $631M +8,312 +0.1% 8Q SEC ↗
2 VANGUARD PORTFOLIO MANAGEMENT LLC 4,115,369 $266M +44,110 +1.1% 2Q SEC ↗
3 DIMENSIONAL FUND ADVISORS LP 4,069,074 $263M +19,067 +0.5% 102Q SEC ↗
4 STATE STREET CORP 3,530,170 $228M +72,358 +2.1% 46Q SEC ↗
5 VANGUARD CAPITAL MANAGEMENT LLC 2,900,714 $188M +3,178 +0.1% 2Q SEC ↗
6 AMERICAN CENTURY COMPANIES INC 1,990,108 $129M +383,222 +23.8% 15Q SEC ↗
7 Invesco Ltd. 1,975,959 $128M +288,507 +17.1% 79Q SEC ↗
8 GEODE CAPITAL MANAGEMENT, LLC 1,830,160 $118M +90,522 +5.2% 92Q SEC ↗
9 FULLER & THALER ASSET MANAGEMENT, INC. NEW 1,715,706 $111M — +0.0% 1Q SEC ↗
10 T. Rowe Price Investment Management, I 1,041,237 $67M -54,156 -4.9% 13Q SEC ↗
11 GOLDMAN SACHS GROUP INC 903,542 $58M +198,526 +28.2% 15Q SEC ↗
12 MASSACHUSETTS FINANCIAL SERVICES CO /M 874,002 $57M -41,081 -4.5% 66Q SEC ↗
13 Sixth Street Partners Management Compa NEW 873,287 $56M — +0.0% 1Q SEC ↗
14 CHARLES SCHWAB INVESTMENT MANAGEMENT I 873,287 $56M -31,915 -3.5% 15Q SEC ↗
15 NORTHERN TRUST CORP 855,450 $55M +45,661 +5.6% 110Q SEC ↗
16 MORGAN STANLEY 743,749 $48M +131,297 +21.4% 60Q SEC ↗
17 LSV ASSET MANAGEMENT 678,200 $44M — +0.0% 40Q SEC ↗
18 Bank of New York Mellon Corp 658,156 $43M +16,650 +2.6% 76Q SEC ↗
19 GW&K Investment Management, LLC 656,264 $42M -8,656 -1.3% 46Q SEC ↗
20 NORGES BANK NEW 612,822 $40M — +0.0% 1Q SEC ↗
21 Boston Trust Walden Corp 500,057 $32M -25,760 -4.9% 26Q SEC ↗
22 Nuveen, LLC 447,002 $29M +29,245 +7.0% 6Q SEC ↗
23 VANGUARD FIDUCIARY TRUST CO 442,582 $29M +12,498 +2.9% 2Q SEC ↗
24 WILLIAM BLAIR INVESTMENT MANAGEMENT, L 420,258 $27M -113,190 -21.2% 2Q SEC ↗
25 BANK OF AMERICA CORP /DE 410,545 $27M +59,350 +16.9% 15Q SEC ↗
26 D. E. Shaw & Co., Inc. 382,692 $25M -69,346 -15.3% 6Q SEC ↗
27 TWO SIGMA INVESTMENTS, LP 362,195 $23M +232,797 +179.9% 11Q SEC ↗
28 PRINCIPAL FINANCIAL GROUP INC 324,027 $21M -2,535 -0.8% 83Q SEC ↗
29 GLENMEDE TRUST CO NA 309,987 $20M -12,806 -4.0% 3Q SEC ↗
30 Qube Research & Technologies Ltd 283,682 $18M -177,051 -38.4% 5Q SEC ↗
31 Public Sector Pension Investment Board 282,469 $18M -23,879 -7.8% 12Q SEC ↗
32 CSM Advisors, LLC 247,985 $16M +50,613 +25.6% 5Q SEC ↗
33 FRANKLIN RESOURCES INC 244,134 $16M +4,512 +1.9% 13Q SEC ↗
34 HOTCHKIS & WILEY CAPITAL MANAGEMENT LL 242,170 $16M -6,950 -2.8% 35Q SEC ↗
35 VICTORY CAPITAL MANAGEMENT INC 227,826 $15M +13,705 +6.4% 28Q SEC ↗
36 Edgestream Partners, L.P. 216,837 $14M -37,281 -14.7% 6Q SEC ↗
37 UBS Group AG 196,312 $13M +89,294 +83.4% 47Q SEC ↗
38 RHUMBLINE ADVISERS 189,717 $12M -17,570 -8.5% 85Q SEC ↗
39 AMERIPRISE FINANCIAL INC 187,793 $12M -7,949 -4.1% 16Q SEC ↗
40 Legal & General Group Plc 156,248 $10M +1,228 +0.8% 27Q SEC ↗
41 NORDEA INVESTMENT MANAGEMENT AB 147,956 $10M -4,424 -2.9% 46Q SEC ↗
42 RENAISSANCE TECHNOLOGIES LLC 141,571 $9M +107,300 +313.1% 3Q SEC ↗
43 DENALI ADVISORS LLC 140,297 $9M -18,765 -11.8% 11Q SEC ↗
44 FIRST TRUST ADVISORS LP 137,126 $9M +9,983 +7.9% 62Q SEC ↗
45 Swiss National Bank 127,900 $8M — +0.0% 53Q SEC ↗
46 Waverly Advisors, LLC 127,894 $8M +44 +0.0% 2Q SEC ↗
47 UBS AM, a distinct business unit of UB 126,768 $8M +3,048 +2.5% 54Q SEC ↗
48 AQR CAPITAL MANAGEMENT LLC 123,203 $8M -945 -0.8% 57Q SEC ↗
49 PRUDENTIAL FINANCIAL INC 121,100 $8M +5,255 +4.5% 99Q SEC ↗
50 WELLINGTON MANAGEMENT GROUP LLP 120,340 $8M +836 +0.7% 6Q SEC ↗

Recent Activity

New Positions (20)
Biggest Increases (20)
HolderAddedChange %Total Shares
AMERICAN CENTURY COMPANIES INC +383,222 +23.8% 1,990,108
Invesco Ltd. +288,507 +17.1% 1,975,959
TWO SIGMA INVESTMENTS, LP +232,797 +179.9% 362,195
GOLDMAN SACHS GROUP INC +198,526 +28.2% 903,542
MORGAN STANLEY +131,297 +21.4% 743,749
RENAISSANCE TECHNOLOGIES LLC +107,300 +313.1% 141,571
GEODE CAPITAL MANAGEMENT, LLC +90,522 +5.2% 1,830,160
UBS Group AG +89,294 +83.4% 196,312
STATE STREET CORP +72,358 +2.1% 3,530,170
CAPITAL FUND MANAGEMENT S.A. +65,480 +380.6% 82,684
BANK OF AMERICA CORP /DE +59,350 +16.9% 410,545
ALGERT GLOBAL LLC +58,470 +339.2% 75,706
DEAN INVESTMENT ASSOCIATES, LLC +55,450 +274.7% 75,633
RAYMOND JAMES FINANCIAL INC +51,765 +1000.7% 56,938
CSM Advisors, LLC +50,613 +25.6% 247,985
ACADIAN ASSET MANAGEMENT LLC +46,235 +3149.5% 47,703
NORTHERN TRUST CORP +45,661 +5.6% 855,450
VANGUARD PORTFOLIO MANAGEMENT LLC +44,110 +1.1% 4,115,369
Quantinno Capital Management LP +41,901 +106.0% 81,443
Dean Capital Management +41,275 +302.2% 54,934
Biggest Decreases (20)
HolderReducedChange %Total Shares
Qube Research & Technologies Ltd -177,051 -38.4% 283,682
WILLIAM BLAIR INVESTMENT MANAGEMENT -113,190 -21.2% 420,258
MILLENNIUM MANAGEMENT LLC -99,906 -45.8% 118,100
NFJ INVESTMENT GROUP, LLC -86,730 -84.0% 16,471
D. E. Shaw & Co., Inc. -69,346 -15.3% 382,692
T. Rowe Price Investment Management -54,156 -4.9% 1,041,237
SUSQUEHANNA INTERNATIONAL GROUP, LL -42,266 -80.1% 10,508
MASSACHUSETTS FINANCIAL SERVICES CO -41,081 -4.5% 874,002
Mitsubishi UFJ Trust & Banking Corp -38,989 -89.1% 4,774
BARCLAYS PLC -38,398 -63.0% 22,525
Edgestream Partners, L.P. -37,281 -14.7% 216,837
PICTON MAHONEY ASSET MANAGEMENT -34,909 -99.7% 89
CHARLES SCHWAB INVESTMENT MANAGEMEN -31,915 -3.5% 873,287
Boston Trust Walden Corp -25,760 -4.9% 500,057
Public Sector Pension Investment Bo -23,879 -7.8% 282,469
DENALI ADVISORS LLC -18,765 -11.8% 140,297
RHUMBLINE ADVISERS -17,570 -8.5% 189,717
WEDGE CAPITAL MANAGEMENT L L P/NC -17,442 -28.4% 44,076
Rafferty Asset Management, LLC -14,800 -31.3% 32,546
Man Group plc -14,159 -80.7% 3,395

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms