Also trades as: EFC (NYSE) · $vol 16M · EFC-PE (NYSE) · $vol 0M · EFC-PA (NYSE) · $vol 0M · EFC-PB (NYSE) · $vol 0M · EFC-PC (NYSE) · $vol 0M · 0A26.L (LSE) · $vol 0M
EFC-PD NYSE
Ellington Financial Inc.
1W: -3.9%
1M: -7.0%
3M: -4.5%
YTD: -9.7%
1Y: -11.2%
$21.77
+0.00 (+0.00%)
Pre-Market: $21.38 (-0.39, -1.77%)
Weekly Expected Move ±1.7%
$22
$22
$22
$23
$23
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
Overview
News
Chart
Smart Money
Financials
Income Statement
Cash Flow
Balance Sheet
Earnings
Dividends
Analysis
Technicals
Weather
Peers
ESG
Institutions
Dark Pool
Short Interest
Supply Chain
Supply Chain Overview
18 relationships16
As Filer
counterparties named
2
As Counterparty
mentioned by others
3
Rel. Types
2021-07-09
Earliest Filing
2026-01-28
Latest Filing
partner: 10
target: 4
acquirer: 2
Counterparties (Filed by EFC-PD)
16 relationshipsCompanies named in EFC-PD's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| Morgan Stanley & Co. LLC | MS-PL | partner | Acting as representative of underwriters for the common stock offering. | 2026-01-28 | View |
| Goldman Sachs & Co. LLC | GSCE | partner | Acting as representative of underwriters for the common stock offering. | 2026-01-28 | View |
| BTIG, LLC | — | partner | Sales agent for the at-the-market common stock offering program | 2025-12-29 | View |
| Moelis & Company LLC | MC | partner | Additional sales agent for the at-the-market common stock offering program | 2025-12-29 | View |
| Arlington Asset Investment Corp. | AAIC | target | Target company in the merger with Ellington Financial Inc. | 2023-12-14 | View |
| Ellington Financial Operating Partnership LLC | EFC-PD | partner | Operating partnership receiving contributed assets and issuing preferred units. | 2023-12-14 | View |
| Ladenburg Thalmann & Co. Inc. | — | partner | Existing sales agent included in amended equity distribution agreements. | 2023-11-14 | View |
| Great Ajax Corp. | — | target | Target of terminated merger agreement; EFC purchased 1.67M shares and holds 6.1% stake post-termination. | 2023-10-20 | View |
| EF Acquisition I LLC | — | acquirer | Wholly-owned subsidiary of EFC that was the merger vehicle in the terminated agreement. | 2023-10-20 | View |
| Great Ajax Corp. | — | target | Issuer of common stock sold to Ellington Financial Inc. in a registered direct offering. | 2023-10-20 | View |
| Great Ajax Corp. | — | target | Target company in the merger agreement with Ellington Financial Inc. | 2023-07-03 | View |
| Home Point Capital Inc. | — | acquirer | Sold 49.6% ownership interest in Longbridge Financial, LLC to Ellington Financial Inc. | 2022-10-06 | View |
| Piper Sandler & Co. | PIPR | partner | Representative of underwriters in the Series B Preferred Stock offering. | 2021-12-13 | View |
| Ellington Financial Management LLC | EFC-PD | partner | Manager of the registrant involved in the underwriting agreement. | 2021-12-13 | View |
| Ladenburg Thalmann & Co. Inc. | — | partner | Agent for equity distribution agreement | 2021-08-09 | View |
| Morgan Stanley & Co. LLC | MS-PL | partner | Underwriter for the offer and sale of 6,000,000 shares of common stock | 2021-07-09 | View |
Mentioned As Counterparty
2 mentionsOther companies that named EFC-PD in their SEC 8-K filings.
| Filed By | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|
| RPT-PC Great Ajax Corp. | partner | Termination of Merger Agreement and settlement of $16 million including stock purchase. | 2023-10-20 | View |
| RPT-PC Great Ajax Corp. | investor | Purchased 1,666,666 shares of common stock in a registered direct offering. | 2023-10-20 | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR