Also trades as: FDUSZ (NASDAQ) · $vol 0M
FDUS Institutional Ownership
Fidus Investment Corporation
1W: +0.7%
1M: -2.5%
3M: -7.5%
YTD: -4.3%
1Y: -7.3%
3Y: +35.2%
5Y: +74.2%
$18.99
+0.31 (+1.66%)
After Hours: $19.25 (+0.26, +1.37%)
Weekly Expected Move ±2.8%
$18
$18
$19
$19
$20
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: $92.1M held by 3 funds, 255 bp over Treasuries → details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
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Institutional Ownership — FDUS
158
Institutional Holders
-8 vs prior quarter
0.0%
Ownership
+0.00pp
$163M
Total Invested
15
New Positions
51
Increased
59
Reduced
23
Closed
0.50
Put/Call Ratio
Ownership Trends
Top Institutional Holders (178 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 929,242 | $17M | +216,180 | +30.3% | 15Q | SEC ↗ |
| 2 | RAYMOND JAMES FINANCIAL INC | 829,588 | $15M | +25,196 | +3.1% | 7Q | SEC ↗ |
| 3 | UBS Group AG | 499,624 | $9M | +76,732 | +18.1% | 47Q | SEC ↗ |
| 4 | Baird Financial Group, Inc. | 416,390 | $8M | +9,964 | +2.5% | 7Q | SEC ↗ |
| 5 | Muzinich & Co., Inc. | 368,298 | $7M | +19,987 | +5.7% | 47Q | SEC ↗ |
| 6 | Legal & General Group Plc | 310,317 | $6M | +25,857 | +9.1% | 27Q | SEC ↗ |
| 7 | MORGAN STANLEY | 302,643 | $6M | +8,476 | +2.9% | 56Q | SEC ↗ |
| 8 | Qube Research & Technologies Ltd | 230,205 | $4M | +126,804 | +122.6% | 12Q | SEC ↗ |
| 9 | Sumitomo Mitsui Trust Group, Inc. | 230,108 | $4M | +16,723 | +7.8% | 26Q | SEC ↗ |
| 10 | FRANKLIN RESOURCES INC | 224,978 | $4M | +72,699 | +47.7% | 10Q | SEC ↗ |
| 11 | NOVARE CAPITAL MANAGEMENT LLC | 219,069 | $4M | +12,955 | +6.3% | 37Q | SEC ↗ |
| 12 | PFG Advisors | 205,088 | $4M | +17,399 | +9.3% | 17Q | SEC ↗ |
| 13 | TWO SIGMA INVESTMENTS, LP | 194,900 | $4M | -78,809 | -28.8% | 51Q | SEC ↗ |
| 14 | BlackRock, Inc. | 138,053 | $3M | -3,283 | -2.3% | 8Q | SEC ↗ |
| 15 | Ethos Financial Group, LLC | 130,999 | $2M | -7,174 | -5.2% | 6Q | SEC ↗ |
| 16 | Plan Group Financial, LLC | 125,520 | $2M | +26,718 | +27.0% | 7Q | SEC ↗ |
| 17 | Beacon Pointe Advisors, LLC | 111,853 | $2M | +72,850 | +186.8% | 5Q | SEC ↗ |
| 18 | RIVERBRIDGE PARTNERS LLC | 110,869 | $2M | +984 | +0.9% | 7Q | SEC ↗ |
| 19 | MARSHALL WACE, LLP NEW | 110,489 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 20 | Capital Investment Advisory Services, | 106,974 | $2M | +1,854 | +1.8% | 15Q | SEC ↗ |
| 21 | IHT Wealth Management, LLC | 104,311 | $2M | +21,456 | +25.9% | 16Q | SEC ↗ |
| 22 | Advisors Asset Management, Inc. | 99,294 | $2M | -18,758 | -15.9% | 55Q | SEC ↗ |
| 23 | Schonfeld Strategic Advisors LLC | 90,246 | $2M | +50,114 | +124.9% | 3Q | SEC ↗ |
| 24 | HighTower Advisors, LLC | 90,103 | $2M | -2,479 | -2.7% | 13Q | SEC ↗ |
| 25 | Legacy Capital Wealth Partners, LLC | 85,990 | $2M | +6,336 | +8.0% | 9Q | SEC ↗ |
| 26 | LPL Financial LLC | 80,352 | $2M | -71,394 | -47.0% | 22Q | SEC ↗ |
| 27 | Sound Income Strategies, LLC | 72,904 | $1M | +31,587 | +76.5% | 17Q | SEC ↗ |
| 28 | Creative Planning | 71,859 | $1M | +40,780 | +131.2% | 4Q | SEC ↗ |
| 29 | Davis Investment Partners, LLC | 70,771 | $1M | -236 | -0.3% | 15Q | SEC ↗ |
| 30 | Palogic Value Management, L.P. | 70,647 | $1M | -2,221 | -3.0% | 15Q | SEC ↗ |
| 31 | Greenland Capital Management LP | 67,000 | $1M | +9,000 | +15.5% | 8Q | SEC ↗ |
| 32 | Significant Wealth Partners LLC | 64,831 | $1M | +1,185 | +1.9% | 2Q | SEC ↗ |
| 33 | D.A. DAVIDSON & CO. | 63,813 | $1M | -11,595 | -15.4% | 29Q | SEC ↗ |
| 34 | NewEdge Advisors, LLC | 60,317 | $1M | -2,894 | -4.6% | 19Q | SEC ↗ |
| 35 | ROCKLAND TRUST CO | 55,912 | $1M | — | +0.0% | 4Q | SEC ↗ |
| 36 | Cetera Investment Advisers | 55,251 | $1M | -487,064 | -89.8% | 12Q | SEC ↗ |
| 37 | Trexquant Investment LP | 51,779 | $967K | -4,416 | -7.9% | 2Q | SEC ↗ |
| 38 | INDEPENDENT FINANCIAL GROUP, LLC | 51,715 | $966K | +20,754 | +67.0% | 9Q | SEC ↗ |
| 39 | CITADEL ADVISORS LLC | 51,353 | $959K | -50,979 | -49.8% | 2Q | SEC ↗ |
| 40 | WT Wealth Management | 51,113 | $955K | — | +0.0% | 15Q | SEC ↗ |
| 41 | Haven Private, LLC | 50,068 | $935K | +1,418 | +2.9% | 3Q | SEC ↗ |
| 42 | CANADA LIFE ASSURANCE Co | 47,506 | $887K | +7,783 | +19.6% | 27Q | SEC ↗ |
| 43 | D. E. Shaw & Co., Inc. | 45,952 | $858K | -29,284 | -38.9% | 3Q | SEC ↗ |
| 44 | VARCOV Co. NEW | 45,067 | $842K | — | +0.0% | 1Q | SEC ↗ |
| 45 | ENVESTNET ASSET MANAGEMENT INC | 39,313 | $734K | -506,186 | -92.8% | 12Q | SEC ↗ |
| 46 | BANK OF AMERICA CORP /DE | 38,692 | $723K | +5,578 | +16.8% | 15Q | SEC ↗ |
| 47 | COMMONWEALTH EQUITY SERVICES, LLC | 36,286 | $678K | -1,255 | -3.3% | 16Q | SEC ↗ |
| 48 | Y-Intercept (Hong Kong) Ltd | 35,921 | $671K | -37,612 | -51.1% | 9Q | SEC ↗ |
| 49 | Campbell & CO Investment Adviser LLC | 33,855 | $632K | -2,248 | -6.2% | 2Q | SEC ↗ |
| 50 | VestGen Advisors, LLC | 33,415 | $624K | +3,170 | +10.5% | 4Q | SEC ↗ |
Recent Activity
New Positions (15)
| Holder | Shares | Value |
|---|---|---|
| MARSHALL WACE, LLP | 110,489 | $2M |
| VARCOV Co. | 45,067 | $842K |
| Adams Asset Advisors, LLC | 32,919 | $615K |
| Global Retirement Partners, LLC | 32,589 | $609K |
| NORTHERN TRUST CORP | 27,459 | $513K |
| UMB Bank, n.a. | 25,050 | $468K |
| MACKENZIE FINANCIAL CORP | 13,240 | $247K |
| XTX Topco Ltd | 11,800 | $220K |
| Mariner, LLC | 10,079 | $188K |
| Integrated Wealth Concepts LLC | 9,844 | $184K |
| IFG Advisory, LLC | 6,230 | $116K |
| Arax Advisory Partners | 2,100 | $39K |
| NOMURA ASSET MANAGEMENT CO LTD | 1,109 | $21K |
| VALLEY NATIONAL ADVISERS INC | 100 | $2K |
| JFS WEALTH ADVISORS, LLC | 54 | $1K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Columbus Macro, LLC | 505,567 | $9M |
| MILLENNIUM MANAGEMENT LLC | 204,386 | $4M |
| TUDOR INVESTMENT CORP ET AL | 76,315 | $1M |
| Capital Advisory Group Advisory Ser | 70,546 | $1M |
| CREDIT AGRICOLE S A | 50,401 | $941K |
| Magnetar Financial LLC | 39,390 | $736K |
| Closed-End Fund Advisors, Inc. | 38,831 | $725K |
| Brevan Howard Capital Management LP | 38,362 | $717K |
| MQS Management LLC | 34,627 | $647K |
| Jump Financial, LLC | 32,635 | $610K |
| GOLDMAN SACHS GROUP INC | 32,514 | $607K |
| Dynamic Technology Lab Private Ltd | 31,425 | $587K |
| TrueMark Investments, LLC | 30,021 | $561K |
| Quantinno Capital Management LP | 27,165 | $507K |
| LEVEL FOUR ADVISORY SERVICES, LLC | 27,051 | $505K |
| Ascentis Independent Advisors | 22,268 | $416K |
| OXFORD ASSET MANAGEMENT LLP | 20,239 | $378K |
| Verition Fund Management LLC | 20,200 | $377K |
| WEALTH ENHANCEMENT ADVISORY SERVICE | 18,988 | $355K |
| Entropy Technologies, LP | 17,511 | $327K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| VAN ECK ASSOCIATES CORP | +216,180 | +30.3% | 929,242 |
| Qube Research & Technologies Ltd | +126,804 | +122.6% | 230,205 |
| UBS Group AG | +76,732 | +18.1% | 499,624 |
| Beacon Pointe Advisors, LLC | +72,850 | +186.8% | 111,853 |
| FRANKLIN RESOURCES INC | +72,699 | +47.7% | 224,978 |
| Schonfeld Strategic Advisors LLC | +50,114 | +124.9% | 90,246 |
| Creative Planning | +40,780 | +131.2% | 71,859 |
| Sound Income Strategies, LLC | +31,587 | +76.5% | 72,904 |
| Plan Group Financial, LLC | +26,718 | +27.0% | 125,520 |
| Legal & General Group Plc | +25,857 | +9.1% | 310,317 |
| RAYMOND JAMES FINANCIAL INC | +25,196 | +3.1% | 829,588 |
| IHT Wealth Management, LLC | +21,456 | +25.9% | 104,311 |
| INDEPENDENT FINANCIAL GROUP, LLC | +20,754 | +67.0% | 51,715 |
| Muzinich & Co., Inc. | +19,987 | +5.7% | 368,298 |
| PFG Advisors | +17,399 | +9.3% | 205,088 |
| Sumitomo Mitsui Trust Group, Inc. | +16,723 | +7.8% | 230,108 |
| NOVARE CAPITAL MANAGEMENT LLC | +12,955 | +6.3% | 219,069 |
| Baird Financial Group, Inc. | +9,964 | +2.5% | 416,390 |
| Greenland Capital Management LP | +9,000 | +15.5% | 67,000 |
| MORGAN STANLEY | +8,476 | +2.9% | 302,643 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | -506,186 | -92.8% | 39,313 |
| Cetera Investment Advisers | -487,064 | -89.8% | 55,251 |
| TWO SIGMA INVESTMENTS, LP | -78,809 | -28.8% | 194,900 |
| LPL Financial LLC | -71,394 | -47.0% | 80,352 |
| JANE STREET GROUP, LLC | -59,044 | -80.4% | 14,410 |
| CITADEL ADVISORS LLC | -50,979 | -49.8% | 51,353 |
| AMERIPRISE FINANCIAL INC | -41,388 | -62.9% | 24,436 |
| Y-Intercept (Hong Kong) Ltd | -37,612 | -51.1% | 35,921 |
| D. E. Shaw & Co., Inc. | -29,284 | -38.9% | 45,952 |
| Caprock Group, LLC | -20,665 | -63.3% | 12,000 |
| Advisors Asset Management, Inc. | -18,758 | -15.9% | 99,294 |
| Quantbot Technologies LP | -16,676 | -38.1% | 27,126 |
| Purpose Unlimited Inc. | -14,811 | -78.9% | 3,949 |
| D.A. DAVIDSON & CO. | -11,595 | -15.4% | 63,813 |
| Virtus Investment Advisers, LLC | -8,440 | -27.7% | 22,003 |
| Hennion & Walsh Asset Management, I | -8,181 | -21.6% | 29,739 |
| Ethos Financial Group, LLC | -7,174 | -5.2% | 130,999 |
| TRUIST FINANCIAL CORP | -5,939 | -31.7% | 12,772 |
| DAVENPORT & Co LLC | -4,500 | -14.7% | 26,058 |
| Trexquant Investment LP | -4,416 | -7.9% | 51,779 |