Also trades as: 0IVR.L (LSE) · $vol 0M
GAIN Institutional Ownership
Gladstone Investment Corp.
1W: +1.1%
1M: -5.0%
3M: -7.4%
YTD: +8.3%
1Y: +7.6%
3Y: +55.0%
5Y: +56.2%
$14.93
+0.30 (+2.05%)
Weekly Expected Move ±1.8%
$14
$14
$15
$15
$15
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
Overview
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Income Statement
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Analysis
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Institutions
ETF Exposure
Dark Pool
Short Interest
Supply Chain
Institutional Ownership — GAIN
107
Institutional Holders
+1 vs prior quarter
0.0%
Ownership
+0.00pp
$113M
Total Invested
18
New Positions
23
Increased
41
Reduced
12
Closed
1.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (119 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 804,098 | $12M | +212,170 | +35.8% | 15Q | SEC ↗ |
| 2 | Melia Wealth LLC | 656,313 | $10M | -413,173 | -38.6% | 10Q | SEC ↗ |
| 3 | UBS Group AG | 618,149 | $9M | -114,082 | -15.6% | 47Q | SEC ↗ |
| 4 | TWO SIGMA INVESTMENTS, LP | 584,106 | $9M | -220,157 | -27.4% | 3Q | SEC ↗ |
| 5 | COOPER CREEK PARTNERS MANAGEMENT LLC NEW | 576,289 | $9M | — | +0.0% | 1Q | SEC ↗ |
| 6 | MORGAN STANLEY | 349,848 | $5M | +11,776 | +3.5% | 60Q | SEC ↗ |
| 7 | Legal & General Group Plc | 337,067 | $5M | +36,369 | +12.1% | 27Q | SEC ↗ |
| 8 | PFG Advisors | 236,628 | $4M | -78,702 | -25.0% | 31Q | SEC ↗ |
| 9 | BlackRock, Inc. | 220,759 | $3M | +13,356 | +6.4% | 8Q | SEC ↗ |
| 10 | OUTFITTERS FINANCIAL LLC | 203,370 | $3M | -1,750 | -0.9% | 23Q | SEC ↗ |
| 11 | LPL Financial LLC | 185,176 | $3M | -2,262 | -1.2% | 25Q | SEC ↗ |
| 12 | BLAIR WILLIAM & CO/IL | 143,679 | $2M | -2,075 | -1.4% | 36Q | SEC ↗ |
| 13 | DAVENPORT & Co LLC | 142,530 | $2M | +2,668 | +1.9% | 15Q | SEC ↗ |
| 14 | TUDOR INVESTMENT CORP ET AL | 120,964 | $2M | -4,245 | -3.4% | 2Q | SEC ↗ |
| 15 | MARSHALL WACE, LLP NEW | 116,693 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 16 | Legacy Capital Wealth Partners, LLC | 113,833 | $2M | -5,235 | -4.4% | 9Q | SEC ↗ |
| 17 | Advisors Asset Management, Inc. | 104,239 | $2M | -4,734 | -4.3% | 64Q | SEC ↗ |
| 18 | Atlantic Union Bankshares Corp | 96,664 | $1M | -500 | -0.5% | 15Q | SEC ↗ |
| 19 | OSAIC HOLDINGS, INC. | 91,023 | $1M | -4,232 | -4.4% | 26Q | SEC ↗ |
| 20 | Baird Financial Group, Inc. | 90,300 | $1M | — | +0.0% | 16Q | SEC ↗ |
| 21 | Invesco Ltd. | 72,620 | $1M | +29,379 | +67.9% | 5Q | SEC ↗ |
| 22 | United Advisor Group, LLC | 72,190 | $1M | -5,422 | -7.0% | 11Q | SEC ↗ |
| 23 | ALBERT D MASON INC | 69,455 | $1M | +1,519 | +2.2% | 24Q | SEC ↗ |
| 24 | Cassaday & Co Wealth Management LLC | 62,500 | $933K | -16,500 | -20.9% | 7Q | SEC ↗ |
| 25 | ROYAL BANK OF CANADA | 58,446 | $873K | +267 | +0.5% | 67Q | SEC ↗ |
| 26 | RAYMOND JAMES FINANCIAL INC | 54,244 | $810K | +6,310 | +13.2% | 7Q | SEC ↗ |
| 27 | CANADA LIFE ASSURANCE Co | 52,264 | $780K | +8,839 | +20.4% | 27Q | SEC ↗ |
| 28 | Cetera Investment Advisers | 42,007 | $627K | +10,354 | +32.7% | 9Q | SEC ↗ |
| 29 | CITADEL ADVISORS LLC NEW | 37,593 | $561K | — | +0.0% | 1Q | SEC ↗ |
| 30 | CONFLUENCE INVESTMENT MANAGEMENT LLC NEW | 36,982 | $552K | — | +0.0% | 1Q | SEC ↗ |
| 31 | Garner Asset Management Corp | 32,493 | $485K | -2,000 | -5.8% | 37Q | SEC ↗ |
| 32 | Aquatic Capital Management LLC NEW | 29,776 | $445K | — | +0.0% | 1Q | SEC ↗ |
| 33 | COMMONWEALTH EQUITY SERVICES, LLC | 22,593 | $337K | -6,595 | -22.6% | 35Q | SEC ↗ |
| 34 | GREENWOOD GEARHART LLC | 22,400 | $334K | +4,500 | +25.1% | 2Q | SEC ↗ |
| 35 | Virtus Investment Advisers, LLC | 22,223 | $332K | -18,810 | -45.8% | 6Q | SEC ↗ |
| 36 | Focus Partners Wealth | 20,911 | $312K | +168 | +0.8% | 6Q | SEC ↗ |
| 37 | WELLS FARGO & COMPANY/MN | 20,483 | $306K | +3,065 | +17.6% | 71Q | SEC ↗ |
| 38 | NewEdge Advisors, LLC | 20,476 | $306K | +500 | +2.5% | 10Q | SEC ↗ |
| 39 | AMERIFLEX GROUP, INC. | 18,858 | $282K | -500 | -2.6% | 4Q | SEC ↗ |
| 40 | State of Wyoming | 17,916 | $267K | +8,495 | +90.2% | 7Q | SEC ↗ |
| 41 | Janney Montgomery Scott LLC | 16,236 | $242K | -2,275 | -12.3% | 4Q | SEC ↗ |
| 42 | MACKENZIE FINANCIAL CORP NEW | 16,010 | $239K | — | +0.0% | 1Q | SEC ↗ |
| 43 | Prosperity Financial Group, Inc. | 15,700 | $234K | — | +0.0% | 15Q | SEC ↗ |
| 44 | AMERIPRISE FINANCIAL INC | 13,747 | $205K | -212 | -1.5% | 2Q | SEC ↗ |
| 45 | Private Advisor Group, LLC | 13,652 | $204K | -976 | -6.7% | 17Q | SEC ↗ |
| 46 | Creative Planning | 13,615 | $203K | +369 | +2.8% | 2Q | SEC ↗ |
| 47 | BANK OF AMERICA CORP /DE NEW | 12,639 | $189K | — | +0.0% | 1Q | SEC ↗ |
| 48 | ENVESTNET ASSET MANAGEMENT INC | 11,555 | $173K | -460 | -3.8% | 9Q | SEC ↗ |
| 49 | Hardy Reed LLC | 11,472 | $171K | +172 | +1.5% | 6Q | SEC ↗ |
| 50 | First Affirmative Financial Network NEW | 10,903 | $163K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (19)
| Holder | Shares | Value |
|---|---|---|
| COOPER CREEK PARTNERS MANAGEMENT LL | 576,289 | $9M |
| MARSHALL WACE, LLP | 116,693 | $2M |
| CITADEL ADVISORS LLC | 37,593 | $561K |
| CONFLUENCE INVESTMENT MANAGEMENT LL | 36,982 | $552K |
| Aquatic Capital Management LLC | 29,776 | $445K |
| MACKENZIE FINANCIAL CORP | 16,010 | $239K |
| BANK OF AMERICA CORP /DE | 12,639 | $189K |
| First Affirmative Financial Network | 10,903 | $163K |
| NOMURA HOLDINGS INC | 10,000 | $149K |
| Integrated Wealth Concepts LLC | 7,962 | $119K |
| MERCER GLOBAL ADVISORS INC /ADV | 5,212 | $78K |
| Russell Investments Group, Ltd. | 2,168 | $32K |
| BROWN BROTHERS HARRIMAN & CO | 1,000 | $15K |
| FIDUCIARY FINANCIAL ADVISORS | 586 | $9K |
| US BANCORP \DE | 426 | $6K |
| Markowski Investments | 300 | $4K |
| JNBA Financial Advisors | 111 | $2K |
| JFS WEALTH ADVISORS, LLC | 45 | $1K |
| Rialto Wealth Management, LLC | 7 | $0K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| PANORAMIC INVESTMENT ADVISORS, LLC | 1,069,685 | $16M |
| Squarepoint Ops LLC | 103,510 | $2M |
| JANE STREET GROUP, LLC | 69,763 | $1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 46,142 | $689K |
| TrueMark Investments, LLC | 41,678 | $622K |
| GLOBAL STRATEGIC MANAGEMENT INC | 39,032 | $583K |
| NORTHERN TRUST CORP | 25,342 | $378K |
| INDEPENDENT FINANCIAL GROUP, LLC | 24,978 | $373K |
| Mirae Asset Global Investments Co., | 14,000 | $209K |
| Foundations Investment Advisors, LL | 12,116 | $181K |
| WEALTH ENHANCEMENT ADVISORY SERVICE | 12,098 | $181K |
| HighTower Advisors, LLC | 11,572 | $173K |
| HRT FINANCIAL LP | 10,017 | $150K |
| NATIONAL BANK OF CANADA /FI | 2,000 | $30K |
| Kestra Advisory Services, LLC | 1,870 | $28K |
| MAI Capital Management | 1,407 | $21K |
| CoreCap Advisors, LLC | 1,009 | $15K |
| Advisory Services Network, LLC | 200 | $3K |
| WealthCollab, LLC | 145 | $2K |
| QUADRANT CAPITAL GROUP LLC | 37 | $1K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| VAN ECK ASSOCIATES CORP | +212,170 | +35.8% | 804,098 |
| Legal & General Group Plc | +36,369 | +12.1% | 337,067 |
| Invesco Ltd. | +29,379 | +67.9% | 72,620 |
| BlackRock, Inc. | +13,356 | +6.4% | 220,759 |
| MORGAN STANLEY | +11,776 | +3.5% | 349,848 |
| Cetera Investment Advisers | +10,354 | +32.7% | 42,007 |
| CANADA LIFE ASSURANCE Co | +8,839 | +20.4% | 52,264 |
| State of Wyoming | +8,495 | +90.2% | 17,916 |
| RAYMOND JAMES FINANCIAL INC | +6,310 | +13.2% | 54,244 |
| GREENWOOD GEARHART LLC | +4,500 | +25.1% | 22,400 |
| WELLS FARGO & COMPANY/MN | +3,065 | +17.6% | 20,483 |
| DAVENPORT & Co LLC | +2,668 | +1.9% | 142,530 |
| JPMORGAN CHASE & CO | +1,563 | +25.4% | 7,706 |
| ALBERT D MASON INC | +1,519 | +2.2% | 69,455 |
| NewEdge Advisors, LLC | +500 | +2.5% | 20,476 |
| Creative Planning | +369 | +2.8% | 13,615 |
| ROYAL BANK OF CANADA | +267 | +0.5% | 58,446 |
| Hardy Reed LLC | +172 | +1.5% | 11,472 |
| Focus Partners Wealth | +168 | +0.8% | 20,911 |
| Ritter Daniher Financial Advisory L | +24 | +1.5% | 1,594 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Melia Wealth LLC | -413,173 | -38.6% | 656,313 |
| TWO SIGMA INVESTMENTS, LP | -220,157 | -27.4% | 584,106 |
| UBS Group AG | -114,082 | -15.6% | 618,149 |
| PFG Advisors | -78,702 | -25.0% | 236,628 |
| Virtus Investment Advisers, LLC | -18,810 | -45.8% | 22,223 |
| Cassaday & Co Wealth Management LLC | -16,500 | -20.9% | 62,500 |
| COMMONWEALTH EQUITY SERVICES, LLC | -6,595 | -22.6% | 22,593 |
| SIMPLEX TRADING, LLC | -6,138 | -38.4% | 9,859 |
| United Advisor Group, LLC | -5,422 | -7.0% | 72,190 |
| Legacy Capital Wealth Partners, LLC | -5,235 | -4.4% | 113,833 |
| Advisors Asset Management, Inc. | -4,734 | -4.3% | 104,239 |
| TUDOR INVESTMENT CORP ET AL | -4,245 | -3.4% | 120,964 |
| OSAIC HOLDINGS, INC. | -4,232 | -4.4% | 91,023 |
| Janney Montgomery Scott LLC | -2,275 | -12.3% | 16,236 |
| LPL Financial LLC | -2,262 | -1.2% | 185,176 |
| BLAIR WILLIAM & CO/IL | -2,075 | -1.4% | 143,679 |
| Garner Asset Management Corp | -2,000 | -5.8% | 32,493 |
| OUTFITTERS FINANCIAL LLC | -1,750 | -0.9% | 203,370 |
| Private Advisor Group, LLC | -976 | -6.7% | 13,652 |
| SIGNATUREFD, LLC | -692 | -64.1% | 388 |