GAINI NASDAQ
Gladstone Investment Corporation
1W: +0.1%
1M: -1.1%
3M: -0.6%
YTD: -2.5%
1Y: -1.6%
$25.10
+0.03 (+0.12%)
Weekly Expected Move ±1.1%
$25
$25
$25
$25
$26
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: $57.6M held by 1 funds, 204 bp over Treasuries → details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
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22 relationships22
As Filer
counterparties named
0
As Counterparty
mentioned by others
1
Rel. Types
2022-08-16
Earliest Filing
2025-11-10
Latest Filing
partner: 22
Counterparties (Filed by GAINI)
22 relationshipsCompanies named in GAINI's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| Gladstone Management Corporation | — | partner | Underwriter in the registered direct offering of 6.875% Notes due 2028 | 2025-11-10 | View |
| Gladstone Administration, LLC | — | partner | Underwriter in the registered direct offering of 6.875% Notes due 2028 | 2025-11-10 | View |
| Gladstone Management Corporation | — | partner | Sales agent in at-the-market offering | 2025-06-03 | View |
| Gladstone Administration, LLC | — | partner | Sales agent in at-the-market offering | 2025-06-03 | View |
| Oppenheimer & Co. Inc. | OPY | partner | Sales agent in at-the-market offering | 2025-06-03 | View |
| Virtu Americas LLC | — | partner | Sales agent in at-the-market offering | 2025-06-03 | View |
| Gladstone Management Corporation | — | partner | Entered into a new investment advisory and management agreement with the Company. | 2025-01-24 | View |
| Oppenheimer & Co. Inc. | OPY | partner | Served as representative of underwriters for the issuance and sale of 7.875% Notes due 2030. | 2024-12-12 | View |
| Gladstone Management Corporation | — | partner | Sales agent for the issuance of common stock | 2024-05-14 | View |
| Gladstone Administration, LLC | — | partner | Sales agent for the issuance of common stock | 2024-05-14 | View |
| Oppenheimer & Co. Inc. | OPY | partner | Sales agent for the issuance of common stock | 2024-05-14 | View |
| Virtu Americas LLC | — | partner | Sales agent for the issuance of common stock | 2024-05-14 | View |
| Gladstone Management Corporation | — | partner | Company's adviser, servicer, and lender under the amended credit facility. | 2024-02-06 | View |
| Gladstone Management Corporation | — | partner | Sales agent and party to sales agreements | 2023-08-08 | View |
| Gladstone Administration, LLC | — | partner | Sales agent and party to sales agreements | 2023-08-08 | View |
| Oppenheimer & Co. Inc. | OPY | partner | Sales agent and party to sales agreements | 2023-08-08 | View |
| Virtu Americas LLC | — | partner | Sales agent and party to sales agreements | 2023-08-08 | View |
| Oppenheimer & Co. Inc. | OPY | partner | Served as representative of the several underwriters in the underwriting agreement for the issuance of 8.00% Notes due 2 | 2023-05-24 | View |
| Gladstone Management Corporation | — | partner | Sales agent for the issuance of common stock | 2022-08-16 | View |
| Gladstone Administration, LLC | — | partner | Sales agent for the issuance of common stock | 2022-08-16 | View |
| Oppenheimer & Co. Inc. | OPY | partner | Sales agent for the issuance of common stock | 2022-08-16 | View |
| Virtu Americas LLC | — | partner | Sales agent for the issuance of common stock | 2022-08-16 | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR