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GECCI NASDAQ

Great Elm Capital Corp. 8.50% Notes DUE 2029
1W: -0.2% 1M: +0.1% 3M: -0.7% YTD: -0.6% 1Y: +1.0%
$25.01
+0.03 (+0.10%)
 
Weekly Expected Move ±0.2%
$25 $25 $25 $25 $25
NASDAQ · Financial Services · Asset Management · Tech Score Neutral · Power 54 · $350.1M mcap · 8M float · 0.018% daily turnover · Short 71% of daily vol
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.

Supply Chain Overview

17 relationships
17
As Filer
counterparties named
0
As Counterparty
mentioned by others
3
Rel. Types
2022-08-01
Earliest Filing
2025-09-10
Latest Filing
partner: 12 investor: 4 JV: 1

Counterparties (Filed by GECCI)

17 relationships

Companies named in GECCI's SEC 8-K filings as business counterparties.

Counterparty Ticker Relationship Summary Filing Date SEC
Lucid Capital Markets, LLC LCID partner Representative of underwriters for the offering of 7.75% notes due 2030 2025-09-10 View
Piper Sandler & Co. PIPR partner Joint book-running manager for the offering 2025-09-10 View
Clear Street LLC — partner Co-manager for the offering 2025-09-10 View
InspereX LLC — partner Co-manager for the offering 2025-09-10 View
Janney Montgomery Scott LLC — partner Co-manager for the offering 2025-09-10 View
Poor Richard LLC — investor Purchased 1,290,000 shares of common stock in a private placement for $15,028,500. 2025-08-27 View
Summit Grove Partners, LLC — investor Purchased 1,094,527 shares of Great Elm Capital Corp. common stock in a private placement. 2024-12-12 View
Green SPE, LLC — partner Partner in the CLO Formation JV, LLC 2024-08-22 View
Crown LB, LLC CCK partner Partner in the CLO Formation JV, LLC 2024-08-22 View
CLO Formation JV, LLC — JV Joint Venture entity formed for CLO investments 2024-08-22 View
Prosper Peak Holdings, LLC — investor Purchased 997,506 shares of common stock in a private placement. 2024-06-24 View
Great Elm Group, Inc. GEGGL partner Owns 25% of the Purchaser (Prosper Peak Holdings, LLC). 2024-06-24 View
Great Elm Capital Management, Inc. GECCI partner Investment manager of the Company and wholly-owned subsidiary of Great Elm Group, Inc. 2024-06-24 View
Great Elm Strategic Partnership I, LLC GEGGL investor Purchased 1,850,424 shares of common stock for $24 million in a private placement. 2024-02-08 View
Great Elm Group, Inc. GEGGL partner Owns 25% of the Purchaser (Great Elm Strategic Partnership I, LLC). 2024-02-08 View
Great Elm Capital Management, Inc. GECCI partner Investment manager of the Company and wholly-owned subsidiary of Great Elm Group, Inc. 2024-02-08 View
Great Elm Capital Management, Inc. GECCI partner Counterparty to the Amended and Restated Investment Management Agreement approved by stockholders. 2022-08-01 View
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text. Covers 2021–2026. View on SEC EDGAR

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms