HTFC NYSE
Horizon Technology Finance Corp
1W: -0.1%
1M: +0.3%
3M: +0.7%
YTD: +0.2%
1Y: +2.3%
3Y: +19.5%
$24.92
+0.07 (+0.28%)
Weekly Expected Move ±1.1%
$24
$25
$25
$25
$25
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
Overview
News
Chart
Smart Money
Financials
Income Statement
Cash Flow
Balance Sheet
Earnings
Dividends
Analysis
Technicals
Weather
Peers
ESG
Institutions
Dark Pool
Short Interest
Supply Chain
Supply Chain Overview
20 relationships20
As Filer
counterparties named
0
As Counterparty
mentioned by others
3
Rel. Types
2021-03-25
Earliest Filing
2025-12-15
Latest Filing
partner: 15
investor: 3
customer: 2
Counterparties (Filed by HTFC)
20 relationshipsCompanies named in HTFC's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| Horizon Technology Finance Corporation | HTFC | partner | Company issuing the 2028 Notes | 2025-12-15 | View |
| U.S. Bank Trust Company, National Association | — | partner | Trustee administering the indenture | 2025-12-15 | View |
| Horizon Funding I, LLC | — | partner | Issuer of the sale and servicing agreement | 2025-04-28 | View |
| Horizon Technology Finance Corporation | HTFC | partner | Servicer of the loan assets | 2025-04-28 | View |
| U.S. Bank Trust Company, National Association | — | partner | Indenture trustee for the agreement | 2025-04-28 | View |
| U.S. Bank National Association | — | partner | Backup servicer, custodian, lockbox bank, and securities intermediary | 2025-04-28 | View |
| New York Life Insurance Company | — | investor | Initial purchaser of the notes | 2025-04-28 | View |
| New York Life Insurance and Annuity Corporation | — | investor | Initial purchaser of the notes | 2025-04-28 | View |
| The Bank of New York Mellon | — | partner | Trustee under the trust agreement for the initial purchaser | 2025-04-28 | View |
| HORIZON CREDIT II LLC | — | customer | Borrower in the loan agreement | 2024-06-21 | View |
| HORIZON TECHNOLOGY FINANCE CORPORATION | HTFC | customer | Closed-end management investment fund (BDC) entering into an investment management agreement | 2023-07-05 | View |
| HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC | HTFC | partner | Investment adviser providing services to the Company | 2023-07-05 | View |
| Monroe Capital LLC | MRCC | investor | Affiliate that acquired all outstanding equity interests in the Advisor | 2023-07-05 | View |
| Horizon Technology Finance Management LLC | HTFC | partner | Co-signatory to the underwriting agreement for the issuance of 6.250% Notes due 2027 | 2022-06-13 | View |
| Keefe, Bruyette & Woods, Inc. | — | partner | Representative of underwriters in the underwriting agreement for the issuance of 6.250% Notes due 2027 | 2022-06-13 | View |
| Morgan Stanley & Co. LLC | MS-PL | partner | Representative of underwriters in the common stock offering. | 2022-03-14 | View |
| Horizon Funding I, LLC | — | partner | Issuer of the notes and subsidiary of Horizon Technology Finance Corporation | 2022-02-28 | View |
| Dechert LLP | — | partner | Legal counsel providing opinion on the Indenture | 2021-03-30 | View |
| Horizon Technology Finance Management LLC | HTFC | partner | Co-signatory to the underwriting agreement for the issuance of 4.875% Notes due 2026 | 2021-03-25 | View |
| Keefe, Bruyette & Woods, Inc. | — | partner | Representative of the underwriters in the underwriting agreement for the issuance of 4.875% Notes due 2026 | 2021-03-25 | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR