HTGC Institutional Ownership
Hercules Capital, Inc.
1W: +2.2%
1M: -3.2%
3M: +3.9%
YTD: -10.1%
1Y: -4.4%
3Y: +30.6%
5Y: +52.2%
$16.58
+0.17 (+1.04%)
After Hours: $16.61 (+0.03, +0.18%)
Weekly Expected Move ±2.4%
$16
$16
$16
$17
$17
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
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Institutional Ownership — HTGC
386
Institutional Holders
-23 vs prior quarter
0.0%
Ownership
+0.00pp
$821M
Total Invested
34
New Positions
132
Increased
151
Reduced
48
Closed
1.50
Put/Call Ratio
Ownership Trends
Top Institutional Holders (429 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 3,877,634 | $64M | +713,653 | +22.6% | 15Q | SEC ↗ |
| 2 | Sound Income Strategies, LLC | 3,667,518 | $60M | +285,460 | +8.4% | 35Q | SEC ↗ |
| 3 | CITADEL ADVISORS LLC | 2,937,122 | $48M | +2,121,737 | +260.2% | 16Q | SEC ↗ |
| 4 | UBS Group AG | 2,645,744 | $43M | +151,752 | +6.1% | 47Q | SEC ↗ |
| 5 | TWO SIGMA INVESTMENTS, LP | 2,265,824 | $37M | -59,035 | -2.5% | 21Q | SEC ↗ |
| 6 | LPL Financial LLC | 1,857,272 | $30M | +61,595 | +3.4% | 53Q | SEC ↗ |
| 7 | MORGAN STANLEY | 1,812,484 | $30M | +547,868 | +43.3% | 60Q | SEC ↗ |
| 8 | Legal & General Group Plc | 1,681,333 | $28M | +182,680 | +12.2% | 27Q | SEC ↗ |
| 9 | FRANKLIN RESOURCES INC | 1,383,905 | $23M | +248,416 | +21.9% | 10Q | SEC ↗ |
| 10 | D. E. Shaw & Co., Inc. | 1,373,460 | $23M | -175,500 | -11.3% | 7Q | SEC ↗ |
| 11 | Muzinich & Co., Inc. | 1,357,013 | $22M | +6,888 | +0.5% | 47Q | SEC ↗ |
| 12 | Sumitomo Mitsui Trust Group, Inc. | 1,027,434 | $17M | +2,097 | +0.2% | 26Q | SEC ↗ |
| 13 | TECTONIC ADVISORS LLC | 1,006,408 | $17M | +113,306 | +12.7% | 23Q | SEC ↗ |
| 14 | BlackRock, Inc. | 924,105 | $15M | +69,053 | +8.1% | 8Q | SEC ↗ |
| 15 | Advisors Capital Management, LLC | 919,542 | $15M | +63,326 | +7.4% | 53Q | SEC ↗ |
| 16 | JPMORGAN CHASE & CO | 837,561 | $14M | -41,039 | -4.7% | 45Q | SEC ↗ |
| 17 | ARES MANAGEMENT LLC | 776,606 | $13M | — | +0.0% | 12Q | SEC ↗ |
| 18 | WELLS FARGO & COMPANY/MN | 735,367 | $12M | -13,840 | -1.8% | 73Q | SEC ↗ |
| 19 | Qube Research & Technologies Ltd | 694,341 | $11M | -1,541,409 | -68.9% | 6Q | SEC ↗ |
| 20 | Gilman Hill Asset Management, LLC | 646,682 | $11M | +28,849 | +4.7% | 53Q | SEC ↗ |
| 21 | HRT FINANCIAL LP | 613,003 | $10M | +117,725 | +23.8% | 12Q | SEC ↗ |
| 22 | Border to Coast Pensions Partnership L | 600,000 | $10M | +125,000 | +26.3% | 18Q | SEC ↗ |
| 23 | Melia Wealth LLC | 553,874 | $9M | -245,834 | -30.7% | 11Q | SEC ↗ |
| 24 | RAYMOND JAMES FINANCIAL INC | 532,094 | $9M | +55,526 | +11.7% | 7Q | SEC ↗ |
| 25 | STIFEL FINANCIAL CORP | 486,419 | $8M | -15,309 | -3.1% | 49Q | SEC ↗ |
| 26 | AMERIPRISE FINANCIAL INC | 485,156 | $8M | +47,079 | +10.7% | 16Q | SEC ↗ |
| 27 | ROYAL BANK OF CANADA | 460,546 | $8M | -35,860 | -7.2% | 67Q | SEC ↗ |
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 338,271 | $6M | -104,300 | -23.6% | 8Q | SEC ↗ |
| 29 | D.A. DAVIDSON & CO. | 335,890 | $6M | +12,493 | +3.9% | 20Q | SEC ↗ |
| 30 | Janney Montgomery Scott LLC NEW | 329,090 | $5M | — | +0.0% | 1Q | SEC ↗ |
| 31 | NEUBERGER BERMAN GROUP LLC | 304,573 | $5M | +2,900 | +1.0% | 35Q | SEC ↗ |
| 32 | Advisors Asset Management, Inc. | 291,401 | $5M | -15,615 | -5.1% | 37Q | SEC ↗ |
| 33 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 276,182 | $5M | +2,839 | +1.0% | 71Q | SEC ↗ |
| 34 | GOLDMAN SACHS GROUP INC | 264,223 | $4M | -120,149 | -31.3% | 15Q | SEC ↗ |
| 35 | STATE STREET CORP | 262,521 | $4M | +39,349 | +17.6% | 6Q | SEC ↗ |
| 36 | BANK OF AMERICA CORP /DE | 259,640 | $4M | +32,630 | +14.4% | 15Q | SEC ↗ |
| 37 | Cetera Investment Advisers | 257,002 | $4M | +381 | +0.1% | 17Q | SEC ↗ |
| 38 | FJ Capital Management LLC | 249,039 | $4M | -28,627 | -10.3% | 7Q | SEC ↗ |
| 39 | Balyasny Asset Management L.P. | 232,700 | $4M | +80,760 | +53.2% | 5Q | SEC ↗ |
| 40 | PNC Financial Services Group, Inc. | 230,585 | $4M | -3,507 | -1.5% | 15Q | SEC ↗ |
| 41 | Cerity Partners LLC | 217,753 | $4M | +19,786 | +10.0% | 10Q | SEC ↗ |
| 42 | Naviter Wealth, LLC | 217,666 | $4M | +7,221 | +3.4% | 10Q | SEC ↗ |
| 43 | CANADA LIFE ASSURANCE Co | 211,479 | $3M | +26,899 | +14.6% | 27Q | SEC ↗ |
| 44 | DENALI ADVISORS LLC | 210,633 | $3M | -13,717 | -6.1% | 8Q | SEC ↗ |
| 45 | ELEVATION POINT WEALTH PARTNERS, LLC | 207,786 | $3M | +1,483 | +0.7% | 2Q | SEC ↗ |
| 46 | BNP PARIBAS FINANCIAL MARKETS | 202,990 | $3M | +9,680 | +5.0% | 45Q | SEC ↗ |
| 47 | BLAIR WILLIAM & CO/IL | 191,193 | $3M | — | +0.0% | 21Q | SEC ↗ |
| 48 | FAS Wealth Partners, Inc. | 190,914 | $3M | +10,158 | +5.6% | 23Q | SEC ↗ |
| 49 | Waterloo Capital, L.P. | 190,911 | $3M | +4,151 | +2.2% | 11Q | SEC ↗ |
| 50 | OSAIC HOLDINGS, INC. | 190,536 | $3M | +90,285 | +90.1% | 26Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Janney Montgomery Scott LLC | 329,090 | $5M |
| Ilex Capital Partners (UK) LLP | 145,812 | $2M |
| Elemental Capital Partners LLC | 120,680 | $2M |
| OCCUDO QUANTITATIVE STRATEGIES LP | 112,020 | $2M |
| Global Retirement Partners, LLC | 59,991 | $984K |
| J.W. COLE ADVISORS, INC. | 57,858 | $949K |
| CAPSTONE INVESTMENT ADVISORS, LLC | 49,417 | $811K |
| MANGROVE PARTNERS IM, LLC | 47,148 | $774K |
| TWO SIGMA SECURITIES, LLC | 27,681 | $454K |
| Quantinno Capital Management LP | 26,124 | $429K |
| Mission Hills Financial Advisory, L | 16,149 | $265K |
| VAQUERO PRIVATE WEALTH, LTD | 15,493 | $254K |
| Freestone Capital Holdings, LLC | 15,185 | $249K |
| Advisory Solutions Group, LLC | 15,021 | $246K |
| MANUFACTURERS LIFE INSURANCE COMPAN | 14,816 | $243K |
| Fiduciary Alliance LLC | 14,032 | $230K |
| MERCER GLOBAL ADVISORS INC /ADV | 13,697 | $225K |
| Vestmark Advisory Solutions, Inc. | 13,598 | $223K |
| Catalina Capital Group, LLC | 10,717 | $176K |
| AREX Capital Management, LP | 8,000 | $131K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| PANORAMIC INVESTMENT ADVISORS, LLC | 799,775 | $13M |
| Point72 Asset Management, L.P. | 557,660 | $9M |
| MARSHALL WACE, LLP | 312,719 | $5M |
| PREVAIL INNOVATIVE WEALTH ADVISORS, | 239,614 | $4M |
| Rare Wolf Capital LLC | 130,771 | $2M |
| Verition Fund Management LLC | 116,530 | $2M |
| Lansforsakringar Fondforvaltning AB | 106,912 | $2M |
| Capital Advisory Group Advisory Ser | 91,125 | $1M |
| CREDIT AGRICOLE S A | 77,368 | $1M |
| DNB Asset Management AS | 59,801 | $981K |
| TWINBEECH CAPITAL LP | 58,421 | $959K |
| Campbell & CO Investment Adviser LL | 51,378 | $843K |
| Autumn Glory Partners, LLC | 45,000 | $738K |
| Fieldview Capital Management, LLC | 40,418 | $663K |
| Aquatic Capital Management LLC | 39,470 | $648K |
| RHODES INVESTMENT ADVISORS INC /ADV | 39,300 | $645K |
| Bramshill Investments, LLC | 37,385 | $613K |
| Y-Intercept (Hong Kong) Ltd | 36,487 | $599K |
| Magnetar Financial LLC | 28,919 | $475K |
| Entropy Technologies, LP | 27,414 | $450K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| CITADEL ADVISORS LLC | +2,121,737 | +260.2% | 2,937,122 |
| VAN ECK ASSOCIATES CORP | +713,653 | +22.6% | 3,877,634 |
| MORGAN STANLEY | +547,868 | +43.3% | 1,812,484 |
| Sound Income Strategies, LLC | +285,460 | +8.4% | 3,667,518 |
| FRANKLIN RESOURCES INC | +248,416 | +21.9% | 1,383,905 |
| Legal & General Group Plc | +182,680 | +12.2% | 1,681,333 |
| UBS Group AG | +151,752 | +6.1% | 2,645,744 |
| Border to Coast Pensions Partnershi | +125,000 | +26.3% | 600,000 |
| HRT FINANCIAL LP | +117,725 | +23.8% | 613,003 |
| TECTONIC ADVISORS LLC | +113,306 | +12.7% | 1,006,408 |
| OSAIC HOLDINGS, INC. | +90,285 | +90.1% | 190,536 |
| Summit Financial, LLC | +80,935 | +200.9% | 121,219 |
| Balyasny Asset Management L.P. | +80,760 | +53.2% | 232,700 |
| BlackRock, Inc. | +69,053 | +8.1% | 924,105 |
| Advisors Capital Management, LLC | +63,326 | +7.4% | 919,542 |
| LPL Financial LLC | +61,595 | +3.4% | 1,857,272 |
| RAYMOND JAMES FINANCIAL INC | +55,526 | +11.7% | 532,094 |
| INDEPENDENT FINANCIAL GROUP, LLC | +55,109 | +65.3% | 139,458 |
| AMERIPRISE FINANCIAL INC | +47,079 | +10.7% | 485,156 |
| RESOLUTE CAPITAL, LLC | +46,898 | +61.1% | 123,665 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Quantum Portfolio Management LLC | -19,271,340 | -100.0% | 1,927 |
| Qube Research & Technologies Ltd | -1,541,409 | -68.9% | 694,341 |
| MILLENNIUM MANAGEMENT LLC | -920,971 | -93.5% | 64,189 |
| Trexquant Investment LP | -377,635 | -80.3% | 92,906 |
| Engineers Gate Manager LP | -353,559 | -90.2% | 38,413 |
| VOLORIDGE INVESTMENT MANAGEMENT, LL | -279,292 | -92.7% | 21,881 |
| Melia Wealth LLC | -245,834 | -30.7% | 553,874 |
| D. E. Shaw & Co., Inc. | -175,500 | -11.3% | 1,373,460 |
| Jump Financial, LLC | -166,687 | -84.9% | 29,586 |
| GOLDMAN SACHS GROUP INC | -120,149 | -31.3% | 264,223 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -104,300 | -23.6% | 338,271 |
| BARCLAYS PLC | -77,361 | -32.2% | 162,909 |
| Jefferies Financial Group Inc. | -75,346 | -81.7% | 16,884 |
| INTERNATIONAL ASSETS INVESTMENT MAN | -64,577 | -51.8% | 60,100 |
| Brevan Howard Capital Management LP | -59,177 | -48.5% | 62,901 |
| TWO SIGMA INVESTMENTS, LP | -59,035 | -2.5% | 2,265,824 |
| GROUP ONE TRADING LLC | -58,805 | -57.7% | 43,135 |
| XTX Topco Ltd | -52,310 | -48.4% | 55,666 |
| JPMORGAN CHASE & CO | -41,039 | -4.7% | 837,561 |
| ROYAL BANK OF CANADA | -35,860 | -7.2% | 460,546 |