PNNT Institutional Ownership
PennantPark Investment Corporation
1W: +1.0%
1M: -11.6%
3M: -13.7%
YTD: -50.5%
1Y: -54.0%
3Y: -37.1%
5Y: -28.5%
$2.91
+0.07 (+2.46%)
Weekly Expected Move ±3.8%
$3
$3
$3
$3
$3
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: $105.1M held by 7 funds, 265 bp over Treasuries → details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
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Institutional Ownership — PNNT
125
Institutional Holders
-10 vs prior quarter
0.0%
Ownership
+0.00pp
$39M
Total Invested
22
New Positions
31
Increased
52
Reduced
20
Closed
2.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (150 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 1,836,639 | $5M | — | +0.0% | 15Q | SEC ↗ |
| 2 | LSV ASSET MANAGEMENT | 1,341,344 | $4M | -112,797 | -7.8% | 39Q | SEC ↗ |
| 3 | TWO SIGMA INVESTMENTS, LP | 1,003,527 | $3M | -657,014 | -39.6% | 71Q | SEC ↗ |
| 4 | MORGAN STANLEY | 766,499 | $2M | -322,766 | -29.6% | 60Q | SEC ↗ |
| 5 | MILLENNIUM MANAGEMENT LLC | 628,605 | $2M | +510,695 | +433.1% | 2Q | SEC ↗ |
| 6 | Legal & General Group Plc | 536,493 | $2M | +19,205 | +3.7% | 27Q | SEC ↗ |
| 7 | Advisors Asset Management, Inc. | 405,260 | $1M | -77,074 | -16.0% | 64Q | SEC ↗ |
| 8 | MARSHALL WACE, LLP NEW | 391,726 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 9 | Universal- Beteiligungs- und Servicege | 348,800 | $1M | — | +0.0% | 7Q | SEC ↗ |
| 10 | NewEdge Wealth, LLC | 307,794 | $896K | -11,746 | -3.7% | 11Q | SEC ↗ |
| 11 | BANK OF AMERICA CORP /DE | 306,780 | $893K | +255,751 | +501.2% | 15Q | SEC ↗ |
| 12 | Sunbelt Securities, Inc. | 298,217 | $868K | +122,430 | +69.6% | 16Q | SEC ↗ |
| 13 | BlackRock, Inc. | 261,854 | $762K | -107,868 | -29.2% | 8Q | SEC ↗ |
| 14 | AlphaCentric Advisors LLC | 250,000 | $728K | +94,050 | +60.3% | 2Q | SEC ↗ |
| 15 | Crossingbridge Advisors, LLC | 250,000 | $728K | +94,050 | +60.3% | 2Q | SEC ↗ |
| 16 | CITADEL ADVISORS LLC NEW | 246,746 | $718K | — | +0.0% | 1Q | SEC ↗ |
| 17 | Callodine Capital Management, LP NEW | 224,000 | $652K | — | +0.0% | 1Q | SEC ↗ |
| 18 | Virtus Investment Advisers, LLC | 216,246 | $629K | +50,706 | +30.6% | 6Q | SEC ↗ |
| 19 | Qube Research & Technologies Ltd NEW | 207,521 | $604K | — | +0.0% | 1Q | SEC ↗ |
| 20 | GatePass Capital, LLC | 203,450 | $592K | +65,450 | +47.4% | 7Q | SEC ↗ |
| 21 | Truvestments Capital LLC | 201,671 | $587K | -20,151 | -9.1% | 10Q | SEC ↗ |
| 22 | MANGROVE PARTNERS IM, LLC | 191,563 | $557K | +65,463 | +51.9% | 2Q | SEC ↗ |
| 23 | TUDOR INVESTMENT CORP ET AL | 188,423 | $548K | +178,010 | +1709.5% | 3Q | SEC ↗ |
| 24 | XTX Topco Ltd | 169,160 | $492K | +103,782 | +158.7% | 3Q | SEC ↗ |
| 25 | Thrivent Financial for Lutherans | 147,439 | $429K | +69,851 | +90.0% | 3Q | SEC ↗ |
| 26 | HRT FINANCIAL LP NEW | 130,207 | $379K | — | +0.0% | 1Q | SEC ↗ |
| 27 | Janney Montgomery Scott LLC | 113,359 | $330K | -10,291 | -8.3% | 66Q | SEC ↗ |
| 28 | Kovack Advisors, Inc. | 108,393 | $315K | +5,160 | +5.0% | 22Q | SEC ↗ |
| 29 | UBS Group AG | 95,967 | $279K | -13,231 | -12.1% | 47Q | SEC ↗ |
| 30 | Sterneck Capital Management, LLC | 91,647 | $267K | +14,209 | +18.3% | 49Q | SEC ↗ |
| 31 | Arax Advisory Partners | 87,870 | $256K | +43,935 | +100.0% | 2Q | SEC ↗ |
| 32 | CANADA LIFE ASSURANCE Co | 78,354 | $228K | +7,152 | +10.0% | 27Q | SEC ↗ |
| 33 | Founders Financial Alliance, LLC | 71,351 | $208K | +9,362 | +15.1% | 12Q | SEC ↗ |
| 34 | Gallagher Capital Advisors, LLC | 70,826 | $206K | — | +0.0% | 3Q | SEC ↗ |
| 35 | Abbot Financial Management, Inc. | 70,337 | $205K | +9 | +0.0% | 37Q | SEC ↗ |
| 36 | DENALI ADVISORS LLC | 68,670 | $200K | -2,138 | -3.0% | 8Q | SEC ↗ |
| 37 | RAYMOND JAMES FINANCIAL INC | 64,951 | $189K | -2,119 | -3.2% | 7Q | SEC ↗ |
| 38 | Dynamic Technology Lab Private Ltd | 60,723 | $177K | -8,430 | -12.2% | 2Q | SEC ↗ |
| 39 | Integrity Advisory Solutions, LLC NEW | 53,615 | $156K | — | +0.0% | 1Q | SEC ↗ |
| 40 | Freestone Capital Holdings, LLC | 53,000 | $154K | — | +0.0% | 3Q | SEC ↗ |
| 41 | Stonebridge Financial Group, LLC/CA NEW | 52,030 | $151K | — | +0.0% | 1Q | SEC ↗ |
| 42 | Squarepoint Ops LLC NEW | 49,540 | $144K | — | +0.0% | 1Q | SEC ↗ |
| 43 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 47,411 | $138K | +315 | +0.7% | 10Q | SEC ↗ |
| 44 | OSAIC HOLDINGS, INC. | 34,017 | $99K | -16,894 | -33.2% | 26Q | SEC ↗ |
| 45 | WELLS FARGO & COMPANY/MN | 33,802 | $98K | -8,201 | -19.5% | 66Q | SEC ↗ |
| 46 | Garner Asset Management Corp | 33,430 | $97K | -33,450 | -50.0% | 37Q | SEC ↗ |
| 47 | Arkadios Wealth Advisors | 30,061 | $87K | — | +0.0% | 18Q | SEC ↗ |
| 48 | Beaumont Financial Advisors, LLC | 29,991 | $87K | +1,595 | +5.6% | 14Q | SEC ↗ |
| 49 | ENVESTNET ASSET MANAGEMENT INC | 29,558 | $86K | +18,772 | +174.0% | 2Q | SEC ↗ |
| 50 | &PARTNERS NEW | 29,042 | $85K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| MARSHALL WACE, LLP | 391,726 | $1M |
| CITADEL ADVISORS LLC | 246,746 | $718K |
| Callodine Capital Management, LP | 224,000 | $652K |
| Qube Research & Technologies Ltd | 207,521 | $604K |
| HRT FINANCIAL LP | 130,207 | $379K |
| Integrity Advisory Solutions, LLC | 53,615 | $156K |
| Stonebridge Financial Group, LLC/CA | 52,030 | $151K |
| Squarepoint Ops LLC | 49,540 | $144K |
| &PARTNERS | 29,042 | $85K |
| First Affirmative Financial Network | 19,487 | $57K |
| BRIAN LOW FINANCIAL GROUP, LLC | 14,000 | $41K |
| Strategic Wealth Partners, Ltd. | 14,000 | $41K |
| Fisher Asset Management, LLC | 13,382 | $39K |
| EIGHT 31 FINANCIAL, LLC | 10,327 | $30K |
| NOMURA HOLDINGS INC | 10,000 | $29K |
| SIMPLEX TRADING, LLC | 6,607 | $19K |
| Quantum Portfolio Management LLC | 4,691 | $14K |
| Global Retirement Partners, LLC | 3,872 | $11K |
| JPMORGAN CHASE & CO | 3,525 | $10K |
| MERCER GLOBAL ADVISORS INC /ADV | 2,729 | $8K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Lido Advisors, LLC | 246,312 | $717K |
| Rockefeller Capital Management L.P. | 195,676 | $569K |
| Texas Capital Bank Wealth Managemen | 152,033 | $442K |
| Hennion & Walsh Asset Management, I | 150,093 | $437K |
| Closed-End Fund Advisors, Inc. | 150,093 | $437K |
| Advisors Capital Management, LLC | 48,013 | $140K |
| CAXTON ASSOCIATES LLP | 41,606 | $121K |
| Quantbot Technologies LP | 41,181 | $120K |
| Blue Trust, Inc. | 41,006 | $119K |
| Brevan Howard Capital Management LP | 39,243 | $114K |
| D. E. Shaw & Co., Inc. | 37,225 | $108K |
| Private Advisor Group, LLC | 33,827 | $98K |
| EVERGREEN CAPITAL MANAGEMENT LLC | 32,317 | $94K |
| LPL Financial LLC | 31,393 | $91K |
| Virtu Financial LLC | 31,332 | $91K |
| CONFLUENCE INVESTMENT MANAGEMENT LL | 27,848 | $81K |
| Verition Fund Management LLC | 24,800 | $72K |
| Creative Planning | 24,437 | $71K |
| TrinityBridge Ltd | 24,150 | $70K |
| Aquatic Capital Management LLC | 22,452 | $65K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | +510,695 | +433.1% | 628,605 |
| BANK OF AMERICA CORP /DE | +255,751 | +501.2% | 306,780 |
| TUDOR INVESTMENT CORP ET AL | +178,010 | +1709.5% | 188,423 |
| Sunbelt Securities, Inc. | +122,430 | +69.6% | 298,217 |
| XTX Topco Ltd | +103,782 | +158.7% | 169,160 |
| Crossingbridge Advisors, LLC | +94,050 | +60.3% | 250,000 |
| AlphaCentric Advisors LLC | +94,050 | +60.3% | 250,000 |
| Thrivent Financial for Lutherans | +69,851 | +90.0% | 147,439 |
| MANGROVE PARTNERS IM, LLC | +65,463 | +51.9% | 191,563 |
| GatePass Capital, LLC | +65,450 | +47.4% | 203,450 |
| Virtus Investment Advisers, LLC | +50,706 | +30.6% | 216,246 |
| Arax Advisory Partners | +43,935 | +100.0% | 87,870 |
| GROUP ONE TRADING LLC | +20,443 | +983.3% | 22,522 |
| Legal & General Group Plc | +19,205 | +3.7% | 536,493 |
| ENVESTNET ASSET MANAGEMENT INC | +18,772 | +174.0% | 29,558 |
| Sterneck Capital Management, LLC | +14,209 | +18.3% | 91,647 |
| Founders Financial Alliance, LLC | +9,362 | +15.1% | 71,351 |
| TWO SIGMA SECURITIES, LLC | +7,685 | +43.1% | 25,499 |
| CANADA LIFE ASSURANCE Co | +7,152 | +10.0% | 78,354 |
| Kovack Advisors, Inc. | +5,160 | +5.0% | 108,393 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP | -657,014 | -39.6% | 1,003,527 |
| MORGAN STANLEY | -322,766 | -29.6% | 766,499 |
| LSV ASSET MANAGEMENT | -112,797 | -7.8% | 1,341,344 |
| BlackRock, Inc. | -107,868 | -29.2% | 261,854 |
| Advisors Asset Management, Inc. | -77,074 | -16.0% | 405,260 |
| OXFORD ASSET MANAGEMENT LLP | -37,406 | -61.3% | 23,656 |
| COMMONWEALTH EQUITY SERVICES, LLC | -36,224 | -76.9% | 10,863 |
| Garner Asset Management Corp | -33,450 | -50.0% | 33,430 |
| Truvestments Capital LLC | -20,151 | -9.1% | 201,671 |
| OSAIC HOLDINGS, INC. | -16,894 | -33.2% | 34,017 |
| Essex Financial Services, Inc. | -14,600 | -35.9% | 26,096 |
| BI Asset Management Fondsmaeglersel | -13,303 | -71.3% | 5,361 |
| UBS Group AG | -13,231 | -12.1% | 95,967 |
| NewEdge Wealth, LLC | -11,746 | -3.7% | 307,794 |
| Janney Montgomery Scott LLC | -10,291 | -8.3% | 113,359 |
| Tower Research Capital LLC (TRC) | -10,170 | -53.1% | 8,975 |
| Dynamic Technology Lab Private Ltd | -8,430 | -12.2% | 60,723 |
| Allworth Financial LP | -8,257 | -79.6% | 2,113 |
| WELLS FARGO & COMPANY/MN | -8,201 | -19.5% | 33,802 |
| SIGNATUREFD, LLC | -3,617 | -12.6% | 25,026 |