Also trades as: SAY (NYSE) · $vol 0M
SAR Institutional Ownership
Saratoga Investment Corp.
1W: -10.4%
1M: -20.8%
3M: -29.9%
YTD: -41.2%
1Y: -39.1%
3Y: -23.5%
5Y: -26.3%
$13.65
+0.33 (+2.48%)
Weekly Expected Move ±4.8%
$12
$13
$14
$14
$15
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
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Institutional Ownership — SAR
71
Institutional Holders
-9 vs prior quarter
0.0%
Ownership
+0.00pp
$40M
Total Invested
6
New Positions
21
Increased
30
Reduced
9
Closed
1.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (84 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Lido Advisors, LLC | 181,518 | $2M | -17,620 | -8.8% | 11Q | SEC ↗ |
| 2 | Private Advisor Group, LLC | 146,681 | $2M | -18,458 | -11.2% | 25Q | SEC ↗ |
| 3 | Legal & General Group Plc | 141,229 | $2M | +18,288 | +14.9% | 27Q | SEC ↗ |
| 4 | Hennion & Walsh Asset Management, Inc. | 127,040 | $2M | -10,635 | -7.7% | 22Q | SEC ↗ |
| 5 | Advisors Asset Management, Inc. | 121,635 | $2M | +15,010 | +14.1% | 30Q | SEC ↗ |
| 6 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 116,012 | $2M | +33,605 | +40.8% | 9Q | SEC ↗ |
| 7 | LPL Financial LLC | 111,909 | $1M | -2,086 | -1.8% | 27Q | SEC ↗ |
| 8 | WELLS FARGO & COMPANY/MN | 85,079 | $1M | -188 | -0.2% | 40Q | SEC ↗ |
| 9 | Ethos Financial Group, LLC | 56,533 | $753K | +3,687 | +7.0% | 6Q | SEC ↗ |
| 10 | Janney Montgomery Scott LLC | 56,157 | $748K | +45,901 | +447.6% | 2Q | SEC ↗ |
| 11 | BlackRock, Inc. | 53,261 | $709K | -1,335 | -2.4% | 8Q | SEC ↗ |
| 12 | CITADEL ADVISORS LLC | 50,507 | $673K | +27,204 | +116.7% | 3Q | SEC ↗ |
| 13 | RAYMOND JAMES FINANCIAL INC | 49,143 | $655K | +689 | +1.4% | 7Q | SEC ↗ |
| 14 | Wealthcare Advisory Partners LLC | 49,141 | $655K | -1,432 | -2.8% | 10Q | SEC ↗ |
| 15 | Palogic Value Management, L.P. | 46,680 | $622K | — | +0.0% | 15Q | SEC ↗ |
| 16 | Next Level Private LLC | 43,527 | $580K | — | +0.0% | 16Q | SEC ↗ |
| 17 | MORGAN STANLEY | 41,713 | $556K | +13,427 | +47.5% | 60Q | SEC ↗ |
| 18 | JB CAPITAL PARTNERS LP | 33,847 | $451K | — | +0.0% | 22Q | SEC ↗ |
| 19 | Focus Partners Wealth | 31,441 | $419K | +3,732 | +13.5% | 3Q | SEC ↗ |
| 20 | Focus Financial Network, Inc. | 25,218 | $336K | +4,042 | +19.1% | 4Q | SEC ↗ |
| 21 | XTX Topco Ltd | 24,939 | $332K | +14,860 | +147.4% | 2Q | SEC ↗ |
| 22 | Cambridge Investment Research Advisors | 23,199 | $309K | -777 | -3.2% | 6Q | SEC ↗ |
| 23 | Cetera Investment Advisers | 23,001 | $306K | +700 | +3.1% | 6Q | SEC ↗ |
| 24 | OSAIC HOLDINGS, INC. | 22,747 | $303K | +53 | +0.2% | 26Q | SEC ↗ |
| 25 | GREENWOOD GEARHART LLC | 21,500 | $286K | +3,700 | +20.8% | 2Q | SEC ↗ |
| 26 | Virtus Investment Advisers, LLC | 20,757 | $276K | -4,995 | -19.4% | 6Q | SEC ↗ |
| 27 | ROYAL BANK OF CANADA | 19,238 | $256K | +1,288 | +7.2% | 27Q | SEC ↗ |
| 28 | TWO SIGMA INVESTMENTS, LP | 17,419 | $232K | -37,327 | -68.2% | 14Q | SEC ↗ |
| 29 | D.A. DAVIDSON & CO. | 14,895 | $198K | -3,408 | -18.6% | 28Q | SEC ↗ |
| 30 | AMERIPRISE FINANCIAL INC | 14,782 | $197K | -3,349 | -18.5% | 16Q | SEC ↗ |
| 31 | Sunbelt Securities, Inc. | 13,726 | $183K | — | +0.0% | 13Q | SEC ↗ |
| 32 | COMMONWEALTH EQUITY SERVICES, LLC | 11,122 | $148K | -6,060 | -35.3% | 15Q | SEC ↗ |
| 33 | DAVIDSON TRUST CO | 11,000 | $147K | — | +0.0% | 20Q | SEC ↗ |
| 34 | WEDBUSH SECURITIES INC | 10,200 | $136K | -500 | -4.7% | 10Q | SEC ↗ |
| 35 | Steward Partners Investment Advisory, | 9,851 | $131K | +2,374 | +31.8% | 22Q | SEC ↗ |
| 36 | VestGen Advisors, LLC | 9,719 | $129K | -9,531 | -49.5% | 2Q | SEC ↗ |
| 37 | BANK OF AMERICA CORP /DE | 9,580 | $128K | -15,447 | -61.7% | 14Q | SEC ↗ |
| 38 | JPMORGAN CHASE & CO | 6,929 | $92K | -92 | -1.3% | 8Q | SEC ↗ |
| 39 | UBS Group AG | 6,665 | $89K | -20,615 | -75.6% | 43Q | SEC ↗ |
| 40 | Register Financial Advisors LLC | 6,027 | $80K | +24 | +0.4% | 15Q | SEC ↗ |
| 41 | BI Asset Management Fondsmaeglerselska | 4,984 | $66K | -22,043 | -81.6% | 9Q | SEC ↗ |
| 42 | Triumph Capital Management | 2,950 | $39K | +1,175 | +66.2% | 4Q | SEC ↗ |
| 43 | Aquatic Capital Management LLC | 1,014 | $14K | -4,711 | -82.3% | 5Q | SEC ↗ |
| 44 | IFP Advisors, Inc | 1,000 | $13K | — | +0.0% | 18Q | SEC ↗ |
| 45 | IFG Advisory, LLC NEW | 1,000 | $13K | — | +0.0% | 1Q | SEC ↗ |
| 46 | Integrated Wealth Concepts LLC NEW | 965 | $13K | — | +0.0% | 1Q | SEC ↗ |
| 47 | BNP PARIBAS FINANCIAL MARKETS | 809 | $11K | +125 | +18.3% | 4Q | SEC ↗ |
| 48 | EVOLUTION WEALTH MANAGEMENT INC. | 701 | $9K | — | +0.0% | 5Q | SEC ↗ |
| 49 | State of Alaska, Department of Revenue | 630 | $8K | — | +0.0% | 4Q | SEC ↗ |
| 50 | PFS Partners, LLC | 503 | $7K | — | +0.0% | 19Q | SEC ↗ |
Recent Activity
New Positions (6)
| Holder | Shares | Value |
|---|---|---|
| IFG Advisory, LLC | 1,000 | $13K |
| Integrated Wealth Concepts LLC | 965 | $13K |
| NewEdge Advisors, LLC | 100 | $1K |
| MERCER GLOBAL ADVISORS INC /ADV | 48 | $1K |
| Quarry LP | 20 | $0K |
| Frazier Financial Advisors, LLC | 10 | $0K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Closed-End Fund Advisors, Inc. | 159,499 | $2M |
| PFG Advisors | 21,704 | $289K |
| HRT FINANCIAL LP | 21,519 | $287K |
| Trexquant Investment LP | 16,827 | $224K |
| Dynamic Technology Lab Private Ltd | 13,214 | $176K |
| Brevan Howard Capital Management LP | 11,419 | $152K |
| HighTower Advisors, LLC | 10,221 | $136K |
| HARBOUR INVESTMENTS, INC. | 5,973 | $80K |
| SIMPLEX TRADING, LLC | 4,264 | $57K |
| Western Wealth Management, LLC | 3,195 | $43K |
| BARTLETT & CO. WEALTH MANAGEMENT LL | 2,000 | $27K |
| Daytona Street Capital LLC | 1,999 | $27K |
| Kestra Advisory Services, LLC | 1,987 | $26K |
| Wilmington Savings Fund Society, FS | 500 | $7K |
| Empowered Funds, LLC | 449 | $6K |
| FLAGSHIP HARBOR ADVISORS, LLC | 443 | $6K |
| EASTERN BANK | 400 | $5K |
| Harbor Asset Planning, Inc. | 261 | $3K |
| Advisory Services Network, LLC | 241 | $3K |
| Laurel Wealth Advisors LLC | 241 | $3K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Janney Montgomery Scott LLC | +45,901 | +447.6% | 56,157 |
| INTERNATIONAL ASSETS INVESTMENT MAN | +33,605 | +40.8% | 116,012 |
| CITADEL ADVISORS LLC | +27,204 | +116.7% | 50,507 |
| Legal & General Group Plc | +18,288 | +14.9% | 141,229 |
| Advisors Asset Management, Inc. | +15,010 | +14.1% | 121,635 |
| XTX Topco Ltd | +14,860 | +147.4% | 24,939 |
| MORGAN STANLEY | +13,427 | +47.5% | 41,713 |
| Focus Financial Network, Inc. | +4,042 | +19.1% | 25,218 |
| Focus Partners Wealth | +3,732 | +13.5% | 31,441 |
| GREENWOOD GEARHART LLC | +3,700 | +20.8% | 21,500 |
| Ethos Financial Group, LLC | +3,687 | +7.0% | 56,533 |
| Steward Partners Investment Advisor | +2,374 | +31.8% | 9,851 |
| ROYAL BANK OF CANADA | +1,288 | +7.2% | 19,238 |
| Triumph Capital Management | +1,175 | +66.2% | 2,950 |
| Cetera Investment Advisers | +700 | +3.1% | 23,001 |
| RAYMOND JAMES FINANCIAL INC | +689 | +1.4% | 49,143 |
| BNP PARIBAS FINANCIAL MARKETS | +125 | +18.3% | 809 |
| OSAIC HOLDINGS, INC. | +53 | +0.2% | 22,747 |
| Register Financial Advisors LLC | +24 | +0.4% | 6,027 |
| Avion Wealth | +7 | +3.3% | 218 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP | -37,327 | -68.2% | 17,419 |
| BI Asset Management Fondsmaeglersel | -22,043 | -81.6% | 4,984 |
| UBS Group AG | -20,615 | -75.6% | 6,665 |
| Private Advisor Group, LLC | -18,458 | -11.2% | 146,681 |
| Lido Advisors, LLC | -17,620 | -8.8% | 181,518 |
| BANK OF AMERICA CORP /DE | -15,447 | -61.7% | 9,580 |
| Hennion & Walsh Asset Management, I | -10,635 | -7.7% | 127,040 |
| VestGen Advisors, LLC | -9,531 | -49.5% | 9,719 |
| COMMONWEALTH EQUITY SERVICES, LLC | -6,060 | -35.3% | 11,122 |
| Virtus Investment Advisers, LLC | -4,995 | -19.4% | 20,757 |
| Aquatic Capital Management LLC | -4,711 | -82.3% | 1,014 |
| D.A. DAVIDSON & CO. | -3,408 | -18.6% | 14,895 |
| AMERIPRISE FINANCIAL INC | -3,349 | -18.5% | 14,782 |
| LPL Financial LLC | -2,086 | -1.8% | 111,909 |
| Wealthcare Advisory Partners LLC | -1,432 | -2.8% | 49,141 |
| BlackRock, Inc. | -1,335 | -2.4% | 53,261 |
| Cambridge Investment Research Advis | -777 | -3.2% | 23,199 |
| WEDBUSH SECURITIES INC | -500 | -4.7% | 10,200 |
| WELLS FARGO & COMPANY/MN | -188 | -0.2% | 85,079 |
| JPMORGAN CHASE & CO | -92 | -1.3% | 6,929 |