SAV NYSE
Saratoga Investment Corp 7.50%
1W: +0.7%
1M: +0.2%
3M: +0.3%
YTD: -1.4%
$24.69
-0.17 (-0.69%)
Weekly Expected Move ±1.1%
$24
$24
$25
$25
$25
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9 relationships9
As Filer
counterparties named
0
As Counterparty
mentioned by others
1
Rel. Types
2021-08-02
Earliest Filing
2023-07-19
Latest Filing
partner: 9
Counterparties (Filed by SAV)
9 relationshipsCompanies named in SAV's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| Ladenburg Thalmann & Co. Inc. | — | partner | Distribution agent for the ATM Program | 2023-07-19 | View |
| Compass Point Research and Trading, LLC | COMP | partner | Distribution agent for the ATM Program | 2023-07-19 | View |
| Raymond James & Associates, Inc. | — | partner | Additional distribution agent for the ATM Program | 2023-07-19 | View |
| Saratoga Investment Advisors, LLC | SAV | partner | Signatory to the Equity Distribution Agreement | 2023-07-19 | View |
| Saratoga Investment Advisors, LLC | SAV | partner | Agent for the ATM Program equity distribution agreement | 2023-07-10 | View |
| Ladenburg Thalmann & Co. Inc. | — | partner | Agent for the ATM Program equity distribution agreement | 2023-07-10 | View |
| Compass Point Research and Trading, LLC | COMP | partner | Agent for the ATM Program equity distribution agreement | 2023-07-10 | View |
| Ladenburg Thalmann & Co. Inc. | — | partner | Agent for the at-the-market equity distribution agreement | 2021-08-02 | View |
| Compass Point Research & Trading, LLC | COMP | partner | Agent for the at-the-market equity distribution agreement | 2021-08-02 | View |
Recent 8-K Filings (20)
| Filing Date | Description | Type | SEC |
|---|---|---|---|
| 2026-03-13 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2026-02-06 | Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Financial Stateme | Agreement | View |
| 2026-01-30 | Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Financial Stateme | Agreement | View |
| 2026-01-27 | Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Other Events; Fin | Agreement | View |
| 2026-01-07 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-11-07 | Entry into Material Definitive Agreement; Termination of Material Definitive Agreement; Creation of | Agreement | View |
| 2025-10-07 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-09-26 | Submission of Matters to a Vote of Security Holders | View | |
| 2025-07-08 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-05-07 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-01-08 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2024-10-23 | Submission of Matters to a Vote of Security Holders | View | |
| 2024-10-08 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2024-09-25 | Regulation FD Disclosure; Other Events; Financial Statements and Exhibits | View | |
| 2024-07-09 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2024-06-17 | Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Financial Stateme | Agreement | View |
| 2024-05-15 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2024-05-06 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2024-03-28 | Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Financial Stateme | Agreement | View |
| 2024-01-09 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR