SWKHL NASDAQ
SWK Holdings Corporation 9.00% Senior Notes due 2027
1W: +0.1%
1M: +0.4%
3M: -0.6%
YTD: -1.7%
1Y: +0.7%
3Y: +23.8%
$25.18
+0.01 (+0.06%)
Weekly Expected Move ±0.2%
$25
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Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
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18 relationships18
As Filer
counterparties named
0
As Counterparty
mentioned by others
5
Rel. Types
2021-06-29
Earliest Filing
2025-07-17
Latest Filing
customer: 8
partner: 6
acquirer: 2
target: 1
investor: 1
Counterparties (Filed by SWKHL)
18 relationshipsCompanies named in SWKHL's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| MOD3 Pharma Inc. | — | target | Wholly owned subsidiary of SWK Holdings Corporation whose assets were sold to Aptar. | 2025-07-17 | View |
| AptarGroup, Inc. | ATR | acquirer | Company that acquired MOD3 Pharma Inc.'s contract manufacturing, formulation and development services business. | 2025-07-17 | View |
| SCOF SPV I, LP | — | customer | Purchaser of the Company's royalty portfolio rights | 2025-04-10 | View |
| Soleus Capital Management L.P. | — | partner | Entity affiliated with the Purchaser SCOF SPV I, LP | 2025-04-10 | View |
| SWK Funding LLC | — | partner | Wholly owned subsidiary of SWK Holdings Corporation involved in the royalty sale. | 2025-03-20 | View |
| SCOF SPV I, L.P. | — | acquirer | Delaware limited partnership that purchased the Company's performing royalty portfolio. | 2025-03-20 | View |
| Soleus Capital Management L.P. | — | investor | Entity affiliated with SCOF SPV I, L.P. involved in the royalty purchase. | 2025-03-20 | View |
| ANI Pharmaceuticals, Inc. | ANIP | customer | Company that exercised a buy-back option for certain royalties payable to SWK Holdings Corporation. | 2025-03-20 | View |
| SWK Holdings Corporation | SWKHL | partner | Issuer of the 9.00% Senior Notes due 2027 | 2023-10-03 | View |
| Wilmington Trust, National Association | — | partner | Trustee for the Indenture governing the Notes | 2023-10-03 | View |
| Cede & Co. | — | partner | Nominee of DTC to whom Notes are issued | 2023-10-03 | View |
| BPM LLP | — | partner | Independent registered public accounting firm that certified financial statements | 2023-10-03 | View |
| SWK HOLDINGS CORPORATION | SWKHL | customer | Primary borrower in the loan and security agreement. | 2022-11-22 | View |
| SWK FUNDING LLC | — | customer | Co-borrower in the loan and security agreement. | 2022-11-22 | View |
| SWK HOLDINGS CORPORATION | SWKHL | customer | Borrower party to the Fourth Amendment to Loan and Security Agreement | 2022-09-28 | View |
| SWK FUNDING LLC | — | customer | Borrower party to the Fourth Amendment to Loan and Security Agreement | 2022-09-28 | View |
| SWK HOLDINGS CORPORATION | SWKHL | customer | Borrower party to the Second Amendment to Loan and Security Agreement | 2021-06-29 | View |
| SWK FUNDING LLC | — | customer | Borrower party to the Second Amendment to Loan and Security Agreement | 2021-06-29 | View |
Recent 8-K Filings (20)
| Filing Date | Description | Type | SEC |
|---|---|---|---|
| 2026-04-06 | Material Agreement; Termination of Agreement; Acquisition/Disposition; Delisting Notice; Change in C | Agreement Acquisition | View |
| 2026-03-31 | Shareholder Vote | View | |
| 2026-02-13 | Creation of Direct Financial Obligation | View | |
| 2025-12-05 | Creation of Direct Financial Obligation; Financial Statements and Exhibits | View | |
| 2025-12-04 | Other Events; Financial Statements and Exhibits | View | |
| 2025-11-06 | Results of Operations and Financial Condition | View | |
| 2025-10-10 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2025-10-09 | Other Events; Financial Statements and Exhibits | View | |
| 2025-10-01 | Other Events | View | |
| 2025-08-14 | Results of Operations and Financial Condition; Regulation FD Disclosure; Financial Statements and Ex | View | |
| 2025-07-17 | Entry into Material Definitive Agreement | Agreement | View |
| 2025-06-16 | Departure/Election of Directors; Appointment of Officers; Submission of Matters to a Vote of Securit | View | |
| 2025-05-19 | Other Events | View | |
| 2025-05-15 | Regulation FD Disclosure | View | |
| 2025-05-15 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-04-10 | Completion of Acquisition or Disposition of Assets; Regulation FD Disclosure; Other Events; Financia | Acquisition | View |
| 2025-03-20 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-03-20 | Financial Statements and Exhibits | View | |
| 2025-03-20 | Entry into Material Definitive Agreement; Regulation FD Disclosure; Other Events; Financial Statemen | Agreement | View |
| 2024-11-15 | Regulation FD Disclosure; Financial Statements and Exhibits | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR