UPST NASDAQ
Upstart Holdings, Inc.
1W: +0.2%
1M: +3.0%
3M: -10.9%
YTD: -48.3%
1Y: -55.0%
3Y: -4.0%
5Y: -93.5%
$23.71
+0.71 (+3.09%)
Weekly Expected Move ±7.1%
$20
$22
$24
$25
$27
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: $52.3M held by 23 funds → details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
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29 relationships29
As Filer
counterparties named
0
As Counterparty
mentioned by others
2
Rel. Types
2021-08-20
Earliest Filing
2025-08-14
Latest Filing
partner: 25
investor: 4
Counterparties (Filed by UPST)
29 relationshipsCompanies named in UPST's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| U.S. Bank Trust Company, National Association | — | partner | Served as trustee for the 0% Convertible Senior Notes due 2032 indenture. | 2025-08-14 | View |
| Citigroup Global Markets Inc. | — | partner | Representative of initial purchasers in the purchase agreement for the notes. | 2025-08-14 | View |
| Bank of Montreal | BERZ | partner | Participant in the unwind transactions for capped call transactions related to the 2026 Notes. | 2025-08-14 | View |
| BMO Capital Markets Corp. | — | partner | Agent for Bank of Montreal in the unwind transactions for capped call transactions. | 2025-08-14 | View |
| Barclays Bank PLC | TAPR | partner | Participant in the unwind transactions for capped call transactions related to the 2026 Notes. | 2025-08-14 | View |
| Barclays Capital Inc. | BCLYF | partner | Agent for Barclays Bank PLC in the unwind transactions and initial purchaser of notes. | 2025-08-14 | View |
| Citibank, N.A. | — | partner | Participant in the unwind transactions for capped call transactions and initial purchaser of notes. | 2025-08-14 | View |
| Deutsche Bank AG, London Branch | — | partner | Participant in the unwind transactions for capped call transactions related to the 2026 Notes. | 2025-08-14 | View |
| Bank of America, N.A. | BACRP | partner | Participant in the unwind transactions for capped call transactions related to the 2026 Notes. | 2025-08-14 | View |
| BMO Capital Markets Corp. | — | partner | Agent for Bank of Montreal in the capped call transactions. | 2025-08-14 | View |
| Barclays Bank PLC | TAPR | partner | Participant in the capped call transactions. | 2025-08-14 | View |
| Barclays Capital Inc. | BCLYF | partner | Agent for Barclays Bank PLC in the capped call transactions and initial purchaser of notes. | 2025-08-14 | View |
| Citibank, N.A. | — | partner | Participant in the capped call transactions and initial purchaser of notes. | 2025-08-14 | View |
| Morgan Stanley & Co. LLC | MS-PL | partner | Participant in the capped call transactions. | 2025-08-14 | View |
| Wells Fargo Bank, National Association | — | partner | Participant in the capped call transactions. | 2025-08-14 | View |
| Goldman Sachs & Co. LLC | GSCE | partner | Representative of initial purchasers in the purchase agreement for the notes. | 2025-08-14 | View |
| Barclays Capital Inc. | BCLYF | partner | Representative of initial purchasers in the purchase agreement for the notes. | 2025-08-14 | View |
| HSBC Bank USA, National Association | — | partner | Participant in the unwind transactions for capped call transactions related to the 2026 Notes. | 2025-08-14 | View |
| BTIG, LLC | — | partner | Sales agent for the Company's at-the-market offering program. | 2025-02-14 | View |
| Goldman Sachs & Co. LLC | GSCE | investor | Initial Purchaser of the Notes | 2024-11-15 | View |
| Barclays Capital Inc. | BCLYF | investor | Initial Purchaser of the Notes | 2024-11-15 | View |
| HSBC Bank USA, National Association | — | partner | Counterparty to a privately negotiated capped call transaction | 2021-08-20 | View |
| Bank of Montreal | BERZ | partner | Counterparty to a privately negotiated capped call transaction | 2021-08-20 | View |
| Deutsche Bank AG | — | partner | Counterparty to a privately negotiated capped call transaction | 2021-08-20 | View |
| Citibank, N.A. | — | partner | Counterparty to a privately negotiated capped call transaction | 2021-08-20 | View |
| Barclays Bank PLC | TAPR | partner | Counterparty to a privately negotiated capped call transaction | 2021-08-20 | View |
| Goldman Sachs & Co. LLC | GSCE | investor | Initial purchaser of Convertible Senior Notes | 2021-08-20 | View |
| Citigroup Global Markets Inc. | — | investor | Initial purchaser of Convertible Senior Notes | 2021-08-20 | View |
| Bank of America, N.A. | BACRP | partner | Counterparty to a privately negotiated capped call transaction | 2021-08-20 | View |
Recent 8-K Filings (20)
| Filing Date | Description | Type | SEC |
|---|---|---|---|
| 2026-10-20 | Material Agreement; Financial Obligation | Agreement | View |
| 2026-08-04 | Earnings Release; Exhibits | View | |
| 2026-05-28 | Shareholder Vote | View | |
| 2026-05-19 | Officer/Director Change; Exhibits | View | |
| 2026-05-05 | Earnings Release; Exhibits | View | |
| 2026-03-10 | Other Events; Financial Statements and Exhibits | View | |
| 2026-02-19 | Other Events; Financial Statements and Exhibits | View | |
| 2026-02-10 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2026-02-10 | Departure/Election of Directors; Appointment of Officers | View | |
| 2025-11-04 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-08-14 | Entry into Material Definitive Agreement; Termination of Material Definitive Agreement; Creation of | Agreement | View |
| 2025-08-06 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-08-05 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-05-23 | Submission of Matters to a Vote of Security Holders | View | |
| 2025-05-06 | Results of Operations and Financial Condition; Regulation FD Disclosure; Financial Statements and Ex | View | |
| 2025-05-02 | Other Events | View | |
| 2025-02-19 | Departure/Election of Directors; Appointment of Officers; Financial Statements and Exhibits | View | |
| 2025-02-14 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2025-02-13 | Results of Operations and Financial Condition; Regulation FD Disclosure; Financial Statements and Ex | View | |
| 2025-02-11 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR