Also trades as: XFLT-PA (NYSE) · $vol 0M
XFLT NYSE
XAI Octagon Floating Rate & Alternative Income Term Trust
1W: -3.5%
1M: -14.1%
3M: -11.2%
YTD: +256.1%
1Y: +237.8%
3Y: +245.6%
5Y: +235.0%
$16.45
-0.01 (-0.06%)
Weekly Expected Move ±2.5%
$16
$16
$16
$17
$17
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
Overview
News
Chart
Smart Money
Financials
Income Statement
Cash Flow
Balance Sheet
Earnings
Dividends
Analysis
Technicals
Weather
Peers
ESG
Institutions
Dark Pool
Short Interest
Supply Chain
Supply Chain Overview
21 relationships21
As Filer
counterparties named
0
As Counterparty
mentioned by others
3
Rel. Types
2021-03-26
Earliest Filing
2024-06-14
Latest Filing
partner: 13
supplier: 6
investor: 2
Counterparties (Filed by XFLT)
21 relationshipsCompanies named in XFLT's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| Eagle Point Credit Management LLC | ECCW | investor | Purchaser of Series II 2029 Convertible Preferred Shares and manager of EP Accounts. | 2024-06-14 | View |
| Eagle Point Credit Management LLC | ECCW | investor | Purchaser of Convertible Preferred Shares and manager of EP Accounts | 2023-11-07 | View |
| PINE Advisor Solutions, LLC | — | supplier | Provider of Chief Financial Officer, Chief Compliance Officer, and Treasurer services to the Trust. | 2023-10-10 | View |
| ALPS Fund Services, Inc. | — | supplier | Prior provider of Chief Compliance Officer services whose agreement was terminated. | 2023-10-10 | View |
| Paralel Technologies LLC | — | partner | Entered into an Administration and Fund Accounting Agreement to serve as the Trust's administrator. | 2023-08-29 | View |
| ALPS Fund Services, Inc. | — | partner | Prior administrator whose services were terminated effective August 28, 2023. | 2023-08-29 | View |
| Eagle Point Credit Management LLC | ECCW | partner | Investment manager and counterparty to the Convertible Preferred Shares Purchase Agreement. | 2022-06-29 | View |
| Foreside Fund Services, LLC | — | partner | Distributor for the offering of common shares of beneficial interest | 2022-02-11 | View |
| Foreside Fund Services, LLC | — | partner | Distributor for the Trust's common shares offering | 2021-12-02 | View |
| XA Investments LLC | — | partner | Underwriter in the offering of common shares of beneficial interest | 2021-07-22 | View |
| Octagon Credit Investors, LLC | — | partner | Underwriter in the offering of common shares of beneficial interest | 2021-07-22 | View |
| XA Investments LLC | — | partner | Underwriter in the underwriting agreement for the Preferred Shares offering | 2021-03-29 | View |
| Octagon Credit Investors, LLC | — | partner | Underwriter in the underwriting agreement for the Preferred Shares offering | 2021-03-29 | View |
| Ladenburg Thalmann & Co. Inc. | — | partner | Representative of underwriters in the underwriting agreement for the Preferred Shares offering | 2021-03-29 | View |
| ALPS Fund Services, Inc. | — | supplier | Provider of administration, bookkeeping, and pricing services | 2021-03-29 | View |
| DST Systems, Inc. | — | supplier | Provider of transfer agency services | 2021-03-29 | View |
| XA Investments LLC | — | partner | Underwriter in the offering of Preferred Shares | 2021-03-26 | View |
| Octagon Credit Investors, LLC | — | partner | Underwriter in the offering of Preferred Shares | 2021-03-26 | View |
| Ladenburg Thalmann & Co. Inc. | — | partner | Representative of underwriters in the offering of Preferred Shares | 2021-03-26 | View |
| ALPS Fund Services, Inc. | — | supplier | Provider of administration, bookkeeping, and pricing services | 2021-03-26 | View |
| DST Systems, Inc. | — | supplier | Provider of transfer agency services | 2021-03-26 | View |
Recent 8-K Filings (20)
| Filing Date | Description | Type | SEC |
|---|---|---|---|
| 2026-08-10 | Other Events; Exhibits | View | |
| 2026-07-30 | Other Events; Exhibits | View | |
| 2026-05-29 | Other Events | View | |
| 2026-05-19 | Other Events | View | |
| 2026-01-30 | Other Events | View | |
| 2025-12-30 | Amendments to Articles of Incorporation or Bylaws; Other Events; Financial Statements and Exhibits | View | |
| 2025-12-19 | Unregistered Sales of Equity Securities | View | |
| 2025-10-23 | Entry into Material Definitive Agreement; Unregistered Sales of Equity Securities; Amendments to Art | Agreement | View |
| 2025-10-10 | Other Events | View | |
| 2025-03-26 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2024-10-11 | Unregistered Sales of Equity Securities | View | |
| 2024-10-02 | Unregistered Sales of Equity Securities | View | |
| 2024-09-23 | Unregistered Sales of Equity Securities | View | |
| 2024-08-01 | Unregistered Sales of Equity Securities | View | |
| 2024-06-14 | Entry into Material Definitive Agreement; Unregistered Sales of Equity Securities; Amendments to Art | Agreement | View |
| 2024-04-09 | Entry into Material Definitive Agreement; Termination of Material Definitive Agreement; Financial St | Agreement | View |
| 2024-02-14 | Unregistered Sales of Equity Securities | View | |
| 2024-02-02 | Entry into Material Definitive Agreement; Regulation FD Disclosure; Other Events; Financial Statemen | Agreement | View |
| 2024-01-25 | Regulation FD Disclosure; Financial Statements and Exhibits | View | |
| 2024-01-04 | Departure/Election of Directors; Appointment of Officers; Regulation FD Disclosure; Financial Statem | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR