AFSM Institutional Ownership
First Trust Active Factor Small Cap ETF
1W: +0.6%
1M: -0.3%
3M: -0.9%
YTD: +21.3%
1Y: +22.6%
3Y: +69.8%
5Y: +57.5%
$40.00
+0.40 (+1.01%)
Weekly Expected Move ±1.5%
$39
$39
$40
$41
$41
Overview
Chart
Holdings
Changes
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Analysis
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Short Interest
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Institutional Ownership — AFSM
39
Institutional Holders
+4 vs prior quarter
0.0%
Ownership
+0.00pp
89M
Total Invested
9
New Positions
16
Increased
11
Reduced
1
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (42 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | James J. Burns & Company, LLC | 557,503 | $22M | +6,268 | +1.1% | 3Q | SEC ↗ |
| 2 | CWM, LLC | 422,615 | $17M | +86,134 | +25.6% | 4Q | SEC ↗ |
| 3 | LPL Financial LLC | 276,705 | $11M | +94,340 | +51.7% | 6Q | SEC ↗ |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 200,060 | $8M | -924 | -0.5% | 7Q | SEC ↗ |
| 5 | TRUIST FINANCIAL CORP | 193,577 | $8M | +489 | +0.3% | 7Q | SEC ↗ |
| 6 | JPMORGAN CHASE & CO | 136,071 | $5M | -166 | -0.1% | 4Q | SEC ↗ |
| 7 | Cetera Investment Advisers | 85,525 | $3M | +1,467 | +1.7% | 7Q | SEC ↗ |
| 8 | Federation des caisses Desjardins du Q | 80,760 | $3M | +2,026 | +2.6% | 8Q | SEC ↗ |
| 9 | MGO ONE SEVEN LLC | 80,087 | $3M | +6,569 | +8.9% | 4Q | SEC ↗ |
| 10 | Kestra Advisory Services, LLC | 75,033 | $3M | +46,924 | +166.9% | 8Q | SEC ↗ |
| 11 | Arax Advisory Partners NEW | 64,966 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 12 | U.S. Capital Wealth Advisors, LLC NEW | 63,919 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 13 | IFG Advisory, LLC NEW | 57,933 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 14 | Ethos Financial Group, LLC | 48,163 | $2M | +2,819 | +6.2% | 4Q | SEC ↗ |
| 15 | Snowden Capital Advisors LLC | 44,509 | $2M | -5,680 | -11.3% | 8Q | SEC ↗ |
| 16 | OSAIC HOLDINGS, INC. | 38,843 | $2M | -6,283 | -13.9% | 15Q | SEC ↗ |
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 37,996 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 18 | ADVISORTRUST PARTNERS, LLC | 22,705 | $908K | +5,543 | +32.3% | 3Q | SEC ↗ |
| 19 | Farther Finance Advisors, LLC | 19,455 | $778K | +16,332 | +523.0% | 5Q | SEC ↗ |
| 20 | Crusonia Wealth Advisors LLC | 17,824 | $713K | -977 | -5.2% | 3Q | SEC ↗ |
| 21 | FSB PREMIER WEALTH MANAGEMENT, INC. | 15,591 | $624K | +4,940 | +46.4% | 4Q | SEC ↗ |
| 22 | Moors & Cabot, Inc. | 14,880 | $595K | -1,802 | -10.8% | 7Q | SEC ↗ |
| 23 | Tower Research Capital LLC (TRC) | 14,320 | $573K | -15,366 | -51.8% | 2Q | SEC ↗ |
| 24 | Thrivent Financial for Lutherans NEW | 12,793 | $512K | — | +0.0% | 1Q | SEC ↗ |
| 25 | SMITH, MOORE & CO. | 12,176 | $487K | +2,205 | +22.1% | 7Q | SEC ↗ |
| 26 | WORLD EQUITY GROUP, INC. | 10,873 | $435K | +581 | +5.6% | 8Q | SEC ↗ |
| 27 | KESTRA PRIVATE WEALTH SERVICES, LLC | 9,646 | $386K | +504 | +5.5% | 5Q | SEC ↗ |
| 28 | WEDBUSH SECURITIES INC | 7,000 | $280K | — | +0.0% | 3Q | SEC ↗ |
| 29 | Arkadios Wealth Advisors | 6,319 | $253K | +23 | +0.4% | 3Q | SEC ↗ |
| 30 | RFG Advisory, LLC | 5,916 | $237K | -959 | -13.9% | 2Q | SEC ↗ |
| 31 | INDEPENDENT FINANCIAL GROUP, LLC NEW | 5,434 | $217K | — | +0.0% | 1Q | SEC ↗ |
| 32 | Prospera Financial Services Inc NEW | 5,348 | $214K | — | +0.0% | 1Q | SEC ↗ |
| 33 | Sigma Planning Corp NEW | 5,198 | $208K | — | +0.0% | 1Q | SEC ↗ |
| 34 | COMMONWEALTH EQUITY SERVICES, LLC NEW | 5,053 | $202K | — | +0.0% | 1Q | SEC ↗ |
| 35 | JANE STREET GROUP, LLC NEW | 4,995 | $200K | — | +0.0% | 1Q | SEC ↗ |
| 36 | NATIONAL BANK OF CANADA /FI | 1,118 | $45K | — | +0.0% | 7Q | SEC ↗ |
| 37 | CREATIVE FINANCIAL DESIGNS INC /ADV | 970 | $39K | -184 | -15.9% | 10Q | SEC ↗ |
| 38 | HARBOUR INVESTMENTS, INC. | 965 | $39K | -250 | -20.6% | 6Q | SEC ↗ |
| 39 | MORGAN STANLEY | 564 | $23K | +154 | +37.6% | 5Q | SEC ↗ |
| 40 | Founders Financial Alliance, LLC | 250 | $10K | — | +0.0% | 2Q | SEC ↗ |
| 41 | Beacon Financial Advisory LLC | 0 | $0K | -11,745 | -100.0% | 7Q | SEC ↗ |
| 42 | CITADEL ADVISORS LLC | 0 | $0K | -14,125 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (10)
| Holder | Shares | Value |
|---|---|---|
| Arax Advisory Partners | 64,966 | $3M |
| U.S. Capital Wealth Advisors, LLC | 63,919 | $3M |
| IFG Advisory, LLC | 57,933 | $2M |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 37,996 | $2M |
| Thrivent Financial for Lutherans | 12,793 | $512K |
| INDEPENDENT FINANCIAL GROUP, LLC | 5,434 | $217K |
| Prospera Financial Services Inc | 5,348 | $214K |
| Sigma Planning Corp | 5,198 | $208K |
| COMMONWEALTH EQUITY SERVICES, LLC | 5,053 | $202K |
| JANE STREET GROUP, LLC | 4,995 | $200K |
Sold Out (2)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| CITADEL ADVISORS LLC | 14,125 | $565K |
| Beacon Financial Advisory LLC | 11,745 | $470K |
Biggest Increases (17)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| LPL Financial LLC | +94,340 | +51.7% | 276,705 |
| CWM, LLC | +86,134 | +25.6% | 422,615 |
| Kestra Advisory Services, LLC | +46,924 | +166.9% | 75,033 |
| Farther Finance Advisors, LLC | +16,332 | +523.0% | 19,455 |
| MGO ONE SEVEN LLC | +6,569 | +8.9% | 80,087 |
| James J. Burns & Company, LLC | +6,268 | +1.1% | 557,503 |
| ADVISORTRUST PARTNERS, LLC | +5,543 | +32.3% | 22,705 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | +4,940 | +46.4% | 15,591 |
| Ethos Financial Group, LLC | +2,819 | +6.2% | 48,163 |
| SMITH, MOORE & CO. | +2,205 | +22.1% | 12,176 |
| Federation des caisses Desjardins d | +2,026 | +2.6% | 80,760 |
| Cetera Investment Advisers | +1,467 | +1.7% | 85,525 |
| WORLD EQUITY GROUP, INC. | +581 | +5.6% | 10,873 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | +504 | +5.5% | 9,646 |
| TRUIST FINANCIAL CORP | +489 | +0.3% | 193,577 |
| MORGAN STANLEY | +154 | +37.6% | 564 |
| Arkadios Wealth Advisors | +23 | +0.4% | 6,319 |
Biggest Decreases (10)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Tower Research Capital LLC (TRC) | -15,366 | -51.8% | 14,320 |
| OSAIC HOLDINGS, INC. | -6,283 | -13.9% | 38,843 |
| Snowden Capital Advisors LLC | -5,680 | -11.3% | 44,509 |
| Moors & Cabot, Inc. | -1,802 | -10.8% | 14,880 |
| Crusonia Wealth Advisors LLC | -977 | -5.2% | 17,824 |
| RFG Advisory, LLC | -959 | -13.9% | 5,916 |
| ENVESTNET ASSET MANAGEMENT INC | -924 | -0.5% | 200,060 |
| HARBOUR INVESTMENTS, INC. | -250 | -20.6% | 965 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | -184 | -15.9% | 970 |
| JPMORGAN CHASE & CO | -166 | -0.1% | 136,071 |