AMAX Institutional Ownership
Adaptive Hedged Multi-Asset Income ETF
1W: -0.8%
1M: -1.2%
3M: -0.8%
YTD: -3.5%
1Y: -8.0%
3Y: +22.7%
$7.42
-0.05 (-0.67%)
Weekly Expected Move ±1.7%
$7
$7
$7
$8
$8
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — AMAX
25
Institutional Holders
+1 vs prior quarter
0.0%
Ownership
+0.00pp
46M
Total Invested
3
New Positions
12
Increased
10
Reduced
3
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (26 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 1,504,729 | 11M | +462,388 | +44.4% | 17Q | SEC ↗ |
| 2 | KESTRA PRIVATE WEALTH SERVICES, LLC | 1,360,361 | 10M | +140,794 | +11.5% | 11Q | SEC ↗ |
| 3 | PARTNERS WEALTH MANAGEMENT, LLC | 892,491 | 7M | +91,649 | +11.4% | 7Q | SEC ↗ |
| 4 | Prosperity Financial Group, Inc. NEW | 606,269 | 4M | — | +0.0% | 1Q | SEC ↗ |
| 5 | Encompass More Asset Management | 400,421 | 3M | +17,045 | +4.4% | 11Q | SEC ↗ |
| 6 | OSAIC HOLDINGS, INC. | 368,117 | 3M | +7,028 | +1.9% | 5Q | SEC ↗ |
| 7 | Rockport Wealth LLC | 362,053 | 3M | +21,201 | +6.2% | 10Q | SEC ↗ |
| 8 | FIG FINANCIAL ADVISORY SERVICES INC /A NEW | 196,418 | 1M | — | +0.0% | 1Q | SEC ↗ |
| 9 | RAYMOND JAMES FINANCIAL INC | 135,386 | 1M | -750 | -0.6% | 4Q | SEC ↗ |
| 10 | WCG Wealth Advisors LLC NEW | 93,436 | 693K | — | +0.0% | 1Q | SEC ↗ |
| 11 | NewEdge Advisors, LLC | 54,242 | 402K | +1,788 | +3.4% | 8Q | SEC ↗ |
| 12 | JANE STREET GROUP, LLC | 43,722 | 324K | -17,080 | -28.1% | 4Q | SEC ↗ |
| 13 | INTEGRITY ALLIANCE, LLC. | 38,798 | 288K | +504 | +1.3% | 4Q | SEC ↗ |
| 14 | LaSalle St. Investment Advisors, LLC | 38,065 | 282K | -1,581 | -4.0% | 3Q | SEC ↗ |
| 15 | Janney Montgomery Scott LLC | 32,471 | 241K | -23,995 | -42.5% | 3Q | SEC ↗ |
| 16 | ENVESTNET ASSET MANAGEMENT INC | 16,087 | 119K | +5,692 | +54.8% | 2Q | SEC ↗ |
| 17 | Empirical Asset Management, LLC | 12,323 | 91K | +115 | +0.9% | 12Q | SEC ↗ |
| 18 | CENTAURUS FINANCIAL, INC. | 12,150 | 90K | -3,369 | -21.7% | 19Q | SEC ↗ |
| 19 | Atria Investments, Inc | 11,232 | 83K | +165 | +1.5% | 11Q | SEC ↗ |
| 20 | Ausdal Financial Partners, Inc. | 11,232 | 83K | +165 | +1.5% | 4Q | SEC ↗ |
| 21 | CITADEL ADVISORS LLC | 11,105 | 82K | -12,887 | -53.7% | 2Q | SEC ↗ |
| 22 | MORGAN STANLEY | 1 | 0K | -1 | -50.0% | 6Q | SEC ↗ |
| 23 | Foundations Investment Advisors, LLC | 0 | 0K | -46,838 | -100.0% | 3Q | SEC ↗ |
| 24 | UBS Group AG | 0 | 0K | -37 | -100.0% | 1Q | SEC ↗ |
| 25 | Cetera Investment Advisers | 0 | 0K | -32,111 | -100.0% | 9Q | SEC ↗ |
| 26 | HRT FINANCIAL LP | 0 | 0K | -11,444 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (3)
| Holder | Shares | Value |
|---|---|---|
| Prosperity Financial Group, Inc. | 606,269 | 4M |
| FIG FINANCIAL ADVISORY SERVICES INC | 196,418 | 1M |
| WCG Wealth Advisors LLC | 93,436 | 693K |
Sold Out (4)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Foundations Investment Advisors, LL | 46,838 | 348K |
| Cetera Investment Advisers | 32,111 | 238K |
| HRT FINANCIAL LP | 11,444 | 85K |
| UBS Group AG | 37 | 0K |
Biggest Increases (12)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| LPL Financial LLC | +462,388 | +44.4% | 1,504,729 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | +140,794 | +11.5% | 1,360,361 |
| PARTNERS WEALTH MANAGEMENT, LLC | +91,649 | +11.4% | 892,491 |
| Rockport Wealth LLC | +21,201 | +6.2% | 362,053 |
| Encompass More Asset Management | +17,045 | +4.4% | 400,421 |
| OSAIC HOLDINGS, INC. | +7,028 | +1.9% | 368,117 |
| ENVESTNET ASSET MANAGEMENT INC | +5,692 | +54.8% | 16,087 |
| NewEdge Advisors, LLC | +1,788 | +3.4% | 54,242 |
| INTEGRITY ALLIANCE, LLC. | +504 | +1.3% | 38,798 |
| Atria Investments, Inc | +165 | +1.5% | 11,232 |
| Ausdal Financial Partners, Inc. | +165 | +1.5% | 11,232 |
| Empirical Asset Management, LLC | +115 | +0.9% | 12,323 |
Biggest Decreases (7)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Janney Montgomery Scott LLC | -23,995 | -42.5% | 32,471 |
| JANE STREET GROUP, LLC | -17,080 | -28.1% | 43,722 |
| CITADEL ADVISORS LLC | -12,887 | -53.7% | 11,105 |
| CENTAURUS FINANCIAL, INC. | -3,369 | -21.7% | 12,150 |
| LaSalle St. Investment Advisors, LL | -1,581 | -4.0% | 38,065 |
| RAYMOND JAMES FINANCIAL INC | -750 | -0.6% | 135,386 |
| MORGAN STANLEY | -1 | -50.0% | 1 |