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ARKX Institutional Ownership

ARK Space & Defense Innovation ETF
1W: -0.1% 1M: +2.6% 3M: -4.1% YTD: +8.9% 1Y: +13.1% 3Y: +142.8%
$32.68
+0.71 (+2.22%)
 
Weekly Expected Move ±2.7%
$31 $32 $33 $34 $34
ETF CBOE · AUM $505.7M

Institutional Ownership — ARKX

188
Institutional Holders
+37 vs prior quarter
0.0%
Ownership
+0.00pp
156M
Total Invested
61
New Positions
54
Increased
31
Reduced
16
Closed
0.60
Put/Call Ratio

Ownership Trends

Top Institutional Holders (204 total)

# Holder Shares Value Change Change % Holding Period Filing
1 LPL Financial LLC 1,095,923 36M +360,359 +49.0% 21Q SEC ↗
2 Jain Global LLC NEW 425,368 14M — +0.0% 1Q SEC ↗
3 UBS Group AG 223,056 7M +126,785 +131.7% 20Q SEC ↗
4 ROYAL BANK OF CANADA 207,509 7M +54,970 +36.0% 22Q SEC ↗
5 GTS SECURITIES LLC 181,216 6M +99,150 +120.8% 3Q SEC ↗
6 Cambridge Investment Research Advisors 170,063 6M +17,336 +11.4% 7Q SEC ↗
7 RAYMOND JAMES FINANCIAL INC 144,294 5M +3,683 +2.6% 7Q SEC ↗
8 OSAIC HOLDINGS, INC. 121,905 4M +46,481 +61.6% 22Q SEC ↗
9 ENVESTNET ASSET MANAGEMENT INC 107,694 4M +53,463 +98.6% 20Q SEC ↗
10 Sequent Planning LLC NEW 97,359 3M — +0.0% 1Q SEC ↗
11 Quantum Private Wealth, LLC NEW 94,223 3M — +0.0% 1Q SEC ↗
12 Financial Sense Advisors, Inc. NEW 89,108 3M — +0.0% 1Q SEC ↗
13 PARK AVENUE SECURITIES LLC NEW 74,335 2M — +0.0% 1Q SEC ↗
14 O'Connor Alternative Investments LLC NEW 73,600 2M — +0.0% 1Q SEC ↗
15 WJ Wealth Management, LLC 73,553 2M +19,865 +37.0% 5Q SEC ↗
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,956 2M -23,177 -25.7% 2Q SEC ↗
17 MORGAN STANLEY 64,655 2M +57,784 +841.0% 22Q SEC ↗
18 COMMONWEALTH EQUITY SERVICES, LLC 59,835 2M +21,112 +54.5% 22Q SEC ↗
19 Brookstone Capital Management 54,649 2M +9,921 +22.2% 21Q SEC ↗
20 Grandview Asset Management LLC 46,953 2M +13,249 +39.3% 3Q SEC ↗
21 JPMORGAN CHASE & CO 46,329 2M +6,412 +16.1% 21Q SEC ↗
22 Steward Partners Investment Advisory, 43,838 1M +39,131 +831.3% 22Q SEC ↗
23 NewEdge Advisors, LLC 43,121 1M +20,692 +92.3% 20Q SEC ↗
24 Canal Insurance CO 40,000 1M — +0.0% 21Q SEC ↗
25 MARSHALL INVESTMENT MANAGEMENT, LLC 36,265 1M -1,551 -4.1% 4Q SEC ↗
26 RENAISSANCE TECHNOLOGIES LLC NEW 36,100 1M — +0.0% 1Q SEC ↗
27 Kingsview Wealth Management, LLC 34,371 1M +512 +1.5% 2Q SEC ↗
28 STIFEL FINANCIAL CORP 29,588 967K +20,758 +235.1% 3Q SEC ↗
29 CARLSON FINANCIAL, INC. 28,721 939K +11,048 +62.5% 2Q SEC ↗
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT 27,842 910K +13,013 +87.8% 11Q SEC ↗
31 WEDBUSH SECURITIES INC 27,810 909K +1,770 +6.8% 4Q SEC ↗
32 Private Advisor Group, LLC 26,950 881K +8,365 +45.0% 5Q SEC ↗
33 CoreCap Advisors, LLC 26,091 853K -361 -1.4% 4Q SEC ↗
34 SCS Capital Management LLC 26,081 852K — +0.0% 6Q SEC ↗
35 Cetera Investment Advisers 24,613 804K +8,700 +54.7% 6Q SEC ↗
36 PFG Investments, LLC 24,209 791K +1,767 +7.9% 14Q SEC ↗
37 McKinley Carter Wealth Services, Inc. NEW 23,866 780K — +0.0% 1Q SEC ↗
38 Creative Planning 22,024 720K +4,075 +22.7% 5Q SEC ↗
39 GOLDMAN SACHS GROUP INC NEW 20,553 672K — +0.0% 1Q SEC ↗
40 Beacon Pointe Advisors, LLC NEW 20,146 658K — +0.0% 1Q SEC ↗
41 MGO ONE SEVEN LLC NEW 19,338 632K — +0.0% 1Q SEC ↗
42 Kestra Advisory Services, LLC 19,219 628K +8,736 +83.3% 3Q SEC ↗
43 CWM, LLC 18,908 618K +1,628 +9.4% 18Q SEC ↗
44 Stratos Wealth Partners, LTD. NEW 18,189 594K — +0.0% 1Q SEC ↗
45 Prospera Financial Services Inc 17,046 557K +2,659 +18.5% 2Q SEC ↗
46 Sanctuary Advisors, LLC 16,582 542K +5,456 +49.0% 3Q SEC ↗
47 Capital Advisors, Ltd. LLC 16,382 535K +6,901 +72.8% 5Q SEC ↗
48 StoneX Group Inc. NEW 16,327 534K — +0.0% 1Q SEC ↗
49 Turner Financial Group, Inc. NEW 15,958 522K — +0.0% 1Q SEC ↗
50 KESTRA PRIVATE WEALTH SERVICES, LLC 15,274 499K +75 +0.5% 8Q SEC ↗

Recent Activity

Biggest Increases (20)
HolderAddedChange %Total Shares
LPL Financial LLC +360,359 +49.0% 1,095,923
UBS Group AG +126,785 +131.7% 223,056
GTS SECURITIES LLC +99,150 +120.8% 181,216
MORGAN STANLEY +57,784 +841.0% 64,655
ROYAL BANK OF CANADA +54,970 +36.0% 207,509
ENVESTNET ASSET MANAGEMENT INC +53,463 +98.6% 107,694
OSAIC HOLDINGS, INC. +46,481 +61.6% 121,905
Steward Partners Investment Advisor +39,131 +831.3% 43,838
COMMONWEALTH EQUITY SERVICES, LLC +21,112 +54.5% 59,835
STIFEL FINANCIAL CORP +20,758 +235.1% 29,588
NewEdge Advisors, LLC +20,692 +92.3% 43,121
WJ Wealth Management, LLC +19,865 +37.0% 73,553
Cambridge Investment Research Advis +17,336 +11.4% 170,063
Grandview Asset Management LLC +13,249 +39.3% 46,953
NORTHWESTERN MUTUAL WEALTH MANAGEME +13,013 +87.8% 27,842
CARLSON FINANCIAL, INC. +11,048 +62.5% 28,721
Brookstone Capital Management +9,921 +22.2% 54,649
Kestra Advisory Services, LLC +8,736 +83.3% 19,219
Cetera Investment Advisers +8,700 +54.7% 24,613
Private Advisor Group, LLC +8,365 +45.0% 26,950
Biggest Decreases (15)
HolderReducedChange %Total Shares
SUSQUEHANNA INTERNATIONAL GROUP, LL -23,177 -25.7% 66,956
Rockefeller Capital Management L.P. -19,948 -79.4% 5,174
Stirlingshire Investments, Inc. -3,717 -28.8% 9,206
OPPENHEIMER & CO INC -3,066 -19.4% 12,719
MARSHALL INVESTMENT MANAGEMENT, LLC -1,551 -4.1% 36,265
Farther Finance Advisors, LLC -1,400 -97.9% 30
CAPTRUST FINANCIAL ADVISORS -1,006 -12.0% 7,396
NATIONAL BANK OF CANADA /FI -440 -20.0% 1,756
CoreCap Advisors, LLC -361 -1.4% 26,091
HARBOUR INVESTMENTS, INC. -300 -34.5% 570
Fifth Third Securities, Inc. -211 -2.4% 8,737
Medallion Wealth Advisors, LLC -50 -8.7% 528
Smallwood Wealth Investment Managem -40 -8.0% 459
Federation des caisses Desjardins d -19 -48.7% 20
ASSETMARK, INC -5 -4.8% 100

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms