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AUGP Institutional Ownership

PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - August
1W: -0.2% 1M: +0.6% YTD: +0.3%
$34.12
+0.11 (+0.33%)
 
Weekly Expected Move ±0.8%
$34 $34 $34 $34 $35
ETF CBOE · AUM $29.3M

Institutional Ownership — AUGP

11
Institutional Holders
-2 vs prior quarter
0.0%
Ownership
+0.00pp
21M
Total Invested
0
New Positions
2
Increased
4
Reduced
1
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (13 total)

# Holder Shares Value Change Change % Holding Period Filing
1 PRUDENTIAL FINANCIAL INC 532,442 18M +163,301 +44.2% 9Q SEC ↗
2 COMMONWEALTH EQUITY SERVICES, LLC 38,498 1M -4,733 -10.9% 6Q SEC ↗
3 Sugar Maple Asset Management, LLC 13,500 461K — +0.0% 4Q SEC ↗
4 ROYAL BANK OF CANADA 11,825 403K +7,707 +187.2% 7Q SEC ↗
5 RAYMOND JAMES FINANCIAL INC 9,077 310K — +0.0% 4Q SEC ↗
6 Steward Partners Investment Advisory, 9,026 308K — +0.0% 4Q SEC ↗
7 DHJJ Financial Advisors, Ltd. 7,248 247K -160 -2.2% 8Q SEC ↗
8 OLD MISSION CAPITAL LLC 7,110 243K -10,043 -58.5% 3Q SEC ↗
9 PNC Financial Services Group, Inc. 4,410 150K — +0.0% 4Q SEC ↗
10 HARBOUR INVESTMENTS, INC. 1,480 50K — +0.0% 4Q SEC ↗
11 Sanctuary Advisors, LLC 0 0K -7,100 -100.0% 2Q SEC ↗
12 UBS Group AG 0 0K -172 -100.0% 1Q SEC ↗
13 Kestra Advisory Services, LLC 0 0K -750 -100.0% 1Q SEC ↗

Recent Activity

New Positions (0)

No new positions this quarter.

Sold Out (3)
HolderPrev SharesPrev Value
Sanctuary Advisors, LLC 7,100 242K
Kestra Advisory Services, LLC 750 26K
UBS Group AG 172 6K
Biggest Increases (2)
HolderAddedChange %Total Shares
PRUDENTIAL FINANCIAL INC +163,301 +44.2% 532,442
ROYAL BANK OF CANADA +7,707 +187.2% 11,825
Biggest Decreases (3)
HolderReducedChange %Total Shares
OLD MISSION CAPITAL LLC -10,043 -58.5% 7,110
COMMONWEALTH EQUITY SERVICES, LLC -4,733 -10.9% 38,498
DHJJ Financial Advisors, Ltd. -160 -2.2% 7,248

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms