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AUGW Institutional Ownership

AllianzIM U.S. Equity Buffer20 Aug ETF
1W: -0.1% 1M: +0.5% 3M: +2.1% YTD: +7.1% 1Y: +9.0% 3Y: +43.8%
$34.87
+0.09 (+0.27%)
 
Weekly Expected Move ±0.6%
$34 $35 $35 $35 $35
ETF CBOE · AUM $136.1M

Institutional Ownership — AUGW

59
Institutional Holders
+5 vs prior quarter
0.0%
Ownership
+0.00pp
105M
Total Invested
6
New Positions
10
Increased
24
Reduced
5
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (59 total)

# Holder Shares Value Change Change % Holding Period Filing
1 RAYMOND JAMES FINANCIAL INC 821,230 $29M -487 -0.1% 7Q SEC ↗
2 COMMONWEALTH EQUITY SERVICES, LLC 376,381 $13M -19,933 -5.0% 12Q SEC ↗
3 OSAIC HOLDINGS, INC. 288,312 $10M +6,526 +2.3% 12Q SEC ↗
4 Allianz SE 200,818 $7M +36,888 +22.5% 3Q SEC ↗
5 ACCESS FINANCIAL SERVICES, INC. 160,448 $6M -6,631 -4.0% 4Q SEC ↗
6 LPL Financial LLC 118,420 $4M +9,623 +8.8% 10Q SEC ↗
7 Cetera Investment Advisers 104,268 $4M -6,377 -5.8% 12Q SEC ↗
8 Advisory Alpha, LLC 103,834 $4M -3,483 -3.2% 12Q SEC ↗
9 AMERICAN ASSET MANAGEMENT INC. 99,779 $3M -785 -0.8% 8Q SEC ↗
10 Kestra Advisory Services, LLC 68,564 $2M -27,872 -28.9% 12Q SEC ↗
11 PARK AVENUE SECURITIES LLC 64,084 $2M — +0.0% 5Q SEC ↗
12 GTS FINANCIAL, LLC 56,858 $2M -1,338 -2.3% 2Q SEC ↗
13 World Investment Advisors 50,923 $2M +734 +1.5% 3Q SEC ↗
14 ENVESTNET ASSET MANAGEMENT INC 49,733 $2M -6,166 -11.0% 12Q SEC ↗
15 Spire Wealth Management 42,492 $1M -31,098 -42.3% 7Q SEC ↗
16 Castle Rock Wealth Management, LLC 40,567 $1M -100 -0.2% 8Q SEC ↗
17 PFG Advisors 37,681 $1M -795 -2.1% 11Q SEC ↗
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,547 $1M +8,914 +39.4% 5Q SEC ↗
19 OLD MISSION CAPITAL LLC 30,568 $1M +4,294 +16.3% 6Q SEC ↗
20 HARBOUR INVESTMENTS, INC. 29,853 $1M -702 -2.3% 12Q SEC ↗
21 Cambridge Investment Research Advisors 29,149 $1M -137 -0.5% 12Q SEC ↗
22 Westshore Wealth, LLC 28,836 $1M -4,958 -14.7% 4Q SEC ↗
23 Focus Financial Network, Inc. 26,404 $921K +593 +2.3% 10Q SEC ↗
24 Innovative Asset Advisors Group, LLC NEW 21,211 $740K — +0.0% 1Q SEC ↗
25 MML INVESTORS SERVICES, LLC 21,073 $735K — +0.0% 4Q SEC ↗
26 Advus Financial Partners, LLC 19,862 $693K -795 -3.8% 11Q SEC ↗
27 Merit Financial Group, LLC 18,813 $656K -1,886 -9.1% 5Q SEC ↗
28 Crown Wealth Group, LLC 18,289 $638K — +0.0% 5Q SEC ↗
29 Joseph P. Lucia & Associates, LLC 15,898 $554K — +0.0% 5Q SEC ↗
30 AE Wealth Management LLC 13,463 $469K +47 +0.4% 8Q SEC ↗
31 CENTAURUS FINANCIAL, INC. 10,629 $371K — +0.0% 8Q SEC ↗
32 Concurrent Investment Advisors, LLC 9,337 $326K — +0.0% 2Q SEC ↗
33 Forty-three Eighteen Advisors, LLC 9,000 $314K — +0.0% 3Q SEC ↗
34 INDEPENDENT FINANCIAL GROUP, LLC 8,754 $305K — +0.0% 4Q SEC ↗
35 Diligent Investors, LLC 8,455 $295K +200 +2.4% 4Q SEC ↗
36 RED CRANE WEALTH MANAGEMENT, LLC 7,451 $260K — +0.0% 7Q SEC ↗
37 Allegheny Financial Group 6,950 $242K — +0.0% 11Q SEC ↗
38 Farther Finance Advisors, LLC 6,947 $242K -668 -8.8% 8Q SEC ↗
39 Grantvest Financial Group LLC 6,768 $236K — +0.0% 7Q SEC ↗
40 Ausdal Financial Partners, Inc. 6,742 $235K — +0.0% 5Q SEC ↗
41 GTS SECURITIES LLC 6,739 $235K — +0.0% 4Q SEC ↗
42 Cypress Wealth Services, LLC 6,372 $222K — +0.0% 4Q SEC ↗
43 Global Retirement Partners, LLC NEW 5,421 $189K — +0.0% 1Q SEC ↗
44 Lloyd Advisory Services, LLC. NEW 4,496 $157K — +0.0% 1Q SEC ↗
45 Elevated Capital Advisors, LLC 2,652 $92K — +0.0% 8Q SEC ↗
46 CREATIVE FINANCIAL DESIGNS INC /ADV 1,602 $56K -54 -3.3% 11Q SEC ↗
47 UBS Group AG 1,552 $54K +609 +64.6% 6Q SEC ↗
48 COMPASS FINANCIAL MANAGEMENT LLC NEW 906 $32K — +0.0% 1Q SEC ↗
49 BLUE BELL PRIVATE WEALTH MANAGEMENT, L 760 $26K — +0.0% 12Q SEC ↗
50 ST GERMAIN D J CO INC 553 $19K — +0.0% 2Q SEC ↗

Recent Activity

Sold Out (5)
HolderPrev SharesPrev Value
Strategic Blueprint, LLC 77,770 $3M
First Heartland Consultants, Inc. 12,755 $445K
Aegis Wealth Management, Inc. 12,593 $439K
BARCLAYS PLC 1,446 $50K
GeoWealth Management, LLC 329 $11K
Biggest Increases (10)
HolderAddedChange %Total Shares
Allianz SE +36,888 +22.5% 200,818
LPL Financial LLC +9,623 +8.8% 118,420
SUSQUEHANNA INTERNATIONAL GROUP, LL +8,914 +39.4% 31,547
OSAIC HOLDINGS, INC. +6,526 +2.3% 288,312
OLD MISSION CAPITAL LLC +4,294 +16.3% 30,568
World Investment Advisors +734 +1.5% 50,923
UBS Group AG +609 +64.6% 1,552
Focus Financial Network, Inc. +593 +2.3% 26,404
Diligent Investors, LLC +200 +2.4% 8,455
AE Wealth Management LLC +47 +0.4% 13,463
Biggest Decreases (19)
HolderReducedChange %Total Shares
Spire Wealth Management -31,098 -42.3% 42,492
Kestra Advisory Services, LLC -27,872 -28.9% 68,564
COMMONWEALTH EQUITY SERVICES, LLC -19,933 -5.0% 376,381
ACCESS FINANCIAL SERVICES, INC. -6,631 -4.0% 160,448
Cetera Investment Advisers -6,377 -5.8% 104,268
ENVESTNET ASSET MANAGEMENT INC -6,166 -11.0% 49,733
Westshore Wealth, LLC -4,958 -14.7% 28,836
Advisory Alpha, LLC -3,483 -3.2% 103,834
Merit Financial Group, LLC -1,886 -9.1% 18,813
GTS FINANCIAL, LLC -1,338 -2.3% 56,858
Advus Financial Partners, LLC -795 -3.8% 19,862
PFG Advisors -795 -2.1% 37,681
AMERICAN ASSET MANAGEMENT INC. -785 -0.8% 99,779
HARBOUR INVESTMENTS, INC. -702 -2.3% 29,853
Farther Finance Advisors, LLC -668 -8.8% 6,947
RAYMOND JAMES FINANCIAL INC -487 -0.1% 821,230
Cambridge Investment Research Advis -137 -0.5% 29,149
Castle Rock Wealth Management, LLC -100 -0.2% 40,567
CREATIVE FINANCIAL DESIGNS INC /ADV -54 -3.3% 1,602

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms