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AZAJ Institutional Ownership

AllianzIM U.S. Large Cap Buffer10 Jan ETF
1W: +1.1% 1M: +1.4% 3M: +4.5% 1Y: +9.9%
$25.49
Last traded 2023-05-22 — delisted
ETF AMEX · AUM $67.7M

Institutional Ownership — AZAJ

51
Institutional Holders
+2 vs prior quarter
0.0%
Ownership
+0.00pp
44M
Total Invested
3
New Positions
11
Increased
23
Reduced
7
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (51 total)

# Holder Shares Value Change Change % Holding Period Filing
1 OSAIC HOLDINGS, INC. 111,659 3M +125 +0.1% 22Q SEC ↗
2 COMMONWEALTH EQUITY SERVICES, LLC 103,139 3M -1,312 -1.3% 22Q SEC ↗
3 RFG Advisory, LLC 101,766 3M +1,176 +1.2% 15Q SEC ↗
4 Farther Finance Advisors, LLC 90,665 2M +254 +0.3% 15Q SEC ↗
5 LPL Financial LLC 71,619 2M -7,316 -9.3% 5Q SEC ↗
6 Cetera Investment Advisers 57,921 1M -1,974 -3.3% 18Q SEC ↗
7 Rothschild Wealth LLC 44,997 1M +9,657 +27.3% 5Q SEC ↗
8 OLD MISSION CAPITAL LLC 43,706 1M +29,534 +208.4% 6Q SEC ↗
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,652 1M +30,697 +308.4% 4Q SEC ↗
10 RAYMOND JAMES FINANCIAL INC 38,196 974K -23 -0.1% 7Q SEC ↗
11 JPMORGAN CHASE & CO 31,461 802K +29,324 +1372.2% 8Q SEC ↗
12 PANORAMIC INVESTMENT ADVISORS, LLC 24,175 616K — +0.0% 8Q SEC ↗
13 BLUE BELL PRIVATE WEALTH MANAGEMENT, L 19,943 508K +1,036 +5.5% 18Q SEC ↗
14 Bison Wealth, LLC 19,857 506K — +0.0% 3Q SEC ↗
15 CENTAURUS FINANCIAL, INC. 19,236 490K +381 +2.0% 14Q SEC ↗
16 Kestra Advisory Services, LLC 15,368 392K -5,497 -26.3% 11Q SEC ↗
17 Focus Financial Network, Inc. 14,491 369K -271 -1.8% 10Q SEC ↗
18 INDEPENDENT FINANCIAL GROUP, LLC 13,279 338K — +0.0% 10Q SEC ↗
19 MONEY CONCEPTS CAPITAL CORP 12,286 313K — +0.0% 13Q SEC ↗
20 ENVESTNET ASSET MANAGEMENT INC 11,440 292K +229 +2.0% 18Q SEC ↗
21 Advisory Solutions Group, LLC NEW 10,506 268K — +0.0% 1Q SEC ↗
22 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 10,475 267K -1,016 -8.8% 19Q SEC ↗
23 AE Wealth Management LLC 10,253 261K -25,953 -71.7% 22Q SEC ↗
24 HARBOUR INVESTMENTS, INC. 9,563 244K -808 -7.8% 11Q SEC ↗
25 Cambridge Investment Research Advisors 7,917 202K — +0.0% 4Q SEC ↗
26 Arkadios Wealth Advisors 7,381 188K -1,648 -18.3% 5Q SEC ↗
27 Nvest Financial, LLC 7,294 186K -81 -1.1% 3Q SEC ↗
28 Aegis Wealth Management, Inc. 7,183 183K +1,553 +27.6% 3Q SEC ↗
29 NOVEM GROUP 6,686 170K -500 -7.0% 7Q SEC ↗
30 Accurate Wealth Management, LLC 6,136 156K — +0.0% 5Q SEC ↗
31 PARK AVENUE SECURITIES LLC 5,648 144K -43 -0.8% 5Q SEC ↗
32 Cassady Wealth & Retirement Planning, 5,551 141K -256 -4.4% 3Q SEC ↗
33 Joseph P. Lucia & Associates, LLC 5,099 130K — +0.0% 4Q SEC ↗
34 Elevation Wealth Management LLC NEW 4,920 125K — +0.0% 1Q SEC ↗
35 Spire Wealth Management 4,414 113K — +0.0% 2Q SEC ↗
36 Allianz SE 2,500 64K — +0.0% 3Q SEC ↗
37 Elevated Capital Advisors, LLC 897 23K -2,603 -74.4% 2Q SEC ↗
38 COMPASS FINANCIAL MANAGEMENT LLC NEW 872 22K — +0.0% 1Q SEC ↗
39 AdvisorNet Financial, Inc 500 13K — +0.0% 22Q SEC ↗
40 IFP Advisors, Inc 386 10K -14 -3.5% 3Q SEC ↗
41 Financial Network Wealth Advisors LLC 209 5K — +0.0% 9Q SEC ↗
42 Geneos Wealth Management Inc. 90 2K — +0.0% 4Q SEC ↗
43 Avion Wealth 78 2K — +0.0% 10Q SEC ↗
44 DHJJ Financial Advisors, Ltd. 10 0K — +0.0% 12Q SEC ↗
45 Lloyd Advisory Services, LLC. 0 0K -1,447 -100.0% 2Q SEC ↗
46 Modern Wealth Management, LLC 0 0K -46,571 -100.0% 4Q SEC ↗
47 Quest 10 Wealth Builders, Inc. 0 0K -68 -100.0% 6Q SEC ↗
48 HANTZ FINANCIAL SERVICES, INC. 0 0K -36 -100.0% 1Q SEC ↗
49 Great Lakes Retirement, Inc. 0 0K -7,619 -100.0% 6Q SEC ↗
50 Golden Reserve Retirement LLC 0 0K -37,380 -100.0% 4Q SEC ↗

Recent Activity

Biggest Increases (11)
HolderAddedChange %Total Shares
SUSQUEHANNA INTERNATIONAL GROUP, LL +30,697 +308.4% 40,652
OLD MISSION CAPITAL LLC +29,534 +208.4% 43,706
JPMORGAN CHASE & CO +29,324 +1372.2% 31,461
Rothschild Wealth LLC +9,657 +27.3% 44,997
Aegis Wealth Management, Inc. +1,553 +27.6% 7,183
RFG Advisory, LLC +1,176 +1.2% 101,766
BLUE BELL PRIVATE WEALTH MANAGEMENT +1,036 +5.5% 19,943
CENTAURUS FINANCIAL, INC. +381 +2.0% 19,236
Farther Finance Advisors, LLC +254 +0.3% 90,665
ENVESTNET ASSET MANAGEMENT INC +229 +2.0% 11,440
OSAIC HOLDINGS, INC. +125 +0.1% 111,659
Biggest Decreases (16)
HolderReducedChange %Total Shares
AE Wealth Management LLC -25,953 -71.7% 10,253
LPL Financial LLC -7,316 -9.3% 71,619
Kestra Advisory Services, LLC -5,497 -26.3% 15,368
Elevated Capital Advisors, LLC -2,603 -74.4% 897
Cetera Investment Advisers -1,974 -3.3% 57,921
Arkadios Wealth Advisors -1,648 -18.3% 7,381
COMMONWEALTH EQUITY SERVICES, LLC -1,312 -1.3% 103,139
NATIONS FINANCIAL GROUP INC, /IA/ / -1,016 -8.8% 10,475
HARBOUR INVESTMENTS, INC. -808 -7.8% 9,563
NOVEM GROUP -500 -7.0% 6,686
Focus Financial Network, Inc. -271 -1.8% 14,491
Cassady Wealth & Retirement Plannin -256 -4.4% 5,551
Nvest Financial, LLC -81 -1.1% 7,294
PARK AVENUE SECURITIES LLC -43 -0.8% 5,648
RAYMOND JAMES FINANCIAL INC -23 -0.1% 38,196
IFP Advisors, Inc -14 -3.5% 386

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms