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AZAL Institutional Ownership

AllianzIM U.S. Large Cap Buffer10 Jul ETF
1W: +1.4% 1M: +1.3% 3M: +3.9% 1Y: +11.3%
$27.75
Last traded 2023-05-22 — delisted
ETF AMEX · AUM $50.5M

Institutional Ownership — AZAL

51
Institutional Holders
+6 vs prior quarter
0.0%
Ownership
+0.00pp
37M
Total Invested
7
New Positions
5
Increased
25
Reduced
7
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (51 total)

# Holder Shares Value Change Change % Holding Period Filing
1 COMMONWEALTH EQUITY SERVICES, LLC 123,629 3M -4,365 -3.4% 21Q SEC ↗
2 OSAIC HOLDINGS, INC. 90,346 3M -3,351 -3.6% 21Q SEC ↗
3 RAYMOND JAMES FINANCIAL INC 86,318 2M -19,652 -18.5% 7Q SEC ↗
4 LPL Financial LLC 68,011 2M +10,645 +18.6% 8Q SEC ↗
5 Rothschild Wealth LLC 54,354 2M +8,850 +19.4% 8Q SEC ↗
6 Cetera Investment Advisers 37,420 1M -2,680 -6.7% 10Q SEC ↗
7 ENVESTNET ASSET MANAGEMENT INC 32,207 894K -2,624 -7.5% 12Q SEC ↗
8 JIM SAULNIER & ASSOCIATES, LLC 26,872 746K — +0.0% 8Q SEC ↗
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,631 739K +786 +3.0% 5Q SEC ↗
10 Grantvest Financial Group LLC 21,411 594K — +0.0% 7Q SEC ↗
11 Bison Wealth, LLC 18,656 518K — +0.0% 3Q SEC ↗
12 MML INVESTORS SERVICES, LLC 15,067 418K +1,309 +9.5% 12Q SEC ↗
13 MONEY CONCEPTS CAPITAL CORP 13,499 375K -330 -2.4% 13Q SEC ↗
14 CENTAURUS FINANCIAL, INC. 12,282 341K -10,530 -46.2% 14Q SEC ↗
15 Nvest Financial, LLC 12,281 341K — +0.0% 8Q SEC ↗
16 FOUNDERS FINANCIAL SECURITIES LLC 12,000 333K — +0.0% 4Q SEC ↗
17 Cambridge Investment Research Advisors 11,004 305K — +0.0% 4Q SEC ↗
18 OLD MISSION CAPITAL LLC 9,609 267K -3,281 -25.5% 3Q SEC ↗
19 JANE STREET GROUP, LLC NEW 9,273 257K — +0.0% 1Q SEC ↗
20 Focus Financial Network, Inc. 8,627 239K -20 -0.2% 10Q SEC ↗
21 INDEPENDENT FINANCIAL GROUP, LLC 7,926 220K -755 -8.7% 13Q SEC ↗
22 HARBOUR INVESTMENTS, INC. 7,851 218K -854 -9.8% 12Q SEC ↗
23 Kestra Advisory Services, LLC 7,228 201K -2,691 -27.1% 5Q SEC ↗
24 Sanctuary Advisors, LLC 6,832 190K -230 -3.3% 8Q SEC ↗
25 BLUE BELL PRIVATE WEALTH MANAGEMENT, L 6,610 183K — +0.0% 12Q SEC ↗
26 Aegis Wealth Management, Inc. NEW 5,978 166K — +0.0% 1Q SEC ↗
27 INTEGRITY ALLIANCE, LLC. 5,910 164K — +0.0% 3Q SEC ↗
28 WEALTH ENHANCEMENT ADVISORY SERVICES, 5,748 160K -30 -0.5% 9Q SEC ↗
29 Advisory Solutions Group, LLC NEW 5,684 158K — +0.0% 1Q SEC ↗
30 Elevation Wealth Management LLC 5,320 148K — +0.0% 3Q SEC ↗
31 Cassady Wealth & Retirement Planning, 4,723 131K -184 -3.7% 3Q SEC ↗
32 Greenbush Financial Group, LLC NEW 4,440 123K — +0.0% 1Q SEC ↗
33 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 4,369 121K -943 -17.8% 14Q SEC ↗
34 JPMORGAN CHASE & CO 2,121 59K -276 -11.5% 7Q SEC ↗
35 CREATIVE FINANCIAL DESIGNS INC /ADV 1,639 45K — +0.0% 16Q SEC ↗
36 Allianz SE 1,310 36K — +0.0% 3Q SEC ↗
37 Kingdom Financial Group LLC. 1,220 34K — +0.0% 3Q SEC ↗
38 AdvisorNet Financial, Inc 1,000 28K — +0.0% 13Q SEC ↗
39 UBS Group AG 863 24K +841 +3822.7% 2Q SEC ↗
40 AE Wealth Management LLC 759 21K -7 -0.9% 16Q SEC ↗
41 Farther Finance Advisors, LLC NEW 636 18K — +0.0% 1Q SEC ↗
42 MORGAN STANLEY 498 14K — +0.0% 6Q SEC ↗
43 Integrated Wealth Concepts LLC NEW 443 12K — +0.0% 1Q SEC ↗
44 COMPASS FINANCIAL MANAGEMENT LLC NEW 227 6K — +0.0% 1Q SEC ↗
45 BARCLAYS PLC 0 0K -142 -100.0% 1Q SEC ↗
46 Brown Financial Advisors 0 0K -6,906 -100.0% 4Q SEC ↗
47 Gradient Investments LLC 0 0K -589,481 -100.0% 4Q SEC ↗
48 Lloyd Advisory Services, LLC. 0 0K -1,220 -100.0% 1Q SEC ↗
49 Modern Wealth Management, LLC 0 0K -10,645 -100.0% 2Q SEC ↗
50 A4 Wealth Advisors LLC 0 0K -5,688 -100.0% 3Q SEC ↗

Recent Activity

Biggest Increases (5)
HolderAddedChange %Total Shares
LPL Financial LLC +10,645 +18.6% 68,011
Rothschild Wealth LLC +8,850 +19.4% 54,354
MML INVESTORS SERVICES, LLC +1,309 +9.5% 15,067
UBS Group AG +841 +3822.7% 863
SUSQUEHANNA INTERNATIONAL GROUP, LL +786 +3.0% 26,631
Biggest Decreases (18)
HolderReducedChange %Total Shares
RAYMOND JAMES FINANCIAL INC -19,652 -18.5% 86,318
CENTAURUS FINANCIAL, INC. -10,530 -46.2% 12,282
COMMONWEALTH EQUITY SERVICES, LLC -4,365 -3.4% 123,629
OSAIC HOLDINGS, INC. -3,351 -3.6% 90,346
OLD MISSION CAPITAL LLC -3,281 -25.5% 9,609
Kestra Advisory Services, LLC -2,691 -27.1% 7,228
Cetera Investment Advisers -2,680 -6.7% 37,420
ENVESTNET ASSET MANAGEMENT INC -2,624 -7.5% 32,207
NATIONS FINANCIAL GROUP INC, /IA/ / -943 -17.8% 4,369
HARBOUR INVESTMENTS, INC. -854 -9.8% 7,851
INDEPENDENT FINANCIAL GROUP, LLC -755 -8.7% 7,926
MONEY CONCEPTS CAPITAL CORP -330 -2.4% 13,499
JPMORGAN CHASE & CO -276 -11.5% 2,121
Sanctuary Advisors, LLC -230 -3.3% 6,832
Cassady Wealth & Retirement Plannin -184 -3.7% 4,723
WEALTH ENHANCEMENT ADVISORY SERVICE -30 -0.5% 5,748
Focus Financial Network, Inc. -20 -0.2% 8,627
AE Wealth Management LLC -7 -0.9% 759

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms