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AZAO Institutional Ownership

AllianzIM U.S. Large Cap Buffer10 Oct ETF
1W: +0.9% 1M: +1.3% 3M: +4.6% 1Y: +12.2%
$28.13
Last traded 2023-05-22 — delisted
ETF AMEX · AUM $67.4M

Institutional Ownership — AZAO

33
Institutional Holders
-2 vs prior quarter
0.0%
Ownership
+0.00pp
41M
Total Invested
2
New Positions
2
Increased
18
Reduced
0
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (36 total)

# Holder Shares Value Change Change % Holding Period Filing
1 OSAIC HOLDINGS, INC. 105,009 3M -2,716 -2.5% 23Q SEC ↗
2 Cambridge Investment Research Advisors 90,158 3M -2,878 -3.1% 3Q SEC ↗
3 COMMONWEALTH EQUITY SERVICES, LLC 89,887 3M -6,069 -6.3% 20Q SEC ↗
4 RAYMOND JAMES FINANCIAL INC 80,730 2M -2,604 -3.1% 7Q SEC ↗
5 Rothschild Wealth LLC 74,720 2M -37,800 -33.6% 9Q SEC ↗
6 Cetera Investment Advisers 67,679 2M -16,002 -19.1% 16Q SEC ↗
7 LPL Financial LLC 65,241 2M -7,044 -9.7% 10Q SEC ↗
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,596 2M +39,656 +265.4% 7Q SEC ↗
9 Modern Wealth Management, LLC 49,964 1M -39,183 -44.0% 3Q SEC ↗
10 BLUE BELL PRIVATE WEALTH MANAGEMENT, L 35,410 996K -765 -2.1% 22Q SEC ↗
11 MML INVESTORS SERVICES, LLC 18,362 517K -1,997 -9.8% 3Q SEC ↗
12 OLD MISSION CAPITAL LLC 16,101 453K -4,265 -20.9% 3Q SEC ↗
13 Sanctuary Advisors, LLC 14,673 413K -350 -2.3% 6Q SEC ↗
14 PANORAMIC INVESTMENT ADVISORS, LLC 13,250 373K — +0.0% 8Q SEC ↗
15 Bleakley Financial Group, LLC 12,310 346K — +0.0% 13Q SEC ↗
16 Navis Wealth Advisors, LLC 11,381 320K — +0.0% 7Q SEC ↗
17 HARBOUR INVESTMENTS, INC. 8,525 240K -1,521 -15.1% 17Q SEC ↗
18 Strategic Blueprint, LLC 8,465 238K — +0.0% 7Q SEC ↗
19 Focus Financial Network, Inc. 7,715 217K — +0.0% 7Q SEC ↗
20 Kestra Advisory Services, LLC NEW 6,407 180K — +0.0% 1Q SEC ↗
21 Patriot Financial Group Insurance Agen 6,386 180K -6,386 -50.0% 6Q SEC ↗
22 Mayflower Financial Advisors, LLC 5,941 167K — +0.0% 11Q SEC ↗
23 Spire Wealth Management 5,705 160K — +0.0% 11Q SEC ↗
24 ENVESTNET ASSET MANAGEMENT INC 5,682 160K +593 +11.7% 11Q SEC ↗
25 Allianz SE 5,000 141K — +0.0% 3Q SEC ↗
26 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 4,502 127K -937 -17.2% 14Q SEC ↗
27 AE Wealth Management LLC 2,596 73K -1,656 -38.9% 7Q SEC ↗
28 AdvisorNet Financial, Inc 1,995 56K — +0.0% 18Q SEC ↗
29 CREATIVE FINANCIAL DESIGNS INC /ADV 900 25K — +0.0% 16Q SEC ↗
30 COMPASS FINANCIAL MANAGEMENT LLC NEW 805 23K — +0.0% 1Q SEC ↗
31 LANARK FINANCIAL, INC. 633 18K — +0.0% 6Q SEC ↗
32 IFP Advisors, Inc 106 3K -50 -32.1% 4Q SEC ↗
33 BARCLAYS PLC 43 1K -2,678 -98.4% 3Q SEC ↗
34 UBS Group AG 0 0K -114 -100.0% 1Q SEC ↗
35 Moors & Cabot, Inc. 0 0K -5,050 -100.0% 1Q SEC ↗
36 INDEPENDENT FINANCIAL GROUP, LLC 0 0K -5,017 -100.0% 1Q SEC ↗

Recent Activity

New Positions (2)
Sold Out (3)
HolderPrev SharesPrev Value
Moors & Cabot, Inc. 5,050 142K
INDEPENDENT FINANCIAL GROUP, LLC 5,017 141K
UBS Group AG 114 3K
Biggest Increases (2)
HolderAddedChange %Total Shares
SUSQUEHANNA INTERNATIONAL GROUP, LL +39,656 +265.4% 54,596
ENVESTNET ASSET MANAGEMENT INC +593 +11.7% 5,682
Biggest Decreases (18)
HolderReducedChange %Total Shares
Modern Wealth Management, LLC -39,183 -44.0% 49,964
Rothschild Wealth LLC -37,800 -33.6% 74,720
Cetera Investment Advisers -16,002 -19.1% 67,679
LPL Financial LLC -7,044 -9.7% 65,241
Patriot Financial Group Insurance A -6,386 -50.0% 6,386
COMMONWEALTH EQUITY SERVICES, LLC -6,069 -6.3% 89,887
OLD MISSION CAPITAL LLC -4,265 -20.9% 16,101
Cambridge Investment Research Advis -2,878 -3.1% 90,158
OSAIC HOLDINGS, INC. -2,716 -2.5% 105,009
BARCLAYS PLC -2,678 -98.4% 43
RAYMOND JAMES FINANCIAL INC -2,604 -3.1% 80,730
MML INVESTORS SERVICES, LLC -1,997 -9.8% 18,362
AE Wealth Management LLC -1,656 -38.9% 2,596
HARBOUR INVESTMENTS, INC. -1,521 -15.1% 8,525
NATIONS FINANCIAL GROUP INC, /IA/ / -937 -17.2% 4,502
BLUE BELL PRIVATE WEALTH MANAGEMENT -765 -2.1% 35,410
Sanctuary Advisors, LLC -350 -2.3% 14,673
IFP Advisors, Inc -50 -32.1% 106

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms