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AZBA Institutional Ownership

AllianzIM U.S. Large Cap Buffer20 Apr ETF
1W: +0.4% 1M: +0.8% 3M: +2.1% 1Y: +6.7%
$25.99
Last traded 2023-05-22 — delisted
ETF AMEX · AUM $58.7M

Institutional Ownership — AZBA

71
Institutional Holders
+4 vs prior quarter
0.0%
Ownership
+0.00pp
164M
Total Invested
11
New Positions
23
Increased
23
Reduced
3
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (75 total)

# Holder Shares Value Change Change % Holding Period Filing
1 COMMONWEALTH EQUITY SERVICES, LLC 899,288 23M +26,037 +3.0% 21Q SEC ↗
2 RAYMOND JAMES FINANCIAL INC 438,544 11M +25,022 +6.1% 7Q SEC ↗
3 OSAIC HOLDINGS, INC. 399,855 10M +56,098 +16.3% 21Q SEC ↗
4 LPL Financial LLC 321,559 8M +22,163 +7.4% 11Q SEC ↗
5 Advyzon Investment Management, LLC 225,897 6M +83,708 +58.9% 4Q SEC ↗
6 Cetera Investment Advisers 222,848 6M +1,961 +0.9% 17Q SEC ↗
7 Allianz SE 181,956 5M +33,727 +22.8% 3Q SEC ↗
8 Guardian Capital, LLC 150,342 4M +44,515 +42.1% 3Q SEC ↗
9 GTS FINANCIAL, LLC 139,885 4M -642 -0.5% 2Q SEC ↗
10 CENTAURUS FINANCIAL, INC. 138,016 4M +30,348 +28.2% 14Q SEC ↗
11 ENVESTNET ASSET MANAGEMENT INC 117,062 3M -20,457 -14.9% 17Q SEC ↗
12 World Investment Advisors 99,380 3M +11,474 +13.1% 3Q SEC ↗
13 Ausdal Financial Partners, Inc. 91,287 2M +40,491 +79.7% 2Q SEC ↗
14 Farther Finance Advisors, LLC 87,456 2M +7,129 +8.9% 8Q SEC ↗
15 Kestra Advisory Services, LLC 73,582 2M -11,661 -13.7% 17Q SEC ↗
16 Perennial Investment Advisors, LLC NEW 67,230 2M — +0.0% 1Q SEC ↗
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW 63,885 2M — +0.0% 1Q SEC ↗
18 Joseph P. Lucia & Associates, LLC 62,250 2M +13,718 +28.3% 8Q SEC ↗
19 Cambridge Investment Research Advisors 53,898 1M +9,207 +20.6% 18Q SEC ↗
20 MML INVESTORS SERVICES, LLC 51,859 1M +33,446 +181.6% 13Q SEC ↗
21 Long Island Wealth Management, Inc. 36,613 951K — +0.0% 11Q SEC ↗
22 Compass Advisory Group LLC 35,789 930K -15 -0.0% 21Q SEC ↗
23 Focus Financial Network, Inc. 29,850 776K +5,962 +25.0% 10Q SEC ↗
24 JIM SAULNIER & ASSOCIATES, LLC 27,197 707K -973 -3.5% 8Q SEC ↗
25 Spire Wealth Management 26,644 692K +10,227 +62.3% 9Q SEC ↗
26 Midwest Financial Network, LLC 24,095 626K -4,212 -14.9% 7Q SEC ↗
27 HARBOUR INVESTMENTS, INC. 21,296 553K +12,159 +133.1% 9Q SEC ↗
28 INDEPENDENT FINANCIAL GROUP, LLC 20,643 536K +2,812 +15.8% 14Q SEC ↗
29 PFG Advisors 20,630 536K +837 +4.2% 9Q SEC ↗
30 Westshore Wealth, LLC 20,046 521K -4,954 -19.8% 2Q SEC ↗
31 DIVERSIFY WEALTH MANAGEMENT, LLC 19,346 503K -17 -0.1% 2Q SEC ↗
32 Diversify Advisory Services, LLC NEW 19,346 503K — +0.0% 1Q SEC ↗
33 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 18,743 487K +1,467 +8.5% 18Q SEC ↗
34 Cypress Wealth Services, LLC 14,336 373K — +0.0% 5Q SEC ↗
35 Main Street Financial Solutions, LLC 13,976 363K -300 -2.1% 14Q SEC ↗
36 First Heartland Consultants, Inc. 12,035 313K +2,608 +27.7% 9Q SEC ↗
37 Stirlingshire Investments, Inc. 11,292 293K -449 -3.8% 3Q SEC ↗
38 Foundations Investment Advisors, LLC 11,070 288K +4,072 +58.2% 9Q SEC ↗
39 Accurate Wealth Management, LLC 10,977 285K -9,029 -45.1% 15Q SEC ↗
40 Mutual Advisors, LLC 10,643 277K -28 -0.3% 4Q SEC ↗
41 Concurrent Investment Advisors, LLC 10,131 263K -135 -1.3% 4Q SEC ↗
42 Castle Rock Wealth Management, LLC 8,975 233K — +0.0% 5Q SEC ↗
43 Summit Financial, LLC NEW 8,700 226K — +0.0% 1Q SEC ↗
44 Advus Financial Partners, LLC 8,296 216K -1,000 -10.8% 9Q SEC ↗
45 Grantvest Financial Group LLC 8,283 215K — +0.0% 5Q SEC ↗
46 Mason Investment Advisory Services, In NEW 8,194 213K — +0.0% 1Q SEC ↗
47 Blue Water Asset Management 8,056 209K -412 -4.9% 3Q SEC ↗
48 Patriot Financial Group Insurance Agen 7,919 206K -7,919 -50.0% 5Q SEC ↗
49 Lloyd Advisory Services, LLC. NEW 7,823 203K — +0.0% 1Q SEC ↗
50 ROYAL BANK OF CANADA 6,965 181K — +0.0% 17Q SEC ↗
Biggest Increases (20)
HolderAddedChange %Total Shares
Advyzon Investment Management, LLC +83,708 +58.9% 225,897
OSAIC HOLDINGS, INC. +56,098 +16.3% 399,855
Guardian Capital, LLC +44,515 +42.1% 150,342
Ausdal Financial Partners, Inc. +40,491 +79.7% 91,287
Allianz SE +33,727 +22.8% 181,956
MML INVESTORS SERVICES, LLC +33,446 +181.6% 51,859
CENTAURUS FINANCIAL, INC. +30,348 +28.2% 138,016
COMMONWEALTH EQUITY SERVICES, LLC +26,037 +3.0% 899,288
RAYMOND JAMES FINANCIAL INC +25,022 +6.1% 438,544
LPL Financial LLC +22,163 +7.4% 321,559
Joseph P. Lucia & Associates, LLC +13,718 +28.3% 62,250
HARBOUR INVESTMENTS, INC. +12,159 +133.1% 21,296
World Investment Advisors +11,474 +13.1% 99,380
Spire Wealth Management +10,227 +62.3% 26,644
Cambridge Investment Research Advis +9,207 +20.6% 53,898
Farther Finance Advisors, LLC +7,129 +8.9% 87,456
Focus Financial Network, Inc. +5,962 +25.0% 29,850
Foundations Investment Advisors, LL +4,072 +58.2% 11,070
INDEPENDENT FINANCIAL GROUP, LLC +2,812 +15.8% 20,643
First Heartland Consultants, Inc. +2,608 +27.7% 12,035
Biggest Decreases (20)
HolderReducedChange %Total Shares
ENVESTNET ASSET MANAGEMENT INC -20,457 -14.9% 117,062
Kestra Advisory Services, LLC -11,661 -13.7% 73,582
Accurate Wealth Management, LLC -9,029 -45.1% 10,977
Patriot Financial Group Insurance A -7,919 -50.0% 7,919
OLD MISSION CAPITAL LLC -7,576 -56.6% 5,800
Westshore Wealth, LLC -4,954 -19.8% 20,046
Midwest Financial Network, LLC -4,212 -14.9% 24,095
Advus Financial Partners, LLC -1,000 -10.8% 8,296
JIM SAULNIER & ASSOCIATES, LLC -973 -3.5% 27,197
Rothschild Wealth LLC -813 -12.9% 5,512
GTS FINANCIAL, LLC -642 -0.5% 139,885
Stirlingshire Investments, Inc. -449 -3.8% 11,292
Blue Water Asset Management -412 -4.9% 8,056
Main Street Financial Solutions, LL -300 -2.1% 13,976
Concurrent Investment Advisors, LLC -135 -1.3% 10,131
CREATIVE FINANCIAL DESIGNS INC /ADV -90 -1.4% 6,426
AE Wealth Management LLC -39 -0.8% 4,874
Mutual Advisors, LLC -28 -0.3% 10,643
DIVERSIFY WEALTH MANAGEMENT, LLC -17 -0.1% 19,346
Compass Advisory Group LLC -15 -0.0% 35,789

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms