CDX Institutional Ownership
Simplify High Yield ETF
1W: -0.9%
1M: -1.3%
3M: -3.7%
YTD: -7.8%
1Y: -10.3%
3Y: +13.7%
$20.20
+0.03 (+0.15%)
Weekly Expected Move ±0.9%
$20
$20
$20
$20
$21
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — CDX
110
Institutional Holders
+9 vs prior quarter
0.0%
Ownership
+0.00pp
271M
Total Invested
23
New Positions
40
Increased
43
Reduced
17
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (121 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | SIGNATURE ESTATE & INVESTMENT ADVISORS | 1,941,740 | $39M | +117,249 | +6.4% | 2Q | SEC ↗ |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 1,655,982 | $33M | +159,062 | +10.6% | 8Q | SEC ↗ |
| 3 | AE Wealth Management LLC | 1,184,163 | $24M | -80,224 | -6.3% | 9Q | SEC ↗ |
| 4 | Park Edge Advisors, LLC | 772,287 | $16M | +16,351 | +2.2% | 12Q | SEC ↗ |
| 5 | Insight Wealth Strategies, LLC | 764,328 | $15M | +84,230 | +12.4% | 4Q | SEC ↗ |
| 6 | Altiora Financial Group, LLC | 572,852 | $12M | -326,118 | -36.3% | 5Q | SEC ↗ |
| 7 | PRINCIPAL SECURITIES, INC. | 432,404 | $9M | +54,012 | +14.3% | 8Q | SEC ↗ |
| 8 | DRIVE WEALTH MANAGEMENT, LLC | 374,924 | $8M | -21,587 | -5.4% | 4Q | SEC ↗ |
| 9 | Orion Porfolio Solutions, LLC | 373,393 | $8M | +39,946 | +12.0% | 9Q | SEC ↗ |
| 10 | LPL Financial LLC | 367,962 | $7M | -218,689 | -37.3% | 8Q | SEC ↗ |
| 11 | FLAGSHIP HARBOR ADVISORS, LLC | 318,211 | $6M | +31,898 | +11.1% | 9Q | SEC ↗ |
| 12 | Meridian Wealth Management, LLC | 314,635 | $6M | +6,223 | +2.0% | 3Q | SEC ↗ |
| 13 | Soltis Investment Advisors LLC | 273,003 | $6M | +101,000 | +58.7% | 4Q | SEC ↗ |
| 14 | Envestnet Portfolio Solutions, Inc. | 267,497 | $5M | +25,739 | +10.6% | 3Q | SEC ↗ |
| 15 | WCG Wealth Advisors LLC | 256,662 | $5M | +83,471 | +48.2% | 4Q | SEC ↗ |
| 16 | OSAIC HOLDINGS, INC. | 250,086 | $5M | +6,973 | +2.9% | 9Q | SEC ↗ |
| 17 | ADAPT WEALTH ADVISORS, LLC | 201,459 | $4M | -12,701 | -5.9% | 4Q | SEC ↗ |
| 18 | Focus Partners Wealth | 199,619 | $4M | +3,482 | +1.8% | 5Q | SEC ↗ |
| 19 | Security National Bank | 173,368 | $4M | -45,020 | -20.6% | 4Q | SEC ↗ |
| 20 | COMMONWEALTH EQUITY SERVICES, LLC | 172,024 | $3M | -17,397 | -9.2% | 13Q | SEC ↗ |
| 21 | Fifth Third Securities, Inc. | 165,206 | $3M | +34,788 | +26.7% | 4Q | SEC ↗ |
| 22 | Steward Partners Investment Advisory, | 138,183 | $3M | -4,758 | -3.3% | 11Q | SEC ↗ |
| 23 | Janney Montgomery Scott LLC | 134,820 | $3M | +62,881 | +87.4% | 5Q | SEC ↗ |
| 24 | Kingsview Wealth Management, LLC | 127,672 | $3M | +2,974 | +2.4% | 5Q | SEC ↗ |
| 25 | Centennial Wealth Advisory LLC | 99,052 | $2M | +907 | +0.9% | 8Q | SEC ↗ |
| 26 | Pekin Hardy Strauss, Inc. | 96,820 | $2M | -22,896 | -19.1% | 5Q | SEC ↗ |
| 27 | Arkadios Wealth Advisors NEW | 82,136 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 28 | Advisor OS, LLC NEW | 79,922 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 29 | SILVER OAK SECURITIES, INCORPORATED | 62,272 | $1M | -730 | -1.2% | 4Q | SEC ↗ |
| 30 | CITADEL ADVISORS LLC | 60,280 | $1M | -47,360 | -44.0% | 4Q | SEC ↗ |
| 31 | Advisory Services Network, LLC | 59,261 | $1M | -32 | -0.1% | 3Q | SEC ↗ |
| 32 | TD Waterhouse Canada Inc. | 54,500 | $1M | +5,900 | +12.1% | 5Q | SEC ↗ |
| 33 | Retirement Planning Group, LLC | 53,616 | $1M | +12,439 | +30.2% | 4Q | SEC ↗ |
| 34 | Mosley Wealth Management NEW | 51,665 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 35 | CIBC WORLD MARKET INC. | 46,450 | $938K | +351 | +0.8% | 3Q | SEC ↗ |
| 36 | CreativeOne Wealth, LLC | 45,947 | $928K | +14,042 | +44.0% | 5Q | SEC ↗ |
| 37 | Independent Wealth Advisors LLC | 45,848 | $926K | -56,542 | -55.2% | 3Q | SEC ↗ |
| 38 | MML INVESTORS SERVICES, LLC | 44,206 | $893K | +1,121 | +2.6% | 5Q | SEC ↗ |
| 39 | Regatta Research & Money Management NEW | 43,300 | $875K | — | +0.0% | 1Q | SEC ↗ |
| 40 | WealthCare Asset Management, LLC | 34,128 | $689K | +17,327 | +103.1% | 2Q | SEC ↗ |
| 41 | Belpointe Asset Management LLC | 33,481 | $676K | +1,973 | +6.3% | 5Q | SEC ↗ |
| 42 | Almanack Investment Partners, LLC. | 33,098 | $669K | -53,877 | -61.9% | 4Q | SEC ↗ |
| 43 | Advisor Resource Council | 32,003 | $646K | +2,694 | +9.2% | 3Q | SEC ↗ |
| 44 | Cooper Financial Group | 30,024 | $606K | — | +0.0% | 3Q | SEC ↗ |
| 45 | NORDEN GROUP LLC NEW | 29,092 | $588K | — | +0.0% | 1Q | SEC ↗ |
| 46 | NewEdge Advisors, LLC | 28,075 | $567K | -198,014 | -87.6% | 4Q | SEC ↗ |
| 47 | Synergy Asset Management, LLC NEW | 25,555 | $516K | — | +0.0% | 1Q | SEC ↗ |
| 48 | BayBridge Capital Group, LLC | 25,446 | $514K | +15,229 | +149.1% | 4Q | SEC ↗ |
| 49 | SteelPeak Wealth, LLC NEW | 23,544 | $476K | — | +0.0% | 1Q | SEC ↗ |
| 50 | Fortis Capital Advisors, LLC | 22,148 | $447K | +2,042 | +10.2% | 2Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Arkadios Wealth Advisors | 82,136 | $2M |
| Advisor OS, LLC | 79,922 | $2M |
| Mosley Wealth Management | 51,665 | $1M |
| Regatta Research & Money Management | 43,300 | $875K |
| NORDEN GROUP LLC | 29,092 | $588K |
| Synergy Asset Management, LLC | 25,555 | $516K |
| SteelPeak Wealth, LLC | 23,544 | $476K |
| BANK OF AMERICA CORP /DE | 17,651 | $357K |
| HRT FINANCIAL LP | 12,613 | $255K |
| Cambridge Advisors Inc. | 11,289 | $228K |
| JPMORGAN CHASE & CO | 7,800 | $158K |
| EP Wealth Advisors, LLC | 7,336 | $148K |
| Luminist Capital LLC | 4,666 | $94K |
| Ameritas Advisory Services, LLC | 2,008 | $41K |
| ROYAL BANK OF CANADA | 1,655 | $33K |
| Wealth Enhancement Trust Services, | 1,293 | $26K |
| Arax Advisory Partners | 758 | $15K |
| IFG Advisory, LLC | 365 | $7K |
| CENTRAL TRUST Co | 188 | $4K |
| Key Capital Management, INC | 121 | $2K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| NewEdge Wealth, LLC | 368,211 | $7M |
| PREVAIL INNOVATIVE WEALTH ADVISORS, | 316,279 | $6M |
| Kensington Asset Management, LLC | 218,669 | $4M |
| Mid-American Wealth Advisory Group, | 210,408 | $4M |
| JANE STREET GROUP, LLC | 204,107 | $4M |
| RiverTree Advisors, LLC | 129,536 | $3M |
| GOLDMAN SACHS GROUP INC | 100,300 | $2M |
| RFG Advisory, LLC | 57,167 | $1M |
| Whalen Wealth Management Inc. | 55,956 | $1M |
| Summit Financial, LLC | 52,480 | $1M |
| Private Advisor Group, LLC | 50,164 | $1M |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 38,161 | $771K |
| GKV Capital Management Co., Inc. | 27,705 | $560K |
| Worth Asset Management, LLC | 26,457 | $534K |
| OLD MISSION CAPITAL LLC | 25,646 | $518K |
| Cambridge Investment Research Advis | 24,177 | $488K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 14,983 | $303K |
| StoneX Group Inc. | 14,044 | $284K |
| Western Wealth Management, LLC | 2,914 | $59K |
| UBS Group AG | 1,696 | $34K |