CLOA Institutional Ownership
iShares AAA CLO Active ETF
1W: -0.4%
1M: -0.0%
3M: +0.0%
YTD: +0.8%
1Y: +1.4%
3Y: +15.6%
$51.78
+0.06 (+0.12%)
Weekly Expected Move ±0.2%
$52
$52
$52
$52
$52
Overview
Chart
Holdings
Changes
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Analysis
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Short Interest
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Institutional Ownership — CLOA
265
Institutional Holders
+32 vs prior quarter
0.0%
Ownership
+0.00pp
1B
Total Invested
53
New Positions
102
Increased
85
Reduced
16
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (282 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Richard Bernstein Advisors LLC NEW | 6,186,664 | $320M | — | +0.0% | 1Q | SEC ↗ |
| 2 | Jupiter Topco LLC NEW | 3,029,436 | $157M | — | +0.0% | 1Q | SEC ↗ |
| 3 | BlackRock, Inc. | 2,360,268 | $122M | +262,909 | +12.5% | 8Q | SEC ↗ |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 2,017,944 | $104M | -652,833 | -24.4% | 9Q | SEC ↗ |
| 5 | LPL Financial LLC | 1,968,129 | $102M | +28,238 | +1.5% | 9Q | SEC ↗ |
| 6 | Advocacy Wealth Management, LLC | 1,099,924 | $57M | +46,137 | +4.4% | 6Q | SEC ↗ |
| 7 | MORGAN STANLEY | 967,249 | $50M | +141,760 | +17.2% | 12Q | SEC ↗ |
| 8 | INSPIRION WEALTH ADVISORS, LLC | 662,318 | $34M | +98,975 | +17.6% | 3Q | SEC ↗ |
| 9 | Cetera Investment Advisers | 648,045 | $34M | +60,657 | +10.3% | 9Q | SEC ↗ |
| 10 | JPMORGAN CHASE & CO | 587,131 | $30M | +49,404 | +9.2% | 9Q | SEC ↗ |
| 11 | Betterment LLC | 585,958 | $30M | +237,508 | +68.2% | 3Q | SEC ↗ |
| 12 | Pallas Capital Advisors LLC | 548,355 | $28M | +35,373 | +6.9% | 12Q | SEC ↗ |
| 13 | CenturyLink Investment Management Co | 511,600 | $26M | — | +0.0% | 2Q | SEC ↗ |
| 14 | MML INVESTORS SERVICES, LLC | 475,109 | $25M | +34,179 | +7.8% | 9Q | SEC ↗ |
| 15 | Vestmark Advisory Solutions, Inc. | 443,792 | $23M | +3,284 | +0.7% | 5Q | SEC ↗ |
| 16 | Goldstone Financial Group, LLC | 366,312 | $19M | +62,389 | +20.5% | 5Q | SEC ↗ |
| 17 | OneDigital Investment Advisors LLC | 342,704 | $18M | +50,337 | +17.2% | 4Q | SEC ↗ |
| 18 | Macro Advisors, Inc. | 300,843 | $16M | +140,279 | +87.4% | 2Q | SEC ↗ |
| 19 | Tower Research Capital LLC (TRC) | 297,691 | $15M | +97,269 | +48.5% | 4Q | SEC ↗ |
| 20 | Cascade Wealth Advisors, Inc | 283,645 | $15M | +44,345 | +18.5% | 6Q | SEC ↗ |
| 21 | COMMONWEALTH EQUITY SERVICES, LLC | 276,254 | $14M | +17,621 | +6.8% | 9Q | SEC ↗ |
| 22 | Ferguson Shapiro LLC | 271,637 | $14M | +87,572 | +47.6% | 6Q | SEC ↗ |
| 23 | ASSETMARK, INC | 242,828 | $13M | -46,836 | -16.2% | 9Q | SEC ↗ |
| 24 | CacheTech Inc. | 242,478 | $13M | +25,398 | +11.7% | 9Q | SEC ↗ |
| 25 | August Group Capital Ltd | 241,765 | $13M | -74,575 | -23.6% | 3Q | SEC ↗ |
| 26 | STAR Financial Bank | 237,338 | $12M | +23,930 | +11.2% | 8Q | SEC ↗ |
| 27 | AE Wealth Management LLC | 226,661 | $12M | -47,712 | -17.4% | 7Q | SEC ↗ |
| 28 | Envestnet Portfolio Solutions, Inc. | 222,048 | $11M | -48,866 | -18.0% | 9Q | SEC ↗ |
| 29 | Prime Capital Investment Advisors, LLC | 209,865 | $11M | +14,117 | +7.2% | 6Q | SEC ↗ |
| 30 | Adams Wealth Management | 208,208 | $11M | +12,811 | +6.6% | 14Q | SEC ↗ |
| 31 | BAR HARBOR WEALTH MANAGEMENT | 206,653 | $11M | +31,145 | +17.7% | 5Q | SEC ↗ |
| 32 | Keel Point, LLC | 206,054 | $11M | +47,566 | +30.0% | 2Q | SEC ↗ |
| 33 | CITIGROUP INC NEW | 200,008 | $10M | — | +0.0% | 1Q | SEC ↗ |
| 34 | NorthCoast Asset Management LLC | 193,823 | $10M | +5,474 | +2.9% | 6Q | SEC ↗ |
| 35 | Cannon Capital Management, Inc. | 186,813 | $10M | -5,597 | -2.9% | 3Q | SEC ↗ |
| 36 | DRIVE WEALTH MANAGEMENT, LLC | 180,919 | $9M | +1,367 | +0.8% | 4Q | SEC ↗ |
| 37 | Equitable Holdings, Inc. | 178,199 | $9M | +78,785 | +79.2% | 5Q | SEC ↗ |
| 38 | ODonnell Financial Services, LLC | 164,802 | $9M | +16,171 | +10.9% | 6Q | SEC ↗ |
| 39 | BANK OF MONTREAL /CAN | 163,521 | $8M | +41,581 | +34.1% | 4Q | SEC ↗ |
| 40 | E6 Portfolios, LLC | 156,798 | $8M | +22,189 | +16.5% | 3Q | SEC ↗ |
| 41 | COURIER CAPITAL LLC NEW | 151,798 | $8M | — | +0.0% | 1Q | SEC ↗ |
| 42 | OSAIC HOLDINGS, INC. | 146,087 | $8M | +70,617 | +93.6% | 9Q | SEC ↗ |
| 43 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT NEW | 145,585 | $8M | — | +0.0% | 1Q | SEC ↗ |
| 44 | ELEVATION POINT WEALTH PARTNERS, LLC | 144,074 | $7M | +3,654 | +2.6% | 5Q | SEC ↗ |
| 45 | STIFEL FINANCIAL CORP | 138,520 | $7M | -12,284 | -8.1% | 4Q | SEC ↗ |
| 46 | Client First Capital LLC | 137,395 | $7M | +3,016 | +2.2% | 2Q | SEC ↗ |
| 47 | KICKSTAND VENTURES, LLC. | 128,098 | $7M | +3,559 | +2.9% | 6Q | SEC ↗ |
| 48 | PENSION & WEALTH MANAGEMENT ADVISORS, | 125,500 | $6M | -12,633 | -9.1% | 7Q | SEC ↗ |
| 49 | STOCK YARDS BANK & TRUST CO NEW | 123,196 | $6M | — | +0.0% | 1Q | SEC ↗ |
| 50 | NewEdge Wealth, LLC | 118,626 | $6M | +54,296 | +84.4% | 2Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Richard Bernstein Advisors LLC | 6,186,664 | $320M |
| Jupiter Topco LLC | 3,029,436 | $157M |
| CITIGROUP INC | 200,008 | $10M |
| COURIER CAPITAL LLC | 151,798 | $8M |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 145,585 | $8M |
| STOCK YARDS BANK & TRUST CO | 123,196 | $6M |
| Diversify Advisory Services, LLC | 116,615 | $6M |
| Prasad Wealth Partners, LLC | 108,759 | $6M |
| Prospera Financial Services Inc | 99,097 | $5M |
| WINTON GROUP Ltd | 78,033 | $4M |
| GOLDMAN SACHS GROUP INC | 74,487 | $4M |
| Lido Advisors, LLC | 59,604 | $3M |
| BASSO CAPITAL MANAGEMENT, L.P. | 41,745 | $2M |
| Pasadena Private Wealth, LLC | 36,559 | $2M |
| Sigma Planning Corp | 24,496 | $1M |
| Advyzon Investment Management, LLC | 17,903 | $927K |
| J. M. Brown & Associates Inc. | 15,777 | $817K |
| BETO FINANCIAL GROUP, LLC | 14,400 | $746K |
| Avantra Family Wealth, Inc. | 14,134 | $732K |
| Kurv Investment Management LLC | 11,552 | $598K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| BANK OF AMERICA CORP /DE | 400,000 | $21M |
| CITADEL ADVISORS LLC | 72,608 | $4M |
| PREVAIL INNOVATIVE WEALTH ADVISORS, | 59,612 | $3M |
| Heck Capital Advisors, LLC | 35,367 | $2M |
| Independent Advisor Alliance | 28,829 | $1M |
| Bank of New York Mellon Corp | 22,688 | $1M |
| BOS Asset Management, LLC | 19,337 | $1M |
| BEACON FINANCIAL GROUP | 18,905 | $979K |
| Janney Montgomery Scott LLC | 14,865 | $770K |
| U.S. Capital Wealth Advisors, LLC | 14,335 | $742K |
| HRT FINANCIAL LP | 10,744 | $556K |
| SkyView Investment Advisors, LLC | 10,000 | $518K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 9,222 | $478K |
| IEQ CAPITAL, LLC | 8,385 | $434K |
| Able Wealth Management LLC | 7,034 | $364K |
| GTS SECURITIES LLC | 5,836 | $302K |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 5,750 | $298K |
| SteelPeak Wealth, LLC | 4,465 | $231K |
| ONE Advisory Partners, LLC | 4,106 | $213K |
| XTX Topco Ltd | 4,010 | $208K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| BlackRock, Inc. | +262,909 | +12.5% | 2,360,268 |
| Betterment LLC | +237,508 | +68.2% | 585,958 |
| MORGAN STANLEY | +141,760 | +17.2% | 967,249 |
| Macro Advisors, Inc. | +140,279 | +87.4% | 300,843 |
| INSPIRION WEALTH ADVISORS, LLC | +98,975 | +17.6% | 662,318 |
| Tower Research Capital LLC (TRC) | +97,269 | +48.5% | 297,691 |
| Ferguson Shapiro LLC | +87,572 | +47.6% | 271,637 |
| Equitable Holdings, Inc. | +78,785 | +79.2% | 178,199 |
| OSAIC HOLDINGS, INC. | +70,617 | +93.6% | 146,087 |
| Goldstone Financial Group, LLC | +62,389 | +20.5% | 366,312 |
| Cetera Investment Advisers | +60,657 | +10.3% | 648,045 |
| Ameritas Advisory Services, LLC | +54,885 | +177.2% | 85,857 |
| NewEdge Wealth, LLC | +54,296 | +84.4% | 118,626 |
| OneDigital Investment Advisors LLC | +50,337 | +17.2% | 342,704 |
| JPMORGAN CHASE & CO | +49,404 | +9.2% | 587,131 |
| Keel Point, LLC | +47,566 | +30.0% | 206,054 |
| Mutual Advisors, LLC | +46,612 | +726.9% | 53,024 |
| Advocacy Wealth Management, LLC | +46,137 | +4.4% | 1,099,924 |
| Cascade Wealth Advisors, Inc | +44,345 | +18.5% | 283,645 |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | +43,855 | +7734.6% | 44,422 |