CTA Institutional Ownership
Simplify Managed Futures Strategy ETF
1W: +0.7%
1M: +0.7%
3M: +11.8%
YTD: +8.2%
1Y: +5.7%
3Y: +21.9%
$29.15
-0.09 (-0.31%)
Weekly Expected Move ±4.3%
$27
$28
$29
$30
$32
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — CTA
283
Institutional Holders
+25 vs prior quarter
0.0%
Ownership
+0.00pp
1B
Total Invested
45
New Positions
125
Increased
96
Reduced
31
Closed
2.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (294 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE | 5,171,126 | $151M | +703,294 | +15.7% | 10Q | SEC ↗ |
| 2 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 3,099,211 | $90M | +993,483 | +47.2% | 10Q | SEC ↗ |
| 3 | CITIGROUP INC | 2,121,200 | $62M | +775,000 | +57.6% | 3Q | SEC ↗ |
| 4 | Boothe Investment Group, Inc. | 1,741,958 | $51M | +3,029 | +0.2% | 5Q | SEC ↗ |
| 5 | LPL Financial LLC | 1,475,530 | $43M | +421,789 | +40.0% | 14Q | SEC ↗ |
| 6 | ENVESTNET ASSET MANAGEMENT INC | 1,160,469 | $34M | -114,272 | -9.0% | 17Q | SEC ↗ |
| 7 | AE Wealth Management LLC | 1,001,267 | $29M | +62,359 | +6.6% | 8Q | SEC ↗ |
| 8 | Independence Wealth Advisors, LLC | 973,762 | $28M | +22,288 | +2.3% | 3Q | SEC ↗ |
| 9 | IAG Wealth Partners, LLC | 821,040 | $24M | +26,180 | +3.3% | 4Q | SEC ↗ |
| 10 | UBS Group AG | 804,759 | $23M | -5,015 | -0.6% | 6Q | SEC ↗ |
| 11 | Allie Family Office LLC | 671,800 | $20M | +665,082 | +9900.0% | 2Q | SEC ↗ |
| 12 | ASSETMARK, INC | 620,809 | $18M | +94,695 | +18.0% | 3Q | SEC ↗ |
| 13 | Deane Retirement Strategies, Inc. | 597,723 | $17M | +198,385 | +49.7% | 10Q | SEC ↗ |
| 14 | HighTower Advisors, LLC | 538,438 | $16M | -145,137 | -21.2% | 8Q | SEC ↗ |
| 15 | ABBINGTON INVESTMENT GROUP | 537,313 | $16M | +24,648 | +4.8% | 4Q | SEC ↗ |
| 16 | Beacon Capital Management, Inc. | 528,537 | $15M | +179,519 | +51.4% | 8Q | SEC ↗ |
| 17 | Pasadena Private Wealth, LLC | 512,694 | $15M | -10,983 | -2.1% | 7Q | SEC ↗ |
| 18 | Altiora Financial Group, LLC | 503,393 | $15M | -127,001 | -20.1% | 8Q | SEC ↗ |
| 19 | Fielder Capital Group LLC | 486,636 | $14M | +18,512 | +4.0% | 5Q | SEC ↗ |
| 20 | Compound Planning, Inc. | 463,212 | $14M | +91,579 | +24.6% | 4Q | SEC ↗ |
| 21 | TRUIST FINANCIAL CORP | 455,688 | $13M | +73,731 | +19.3% | 16Q | SEC ↗ |
| 22 | &PARTNERS | 447,318 | $13M | -41,271 | -8.4% | 5Q | SEC ↗ |
| 23 | New York Life Investment Management LL | 434,277 | $13M | +29,649 | +7.3% | 10Q | SEC ↗ |
| 24 | PEAK FINANCIAL ADVISORS LLC | 427,579 | $12M | -2,782 | -0.6% | 15Q | SEC ↗ |
| 25 | OmniStar Financial Group, Inc. | 424,076 | $12M | +29,649 | +7.5% | 4Q | SEC ↗ |
| 26 | Orion Porfolio Solutions, LLC | 418,318 | $12M | -5,502 | -1.3% | 11Q | SEC ↗ |
| 27 | RAYMOND JAMES FINANCIAL INC | 410,108 | $12M | +36,843 | +9.9% | 5Q | SEC ↗ |
| 28 | OSAIC HOLDINGS, INC. | 391,186 | $11M | +200,516 | +105.2% | 10Q | SEC ↗ |
| 29 | Waterloo Capital, L.P. | 387,215 | $11M | +258,164 | +200.0% | 2Q | SEC ↗ |
| 30 | Cambridge Investment Research Advisors | 380,117 | $11M | +26,986 | +7.6% | 7Q | SEC ↗ |
| 31 | Ferguson Shapiro LLC | 372,915 | $11M | -29,794 | -7.4% | 3Q | SEC ↗ |
| 32 | THEORY FINANCIAL LLC | 361,176 | $11M | +22,976 | +6.8% | 3Q | SEC ↗ |
| 33 | Elevated Capital Advisors, LLC | 360,978 | $11M | +26,138 | +7.8% | 7Q | SEC ↗ |
| 34 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 340,142 | $10M | +326,859 | +2460.7% | 5Q | SEC ↗ |
| 35 | KAYNE ANDERSON RUDNICK INVESTMENT MANA NEW | 324,827 | $9M | — | +0.0% | 1Q | SEC ↗ |
| 36 | COWA, LLC | 323,481 | $9M | +22,200 | +7.4% | 7Q | SEC ↗ |
| 37 | Clark Capital Management Group, Inc. | 308,885 | $9M | +135,512 | +78.2% | 6Q | SEC ↗ |
| 38 | WELLS FARGO & COMPANY/MN | 279,828 | $8M | -6,353 | -2.2% | 8Q | SEC ↗ |
| 39 | Aspen Wealth Strategies, LLC | 266,834 | $8M | +4,898 | +1.9% | 6Q | SEC ↗ |
| 40 | Longview Financial Advisors, Inc. | 236,837 | $7M | +30,454 | +14.8% | 11Q | SEC ↗ |
| 41 | MORGAN STANLEY | 223,166 | $7M | +34,607 | +18.4% | 11Q | SEC ↗ |
| 42 | MML INVESTORS SERVICES, LLC | 218,703 | $6M | -216,508 | -49.7% | 7Q | SEC ↗ |
| 43 | Philip James Wealth Mangement, LLC | 198,784 | $6M | -17,041 | -7.9% | 7Q | SEC ↗ |
| 44 | Belpointe Asset Management LLC | 195,637 | $6M | -6,649 | -3.3% | 6Q | SEC ↗ |
| 45 | Key Capital Management, INC | 195,557 | $6M | +13,230 | +7.3% | 3Q | SEC ↗ |
| 46 | CSS LLC/IL | 193,879 | $6M | — | +0.0% | 11Q | SEC ↗ |
| 47 | PRIVATE CLIENT SERVICES, LLC NEW | 192,774 | $6M | — | +0.0% | 1Q | SEC ↗ |
| 48 | Kestra Advisory Services, LLC | 189,891 | $6M | -18,660 | -8.9% | 8Q | SEC ↗ |
| 49 | CWM, LLC | 187,250 | $5M | -2,752,544 | -93.6% | 11Q | SEC ↗ |
| 50 | NorthCrest Asset Manangement, LLC | 183,712 | $5M | +23,402 | +14.6% | 4Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| KAYNE ANDERSON RUDNICK INVESTMENT M | 324,827 | $9M |
| PRIVATE CLIENT SERVICES, LLC | 192,774 | $6M |
| IFG Advisory, LLC | 161,765 | $5M |
| Sowell Financial Services LLC | 116,223 | $3M |
| Ameritas Advisory Services, LLC | 94,184 | $3M |
| AXXCESS WEALTH MANAGEMENT, LLC | 61,210 | $2M |
| JANE STREET GROUP, LLC | 56,173 | $2M |
| Summit Financial, LLC | 35,851 | $1M |
| GOLDMAN SACHS GROUP INC | 28,699 | $837K |
| Rede Wealth, LLC | 28,426 | $829K |
| ROMAN BUTLER FULLERTON & CO | 22,243 | $648K |
| FLOW TRADERS U.S. LLC | 21,700 | $633K |
| Guilbault Capital LLC | 17,850 | $520K |
| FIDUCIARY FINANCIAL ADVISORS | 16,803 | $490K |
| Global Retirement Partners, LLC | 15,023 | $438K |
| Watchman Group, Inc. | 14,589 | $425K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 13,786 | $402K |
| Rockefeller Capital Management L.P. | 13,656 | $398K |
| D'Orazio & Associates, Inc. | 11,285 | $329K |
| Omnitrust Wealth Management, Inc | 11,187 | $326K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Concurrent Investment Advisors, LLC | 1,464,649 | $43M |
| Beaumont Financial Advisors, LLC | 501,007 | $15M |
| Brookwood Investment Group LLC | 172,807 | $5M |
| Simplify Asset Management Inc. | 151,381 | $4M |
| Western Wealth Management, LLC | 114,544 | $3M |
| Encompass More Asset Management | 96,301 | $3M |
| Almanack Investment Partners, LLC. | 86,638 | $3M |
| Collaborative Fund Advisors, LLC | 73,361 | $2M |
| Mariner, LLC | 59,657 | $2M |
| Foundations Investment Advisors, LL | 59,311 | $2M |
| RFG Advisory, LLC | 54,951 | $2M |
| CITADEL ADVISORS LLC | 43,938 | $1M |
| CacheTech Inc. | 43,520 | $1M |
| Stratos Wealth Partners, LTD. | 39,821 | $1M |
| Brookstone Capital Management | 36,932 | $1M |
| Revisor Wealth Management LLC | 33,666 | $981K |
| Worth Asset Management, LLC | 25,367 | $739K |
| Navis Wealth Advisors, LLC | 16,447 | $479K |
| Savvy Advisors, Inc. | 16,190 | $472K |
| Fiscal Wisdom Wealth Management, LL | 14,471 | $422K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICE | +993,483 | +47.2% | 3,099,211 |
| CITIGROUP INC | +775,000 | +57.6% | 2,121,200 |
| BANK OF AMERICA CORP /DE | +703,294 | +15.7% | 5,171,126 |
| Allie Family Office LLC | +665,082 | +9900.0% | 671,800 |
| LPL Financial LLC | +421,789 | +40.0% | 1,475,530 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +326,859 | +2460.7% | 340,142 |
| Waterloo Capital, L.P. | +258,164 | +200.0% | 387,215 |
| OSAIC HOLDINGS, INC. | +200,516 | +105.2% | 391,186 |
| Deane Retirement Strategies, Inc. | +198,385 | +49.7% | 597,723 |
| Beacon Capital Management, Inc. | +179,519 | +51.4% | 528,537 |
| Clark Capital Management Group, Inc | +135,512 | +78.2% | 308,885 |
| ASSETMARK, INC | +94,695 | +18.0% | 620,809 |
| Compound Planning, Inc. | +91,579 | +24.6% | 463,212 |
| TRUIST FINANCIAL CORP | +73,731 | +19.3% | 455,688 |
| AE Wealth Management LLC | +62,359 | +6.6% | 1,001,267 |
| INTEGRITY ALLIANCE, LLC. | +59,034 | +279.6% | 80,151 |
| Vise Technologies, Inc. | +57,351 | +63.0% | 148,426 |
| Roan Capital Partners | +53,764 | +126.0% | 96,417 |
| Principia Wealth Advisory, LLC | +44,936 | +47.1% | 140,243 |
| ROYAL BANK OF CANADA | +43,767 | +53.1% | 126,178 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| CWM, LLC | -2,752,544 | -93.6% | 187,250 |
| MML INVESTORS SERVICES, LLC | -216,508 | -49.7% | 218,703 |
| HighTower Advisors, LLC | -145,137 | -21.2% | 538,438 |
| Altiora Financial Group, LLC | -127,001 | -20.1% | 503,393 |
| ENVESTNET ASSET MANAGEMENT INC | -114,272 | -9.0% | 1,160,469 |
| MONEY CONCEPTS CAPITAL CORP | -105,707 | -69.3% | 46,898 |
| Atria Investments, Inc | -98,705 | -43.4% | 128,615 |
| PMV Capital Advisers, LLC | -62,039 | -45.0% | 75,962 |
| Apollon Wealth Management, LLC | -47,181 | -48.0% | 51,114 |
| &PARTNERS | -41,271 | -8.4% | 447,318 |
| Optivise Advisory Services LLC | -40,022 | -66.5% | 20,200 |
| CreativeOne Wealth, LLC | -39,787 | -24.7% | 121,033 |
| Ferguson Shapiro LLC | -29,794 | -7.4% | 372,915 |
| Andina Capital Management, LLC | -27,213 | -61.3% | 17,202 |
| Latitude Advisors, LLC | -26,373 | -40.1% | 39,412 |
| Beacon Capital Management, LLC | -21,824 | -27.4% | 57,700 |
| Kestra Advisory Services, LLC | -18,660 | -8.9% | 189,891 |
| Philip James Wealth Mangement, LLC | -17,041 | -7.9% | 198,784 |
| Farther Finance Advisors, LLC | -12,193 | -17.8% | 56,298 |
| Pasadena Private Wealth, LLC | -10,983 | -2.1% | 512,694 |