— Know what they know.
Not Investment Advice

DECP Institutional Ownership

PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - December
1W: +0.1% 1M: +1.0% YTD: +0.7%
$33.60
+0.16 (+0.48%)
 
Weekly Expected Move ±0.8%
$33 $33 $34 $34 $34
ETF CBOE · AUM $7.1B

Institutional Ownership — DECP

16
Institutional Holders
+2 vs prior quarter
0.0%
Ownership
+0.00pp
34M
Total Invested
3
New Positions
5
Increased
4
Reduced
0
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (16 total)

# Holder Shares Value Change Change % Holding Period Filing
1 PRUDENTIAL FINANCIAL INC 542,121 $18M +162,688 +42.9% 9Q SEC ↗
2 RAYMOND JAMES FINANCIAL INC 232,462 $8M +12,472 +5.7% 3Q SEC ↗
3 COMMONWEALTH EQUITY SERVICES, LLC 57,946 $2M -275 -0.5% 7Q SEC ↗
4 PNC Financial Services Group, Inc. 57,488 $2M +48,711 +555.0% 3Q SEC ↗
5 ENVESTNET ASSET MANAGEMENT INC 53,716 $2M +45,739 +573.4% 2Q SEC ↗
6 CYPRESS FINANCIAL PLANNING LLC 36,656 $1M -1,378 -3.6% 3Q SEC ↗
7 ROYAL BANK OF CANADA 23,058 $775K +10,943 +90.3% 7Q SEC ↗
8 Kestra Advisory Services, LLC 10,900 $366K -2,000 -15.5% 6Q SEC ↗
9 Cetera Investment Advisers 8,013 $269K -82 -1.0% 8Q SEC ↗
10 NewEdge Advisors, LLC 7,075 $238K — +0.0% 2Q SEC ↗
11 Pinnacle Financial Partners, Inc. NEW 6,700 $225K — +0.0% 1Q SEC ↗
12 Steward Partners Investment Advisory, 6,571 $221K — +0.0% 3Q SEC ↗
13 CERTIOR FINANCIAL GROUP, LLC NEW 6,535 $220K — +0.0% 1Q SEC ↗
14 Parallel Advisors, LLC 1,856 $62K — +0.0% 7Q SEC ↗
15 DHJJ Financial Advisors, Ltd. 1,379 $46K — +0.0% 7Q SEC ↗
16 UBS Group AG NEW 114 $4K — +0.0% 1Q SEC ↗

Recent Activity

New Positions (3)
HolderSharesValue
Pinnacle Financial Partners, Inc. 6,700 $225K
CERTIOR FINANCIAL GROUP, LLC 6,535 $220K
UBS Group AG 114 $4K
Sold Out (0)

No sold-out positions this quarter.

Biggest Increases (5)
HolderAddedChange %Total Shares
PRUDENTIAL FINANCIAL INC +162,688 +42.9% 542,121
PNC Financial Services Group, Inc. +48,711 +555.0% 57,488
ENVESTNET ASSET MANAGEMENT INC +45,739 +573.4% 53,716
RAYMOND JAMES FINANCIAL INC +12,472 +5.7% 232,462
ROYAL BANK OF CANADA +10,943 +90.3% 23,058
Biggest Decreases (4)
HolderReducedChange %Total Shares
Kestra Advisory Services, LLC -2,000 -15.5% 10,900
CYPRESS FINANCIAL PLANNING LLC -1,378 -3.6% 36,656
COMMONWEALTH EQUITY SERVICES, LLC -275 -0.5% 57,946
Cetera Investment Advisers -82 -1.0% 8,013

Sign in to InsiderStreet

You'll also get our free weekly newsletter with
smart money signals, market insights, and alpha ideas.
Unsubscribe anytime.

For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms