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ESG Institutional Ownership

Northern Trust STOXX US ESG Select ETF
1W: -0.9% 1M: -0.8% 3M: +2.1% YTD: +13.9% 1Y: +17.0% 3Y: +76.2% 5Y: +74.4%
$180.29
+0.64 (+0.36%)
 
Weekly Expected Move ±1.4%
$175 $178 $180 $183 $185
ETF CBOE · AUM $135.1M

Institutional Ownership — ESG

60
Institutional Holders
+0 vs prior quarter
0.0%
Ownership
+0.00pp
50M
Total Invested
7
New Positions
13
Increased
21
Reduced
3
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (65 total)

# Holder Shares Value Change Change % Holding Period Filing
1 LPL Financial LLC 54,996 10M +33 +0.1% 29Q SEC ↗
2 Olde Wealth Management, LLC 32,604 6M -580 -1.7% 4Q SEC ↗
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,641 4M +3,628 +19.1% 25Q SEC ↗
4 FIRST UNITED BANK & TRUST 17,299 3M -1,631 -8.6% 26Q SEC ↗
5 RVW Wealth, LLC 16,058 3M +9 +0.1% 25Q SEC ↗
6 MORGAN STANLEY 13,766 2M -456 -3.2% 21Q SEC ↗
7 Monument Group Wealth Advisors, LLC 9,630 2M +7,252 +305.0% 11Q SEC ↗
8 Roof Eidam Maycock Peralta, LLC 9,034 2M — +0.0% 24Q SEC ↗
9 ROYAL BANK OF CANADA 7,858 1M -5,750 -42.3% 34Q SEC ↗
10 SGL Investment Advisors, Inc. 6,827 1M -118 -1.7% 8Q SEC ↗
11 FOUNDERS FINANCIAL SECURITIES LLC 6,155 1M +20 +0.3% 4Q SEC ↗
12 Horizon Investments, LLC 6,155 1M -6,405 -51.0% 4Q SEC ↗
13 Cambridge Investment Research Advisors 6,052 1M +1 +0.0% 14Q SEC ↗
14 COMMONWEALTH EQUITY SERVICES, LLC 5,627 1M -457 -7.5% 29Q SEC ↗
15 Well Done, LLC 5,164 931K — +0.0% 34Q SEC ↗
16 BANK OF AMERICA CORP /DE 4,665 841K -92 -1.9% 15Q SEC ↗
17 Curry Webb Wealth Management LLC 4,480 808K +23 +0.5% 3Q SEC ↗
18 Parallel Advisors, LLC 4,477 807K — +0.0% 21Q SEC ↗
19 RAYMOND JAMES FINANCIAL INC 4,403 794K -216 -4.7% 7Q SEC ↗
20 Gilbert Capital Group, Inc. 4,295 774K -181 -4.0% 5Q SEC ↗
21 GREAT VALLEY ADVISOR GROUP, INC. 4,000 721K — +0.0% 2Q SEC ↗
22 ENVESTNET ASSET MANAGEMENT INC 3,627 654K -55 -1.5% 29Q SEC ↗
23 Cetera Investment Advisers 3,551 640K — +0.0% 4Q SEC ↗
24 FMR LLC 3,531 637K +1,697 +92.5% 10Q SEC ↗
25 OSAIC HOLDINGS, INC. 3,458 623K +179 +5.5% 26Q SEC ↗
26 EP Wealth Advisors, LLC 3,060 552K — +0.0% 3Q SEC ↗
27 CITADEL ADVISORS LLC 2,782 502K -10,619 -79.2% 10Q SEC ↗
28 INTERACTIVE FINANCIAL ADVISORS, INC. 2,702 487K -635 -19.0% 26Q SEC ↗
29 Private Advisor Group, LLC NEW 2,314 417K — +0.0% 1Q SEC ↗
30 Dynamic Advisor Solutions LLC 2,287 412K +29 +1.3% 5Q SEC ↗
31 GOLDMAN SACHS GROUP INC 2,140 386K — +0.0% 15Q SEC ↗
32 NovaPoint Capital, LLC NEW 2,073 374K — +0.0% 1Q SEC ↗
33 Advisory Services Network, LLC 2,038 367K +301 +17.3% 2Q SEC ↗
34 HighTower Advisors, LLC 1,800 325K — +0.0% 29Q SEC ↗
35 Milestone Investment Advisors LLC 1,743 314K -20 -1.1% 15Q SEC ↗
36 Empire Financial Management Company, L 1,474 266K -40 -2.6% 14Q SEC ↗
37 Values Added Financial LLC NEW 1,270 229K — +0.0% 1Q SEC ↗
38 Integrated Wealth Concepts LLC NEW 1,208 218K — +0.0% 1Q SEC ↗
39 Global Retirement Partners, LLC NEW 950 171K — +0.0% 1Q SEC ↗
40 Caldwell Trust Co 395 71K — +0.0% 27Q SEC ↗
41 Go Invest LLC 391 70K -99 -20.2% 3Q SEC ↗
42 Ameritas Investment Partners, Inc. 375 68K — +0.0% 29Q SEC ↗
43 Farther Finance Advisors, LLC 343 62K +50 +17.1% 5Q SEC ↗
44 CVA Family Office, LLC 225 41K — +0.0% 11Q SEC ↗
45 TOMPKINS FINANCIAL CORP 217 39K — +0.0% 2Q SEC ↗
46 Wealth Enhancement Trust Services, Inc 197 36K -195 -49.7% 3Q SEC ↗
47 Smartleaf Asset Management LLC 186 34K — +0.0% 2Q SEC ↗
48 VANGUARD ADVISERS INC 171 31K — +0.0% 2Q SEC ↗
49 AE Wealth Management LLC 115 21K — +0.0% 7Q SEC ↗
50 Sunrise Financial Services, LLC 91 16K — +0.0% 3Q SEC ↗
Biggest Increases (13)
HolderAddedChange %Total Shares
Monument Group Wealth Advisors, LLC +7,252 +305.0% 9,630
SUSQUEHANNA INTERNATIONAL GROUP, LL +3,628 +19.1% 22,641
FMR LLC +1,697 +92.5% 3,531
Advisory Services Network, LLC +301 +17.3% 2,038
OSAIC HOLDINGS, INC. +179 +5.5% 3,458
Farther Finance Advisors, LLC +50 +17.1% 343
LPL Financial LLC +33 +0.1% 54,996
Dynamic Advisor Solutions LLC +29 +1.3% 2,287
Curry Webb Wealth Management LLC +23 +0.5% 4,480
FOUNDERS FINANCIAL SECURITIES LLC +20 +0.3% 6,155
RVW Wealth, LLC +9 +0.1% 16,058
WELLS FARGO & COMPANY/MN +3 — 3
Cambridge Investment Research Advis +1 +0.0% 6,052
Biggest Decreases (18)
HolderReducedChange %Total Shares
CITADEL ADVISORS LLC -10,619 -79.2% 2,782
Horizon Investments, LLC -6,405 -51.0% 6,155
ROYAL BANK OF CANADA -5,750 -42.3% 7,858
FIRST UNITED BANK & TRUST -1,631 -8.6% 17,299
INTERACTIVE FINANCIAL ADVISORS, INC -635 -19.0% 2,702
Olde Wealth Management, LLC -580 -1.7% 32,604
COMMONWEALTH EQUITY SERVICES, LLC -457 -7.5% 5,627
MORGAN STANLEY -456 -3.2% 13,766
RAYMOND JAMES FINANCIAL INC -216 -4.7% 4,403
Wealth Enhancement Trust Services, -195 -49.7% 197
Gilbert Capital Group, Inc. -181 -4.0% 4,295
SGL Investment Advisors, Inc. -118 -1.7% 6,827
Go Invest LLC -99 -20.2% 391
BANK OF AMERICA CORP /DE -92 -1.9% 4,665
IFP Advisors, Inc -75 -75.0% 25
ENVESTNET ASSET MANAGEMENT INC -55 -1.5% 3,627
Empire Financial Management Company -40 -2.6% 1,474
Milestone Investment Advisors LLC -20 -1.1% 1,743

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms