FAB Institutional Ownership
First Trust Multi Cap Value AlphaDEX Fund
1W: -1.1%
1M: -7.0%
3M: -2.8%
YTD: +10.7%
1Y: +14.1%
3Y: +50.4%
5Y: +52.7%
$99.54
+0.03 (+0.03%)
Weekly Expected Move ±1.3%
$97
$98
$100
$101
$102
Overview
Chart
Holdings
Changes
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Analysis
Peers
Institutions
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Short Interest
Dividends
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Institutional Ownership — FAB
73
Institutional Holders
+3 vs prior quarter
0.0%
Ownership
+0.00pp
65M
Total Invested
5
New Positions
18
Increased
30
Reduced
7
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (74 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 77,533 | 8M | +22,023 | +39.7% | 59Q | SEC ↗ |
| 2 | RAYMOND JAMES FINANCIAL INC | 65,528 | 7M | -76 | -0.1% | 7Q | SEC ↗ |
| 3 | MORGAN STANLEY | 61,416 | 6M | -85 | -0.1% | 60Q | SEC ↗ |
| 4 | WELLS FARGO & COMPANY/MN | 45,544 | 5M | +573 | +1.3% | 69Q | SEC ↗ |
| 5 | OSAIC HOLDINGS, INC. | 43,249 | 4M | -373 | -0.9% | 26Q | SEC ↗ |
| 6 | ROYAL BANK OF CANADA | 36,600 | 4M | +3,593 | +10.9% | 63Q | SEC ↗ |
| 7 | 626 Financial, LLC | 35,205 | 4M | -517 | -1.4% | 19Q | SEC ↗ |
| 8 | CITADEL ADVISORS LLC | 34,195 | 3M | +1,056 | +3.2% | 5Q | SEC ↗ |
| 9 | STIFEL FINANCIAL CORP | 18,093 | 2M | -1,100 | -5.7% | 22Q | SEC ↗ |
| 10 | Proactive Wealth Strategies LLC | 15,543 | 2M | -844 | -5.2% | 8Q | SEC ↗ |
| 11 | Baird Financial Group, Inc. | 15,524 | 2M | -5,904 | -27.6% | 22Q | SEC ↗ |
| 12 | COMMONWEALTH EQUITY SERVICES, LLC | 15,442 | 2M | -2,086 | -11.9% | 35Q | SEC ↗ |
| 13 | GOLDMAN SACHS GROUP INC | 10,916 | 1M | -10,900 | -50.0% | 11Q | SEC ↗ |
| 14 | Private Advisor Group, LLC | 10,463 | 1M | +10 | +0.1% | 25Q | SEC ↗ |
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 9,370 | 933K | -26,836 | -74.1% | 7Q | SEC ↗ |
| 16 | HARBOUR INVESTMENTS, INC. | 9,334 | 929K | +1 | +0.0% | 17Q | SEC ↗ |
| 17 | Quad-Cities Investment Group, LLC | 8,537 | 850K | -291 | -3.3% | 16Q | SEC ↗ |
| 18 | UBS Group AG | 7,562 | 753K | +380 | +5.3% | 47Q | SEC ↗ |
| 19 | Cambridge Investment Research Advisors | 7,498 | 746K | +10 | +0.1% | 36Q | SEC ↗ |
| 20 | Rockefeller Capital Management L.P. | 7,475 | 744K | -319 | -4.1% | 4Q | SEC ↗ |
| 21 | Avidian Wealth Enterprises, LLC | 7,315 | 728K | +19 | +0.3% | 26Q | SEC ↗ |
| 22 | ENVESTNET ASSET MANAGEMENT INC | 7,271 | 724K | +3,182 | +77.8% | 18Q | SEC ↗ |
| 23 | Janney Montgomery Scott LLC | 7,220 | 719K | -100 | -1.4% | 25Q | SEC ↗ |
| 24 | JONES FINANCIAL COMPANIES LLLP | 7,174 | 714K | +1,939 | +37.0% | 10Q | SEC ↗ |
| 25 | Cetera Investment Advisers | 6,743 | 671K | -124 | -1.8% | 10Q | SEC ↗ |
| 26 | Capital Investment Advisory Services, | 6,317 | 629K | -255 | -3.9% | 22Q | SEC ↗ |
| 27 | D.A. DAVIDSON & CO. | 5,795 | 577K | — | +0.0% | 57Q | SEC ↗ |
| 28 | PRINCIPAL SECURITIES, INC. | 5,777 | 575K | -1,671 | -22.4% | 11Q | SEC ↗ |
| 29 | COTTONWOOD CAPITAL ADVISORS, LLC | 4,852 | 483K | -1 | -0.0% | 18Q | SEC ↗ |
| 30 | Stratos Wealth Partners, LTD. | 4,697 | 468K | +10 | +0.2% | 15Q | SEC ↗ |
| 31 | PFG Investments, LLC | 4,366 | 435K | +8 | +0.2% | 9Q | SEC ↗ |
| 32 | Virtu Financial LLC NEW | 4,274 | 425K | — | +0.0% | 1Q | SEC ↗ |
| 33 | HFG Advisors, Inc. | 4,095 | 408K | — | +0.0% | 19Q | SEC ↗ |
| 34 | TRUIST FINANCIAL CORP | 4,001 | 398K | -125 | -3.0% | 7Q | SEC ↗ |
| 35 | TCFG WEALTH MANAGEMENT, LLC | 3,602 | 359K | — | +0.0% | 7Q | SEC ↗ |
| 36 | TCFG Investment Advisors, LLC | 3,602 | 359K | — | +0.0% | 2Q | SEC ↗ |
| 37 | Apeiron RIA LLC | 3,234 | 322K | +7 | +0.2% | 19Q | SEC ↗ |
| 38 | Creative Planning | 3,197 | 318K | +7 | +0.2% | 6Q | SEC ↗ |
| 39 | Kestra Advisory Services, LLC | 2,407 | 240K | +66 | +2.8% | 3Q | SEC ↗ |
| 40 | Clearstead Advisors, LLC | 2,317 | 231K | — | +0.0% | 4Q | SEC ↗ |
| 41 | Moors & Cabot, Inc. | 2,254 | 224K | — | +0.0% | 3Q | SEC ↗ |
| 42 | Pacific Sun Financial Corp | 2,110 | 210K | -1,000 | -32.2% | 13Q | SEC ↗ |
| 43 | IFG Advisory, LLC NEW | 1,949 | 194K | — | +0.0% | 1Q | SEC ↗ |
| 44 | CENTAURUS FINANCIAL, INC. | 1,113 | 111K | — | +0.0% | 2Q | SEC ↗ |
| 45 | Golden State Wealth Management, LLC | 985 | 98K | — | +0.0% | 7Q | SEC ↗ |
| 46 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 811 | 81K | +2 | +0.2% | 45Q | SEC ↗ |
| 47 | FMR LLC | 789 | 79K | — | +0.0% | 10Q | SEC ↗ |
| 48 | JPMORGAN CHASE & CO | 769 | 77K | +69 | +9.9% | 14Q | SEC ↗ |
| 49 | Private Wealth Asset Management, LLC NEW | 762 | 76K | — | +0.0% | 1Q | SEC ↗ |
| 50 | IFP Advisors, Inc | 697 | 69K | — | +0.0% | 28Q | SEC ↗ |
Recent Activity
New Positions (5)
| Holder | Shares | Value |
|---|---|---|
| Virtu Financial LLC | 4,274 | 425K |
| IFG Advisory, LLC | 1,949 | 194K |
| Private Wealth Asset Management, LL | 762 | 76K |
| ASSETMARK, INC | 102 | 10K |
| Global Retirement Partners, LLC | 15 | 1K |
Sold Out (7)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| PFG Advisors | 14,035 | 1M |
| Sound Income Strategies, LLC | 811 | 81K |
| Hilton Head Capital Partners, LLC | 600 | 60K |
| Anchor Investment Management, LLC | 350 | 35K |
| Advisory Services Network, LLC | 185 | 18K |
| Russell Investments Group, Ltd. | 20 | 2K |
| Western Wealth Management, LLC | 17 | 2K |
Biggest Increases (18)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| LPL Financial LLC | +22,023 | +39.7% | 77,533 |
| ROYAL BANK OF CANADA | +3,593 | +10.9% | 36,600 |
| ENVESTNET ASSET MANAGEMENT INC | +3,182 | +77.8% | 7,271 |
| JONES FINANCIAL COMPANIES LLLP | +1,939 | +37.0% | 7,174 |
| CITADEL ADVISORS LLC | +1,056 | +3.2% | 34,195 |
| WELLS FARGO & COMPANY/MN | +573 | +1.3% | 45,544 |
| UBS Group AG | +380 | +5.3% | 7,562 |
| JPMORGAN CHASE & CO | +69 | +9.9% | 769 |
| Kestra Advisory Services, LLC | +66 | +2.8% | 2,407 |
| Avidian Wealth Enterprises, LLC | +19 | +0.3% | 7,315 |
| Private Advisor Group, LLC | +10 | +0.1% | 10,463 |
| Stratos Wealth Partners, LTD. | +10 | +0.2% | 4,697 |
| Cambridge Investment Research Advis | +10 | +0.1% | 7,498 |
| PFG Investments, LLC | +8 | +0.2% | 4,366 |
| Apeiron RIA LLC | +7 | +0.2% | 3,234 |
| Creative Planning | +7 | +0.2% | 3,197 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +2 | +0.2% | 811 |
| HARBOUR INVESTMENTS, INC. | +1 | +0.0% | 9,334 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -26,836 | -74.1% | 9,370 |
| GOLDMAN SACHS GROUP INC | -10,900 | -50.0% | 10,916 |
| Baird Financial Group, Inc. | -5,904 | -27.6% | 15,524 |
| COMMONWEALTH EQUITY SERVICES, LLC | -2,086 | -11.9% | 15,442 |
| PRINCIPAL SECURITIES, INC. | -1,671 | -22.4% | 5,777 |
| STIFEL FINANCIAL CORP | -1,100 | -5.7% | 18,093 |
| Pacific Sun Financial Corp | -1,000 | -32.2% | 2,110 |
| Proactive Wealth Strategies LLC | -844 | -5.2% | 15,543 |
| 626 Financial, LLC | -517 | -1.4% | 35,205 |
| OSAIC HOLDINGS, INC. | -373 | -0.9% | 43,249 |
| Rockefeller Capital Management L.P. | -319 | -4.1% | 7,475 |
| Quad-Cities Investment Group, LLC | -291 | -3.3% | 8,537 |
| Capital Investment Advisory Service | -255 | -3.9% | 6,317 |
| LANARK FINANCIAL, INC. | -229 | -71.8% | 90 |
| CITIGROUP INC | -150 | -99.3% | 1 |
| TRUST CO OF TOLEDO NA /OH | -148 | -42.5% | 200 |
| TRUIST FINANCIAL CORP | -125 | -3.0% | 4,001 |
| Cetera Investment Advisers | -124 | -1.8% | 6,743 |
| Janney Montgomery Scott LLC | -100 | -1.4% | 7,220 |
| MORGAN STANLEY | -85 | -0.1% | 61,416 |