FAD Institutional Ownership
First Trust Multi Cap Growth AlphaDEX Fund
1W: +0.6%
1M: +1.2%
3M: -4.6%
YTD: +12.4%
1Y: +14.8%
3Y: +86.9%
5Y: +52.4%
$184.40
+1.93 (+1.06%)
Weekly Expected Move ±1.9%
$177
$181
$184
$188
$191
Overview
Chart
Holdings
Changes
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Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
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Institutional Ownership — FAD
116
Institutional Holders
+8 vs prior quarter
0.0%
Ownership
+0.00pp
394M
Total Invested
18
New Positions
39
Increased
30
Reduced
5
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (123 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 277,568 | $51M | +35,123 | +14.5% | 60Q | SEC ↗ |
| 2 | LPL Financial LLC | 276,498 | $51M | +78,565 | +39.7% | 61Q | SEC ↗ |
| 3 | WELLS FARGO & COMPANY/MN | 212,489 | $39M | +37,468 | +21.4% | 71Q | SEC ↗ |
| 4 | RAYMOND JAMES FINANCIAL INC | 125,696 | $23M | +32,123 | +34.3% | 7Q | SEC ↗ |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | 68,726 | $13M | +7,889 | +13.0% | 35Q | SEC ↗ |
| 6 | JONES FINANCIAL COMPANIES LLLP | 61,706 | $11M | +32,196 | +109.1% | 8Q | SEC ↗ |
| 7 | GOLDMAN SACHS GROUP INC | 50,000 | $9M | — | +0.0% | 15Q | SEC ↗ |
| 8 | OSAIC HOLDINGS, INC. | 49,708 | $9M | +4,181 | +9.2% | 26Q | SEC ↗ |
| 9 | TRUIST FINANCIAL CORP | 48,475 | $9M | -817 | -1.7% | 27Q | SEC ↗ |
| 10 | Virtu Financial LLC NEW | 42,443 | $8M | — | +0.0% | 1Q | SEC ↗ |
| 11 | Plotkin Financial Advisors, LLC | 41,711 | $8M | -2,955 | -6.6% | 27Q | SEC ↗ |
| 12 | BANK OF AMERICA CORP /DE | 41,539 | $8M | +38 | +0.1% | 15Q | SEC ↗ |
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 35,895 | $7M | +14,897 | +70.9% | 17Q | SEC ↗ |
| 14 | Kestra Advisory Services, LLC | 31,515 | $6M | +342 | +1.1% | 15Q | SEC ↗ |
| 15 | Cornerstone Wealth Management, LLC NEW | 31,136 | $6M | — | +0.0% | 1Q | SEC ↗ |
| 16 | ENVESTNET ASSET MANAGEMENT INC | 30,485 | $6M | +5,744 | +23.2% | 9Q | SEC ↗ |
| 17 | RPg Family Wealth Advisory, LLC | 30,273 | $6M | -78 | -0.3% | 12Q | SEC ↗ |
| 18 | Cambridge Investment Research Advisors | 29,310 | $5M | +5,759 | +24.5% | 33Q | SEC ↗ |
| 19 | Synergy Investment Management, LLC | 28,487 | $5M | -26 | -0.1% | 4Q | SEC ↗ |
| 20 | Wealth Management Partners, LLC | 24,951 | $5M | +44 | +0.2% | 12Q | SEC ↗ |
| 21 | Creative Planning | 24,363 | $4M | +12 | +0.0% | 7Q | SEC ↗ |
| 22 | WEDBUSH SECURITIES INC | 24,070 | $4M | -960 | -3.8% | 3Q | SEC ↗ |
| 23 | Geneos Wealth Management Inc. | 23,767 | $4M | +379 | +1.6% | 42Q | SEC ↗ |
| 24 | ROYAL BANK OF CANADA | 21,047 | $4M | -13,194 | -38.5% | 59Q | SEC ↗ |
| 25 | Cetera Investment Advisers | 18,329 | $3M | +4,269 | +30.4% | 10Q | SEC ↗ |
| 26 | UBS Group AG | 17,382 | $3M | -310 | -1.8% | 47Q | SEC ↗ |
| 27 | WCG Wealth Advisors LLC | 15,242 | $3M | +1,537 | +11.2% | 5Q | SEC ↗ |
| 28 | MGO ONE SEVEN LLC | 14,021 | $3M | +495 | +3.7% | 2Q | SEC ↗ |
| 29 | Private Advisor Group, LLC | 13,730 | $3M | -454 | -3.2% | 33Q | SEC ↗ |
| 30 | Bay Colony Advisory Group, Inc d/b/a B | 13,577 | $3M | -52 | -0.4% | 2Q | SEC ↗ |
| 31 | STIFEL FINANCIAL CORP | 13,569 | $3M | +494 | +3.8% | 25Q | SEC ↗ |
| 32 | J.W. COLE ADVISORS, INC. | 13,534 | $2M | +4,878 | +56.4% | 2Q | SEC ↗ |
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,048 | $2M | -18,588 | -62.7% | 6Q | SEC ↗ |
| 34 | Stonebridge Financial Group, LLC / MO | 10,878 | $2M | +1,476 | +15.7% | 3Q | SEC ↗ |
| 35 | Proactive Wealth Strategies LLC | 10,678 | $2M | +4 | +0.0% | 8Q | SEC ↗ |
| 36 | Stonebridge Financial Planning Group, | 10,378 | $2M | -150 | -1.4% | 27Q | SEC ↗ |
| 37 | Vantus Wealth LLC NEW | 9,828 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 38 | Advyzon Investment Management, LLC | 9,640 | $2M | +1,045 | +12.2% | 4Q | SEC ↗ |
| 39 | 626 Financial, LLC | 9,464 | $2M | — | +0.0% | 19Q | SEC ↗ |
| 40 | Fifth Third Securities, Inc. | 9,273 | $2M | -989 | -9.6% | 9Q | SEC ↗ |
| 41 | Baird Financial Group, Inc. | 8,524 | $2M | -5,386 | -38.7% | 23Q | SEC ↗ |
| 42 | Certified Advisory Corp | 6,704 | $1M | +223 | +3.4% | 5Q | SEC ↗ |
| 43 | Nova Wealth Management, Inc. | 6,503 | $1M | -38 | -0.6% | 7Q | SEC ↗ |
| 44 | WILLNER & HELLER, LLC | 6,502 | $1M | -21 | -0.3% | 11Q | SEC ↗ |
| 45 | MONECO ADVISORS, LLC NEW | 6,139 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 46 | TrueWealth Advisors, LLC | 5,805 | $1M | +1,080 | +22.9% | 2Q | SEC ↗ |
| 47 | Merit Financial Group, LLC | 5,789 | $1M | +2,436 | +72.7% | 2Q | SEC ↗ |
| 48 | IFP Advisors, Inc | 5,302 | $978K | -1,095 | -17.1% | 28Q | SEC ↗ |
| 49 | INDEPENDENT FINANCIAL GROUP, LLC | 4,910 | $905K | -61 | -1.2% | 12Q | SEC ↗ |
| 50 | Apeiron RIA LLC | 4,788 | $883K | -63 | -1.3% | 19Q | SEC ↗ |
Recent Activity
New Positions (18)
| Holder | Shares | Value |
|---|---|---|
| Virtu Financial LLC | 42,443 | $8M |
| Cornerstone Wealth Management, LLC | 31,136 | $6M |
| Vantus Wealth LLC | 9,828 | $2M |
| MONECO ADVISORS, LLC | 6,139 | $1M |
| NOMURA ASSET MANAGEMENT CO LTD | 3,630 | $669K |
| Global Retirement Partners, LLC | 1,986 | $366K |
| Ameritas Advisory Services, LLC | 1,600 | $295K |
| IFG Advisory, LLC | 1,525 | $281K |
| Stratos Wealth Partners, LTD. | 1,393 | $257K |
| Integrated Wealth Concepts LLC | 1,221 | $225K |
| ZACKS INVESTMENT MANAGEMENT | 1,133 | $209K |
| Betterment LLC | 1,028 | $190K |
| Modern Wealth Management, LLC | 1,007 | $186K |
| Institute for Wealth Management, LL | 970 | $179K |
| Private Wealth Asset Management, LL | 410 | $76K |
| Ameritas Investment Partners, Inc. | 204 | $38K |
| JPMORGAN CHASE & CO | 200 | $37K |
| Cape Investment Advisory, Inc. | 72 | $13K |
Sold Out (10)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Keystone Wealth Services, LLC | 53,800 | $10M |
| Private Advisory Group LLC | 5,705 | $1M |
| World Investment Advisors | 1,798 | $332K |
| Ethos Financial Group, LLC | 1,335 | $246K |
| FLAGSHIP HARBOR ADVISORS, LLC | 550 | $101K |
| Sound Income Strategies, LLC | 416 | $77K |
| Garton & Associates Financial Advis | 309 | $57K |
| CITIGROUP INC | 50 | $9K |
| Legacy Wealth Managment, LLC/ID | 46 | $8K |
| Russell Investments Group, Ltd. | 6 | $1K |
Biggest Increases (20)
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -18,588 | -62.7% | 11,048 |
| ROYAL BANK OF CANADA | -13,194 | -38.5% | 21,047 |
| Baird Financial Group, Inc. | -5,386 | -38.7% | 8,524 |
| Plotkin Financial Advisors, LLC | -2,955 | -6.6% | 41,711 |
| Gateway Wealth Partners, LLC | -1,764 | -51.3% | 1,672 |
| IFP Advisors, Inc | -1,095 | -17.1% | 5,302 |
| Fifth Third Securities, Inc. | -989 | -9.6% | 9,273 |
| WEDBUSH SECURITIES INC | -960 | -3.8% | 24,070 |
| TRUIST FINANCIAL CORP | -817 | -1.7% | 48,475 |
| Private Advisor Group, LLC | -454 | -3.2% | 13,730 |
| UBS Group AG | -310 | -1.8% | 17,382 |
| Golden State Wealth Management, LLC | -300 | -5.9% | 4,753 |
| Janney Montgomery Scott LLC | -208 | -10.8% | 1,726 |
| Stonebridge Financial Planning Grou | -150 | -1.4% | 10,378 |
| RPg Family Wealth Advisory, LLC | -78 | -0.3% | 30,273 |
| Apeiron RIA LLC | -63 | -1.3% | 4,788 |
| INDEPENDENT FINANCIAL GROUP, LLC | -61 | -1.2% | 4,910 |
| Bay Colony Advisory Group, Inc d/b/ | -52 | -0.4% | 13,577 |
| Nova Wealth Management, Inc. | -38 | -0.6% | 6,503 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | -28 | -1.7% | 1,585 |