FCA Institutional Ownership
First Trust China AlphaDEX Fund
1W: -1.4%
1M: -7.5%
3M: -6.1%
YTD: -13.7%
1Y: -12.2%
3Y: +46.5%
5Y: +2.5%
$25.50
-0.29 (-1.11%)
Weekly Expected Move ±2.6%
$24
$25
$25
$26
$27
Overview
Chart
Holdings
Changes
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Analysis
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Short Interest
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Institutional Ownership — FCA
35
Institutional Holders
+7 vs prior quarter
0.0%
Ownership
+0.00pp
20M
Total Invested
9
New Positions
5
Increased
19
Reduced
10
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (37 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | OLD MISSION CAPITAL LLC | 315,188 | $8M | +278,535 | +759.9% | 6Q | SEC ↗ |
| 2 | CITADEL ADVISORS LLC | 89,362 | $2M | +82,468 | +1196.2% | 4Q | SEC ↗ |
| 3 | JANE STREET GROUP, LLC | 62,486 | $2M | -36,301 | -36.7% | 2Q | SEC ↗ |
| 4 | Cambridge Investment Research Advisors | 38,923 | $993K | -719 | -1.8% | 31Q | SEC ↗ |
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 34,701 | $885K | -22,849 | -39.7% | 2Q | SEC ↗ |
| 6 | MILLENNIUM MANAGEMENT LLC NEW | 33,973 | $866K | — | +0.0% | 1Q | SEC ↗ |
| 7 | LPL Financial LLC | 29,143 | $743K | -31,878 | -52.2% | 4Q | SEC ↗ |
| 8 | GOLDMAN SACHS GROUP INC NEW | 24,456 | $624K | — | +0.0% | 1Q | SEC ↗ |
| 9 | Avestar Capital, LLC | 22,662 | $578K | +623 | +2.8% | 7Q | SEC ↗ |
| 10 | Genesee Capital Advisors, LLC | 17,827 | $455K | -236 | -1.3% | 3Q | SEC ↗ |
| 11 | FLOW TRADERS U.S. LLC NEW | 12,579 | $321K | — | +0.0% | 1Q | SEC ↗ |
| 12 | JPMORGAN CHASE & CO NEW | 10,500 | $268K | — | +0.0% | 1Q | SEC ↗ |
| 13 | HRT FINANCIAL LP NEW | 9,156 | $233K | — | +0.0% | 1Q | SEC ↗ |
| 14 | Unique Wealth Strategies, LLC | 7,369 | $188K | -20,115 | -73.2% | 5Q | SEC ↗ |
| 15 | Integrated Wealth Concepts LLC NEW | 7,116 | $181K | — | +0.0% | 1Q | SEC ↗ |
| 16 | COMPASS FINANCIAL MANAGEMENT LLC NEW | 1,454 | $37K | — | +0.0% | 1Q | SEC ↗ |
| 17 | UBS Group AG | 1,119 | $29K | -58 | -4.9% | 3Q | SEC ↗ |
| 18 | ROYAL BANK OF CANADA | 600 | $15K | +500 | +500.0% | 4Q | SEC ↗ |
| 19 | SITTNER & NELSON, LLC NEW | 540 | $14K | — | +0.0% | 1Q | SEC ↗ |
| 20 | Transamerica Financial Advisors, LLC | 297 | $8K | -21,403 | -98.6% | 17Q | SEC ↗ |
| 21 | ROTHSCHILD INVESTMENT LLC | 255 | $7K | — | +0.0% | 7Q | SEC ↗ |
| 22 | ASSETMARK, INC | 88 | $2K | — | +0.0% | 3Q | SEC ↗ |
| 23 | OSAIC HOLDINGS, INC. | 75 | $2K | -7,965 | -99.1% | 8Q | SEC ↗ |
| 24 | Global Retirement Partners, LLC NEW | 65 | $2K | — | +0.0% | 1Q | SEC ↗ |
| 25 | MORGAN STANLEY | 4 | $0K | +3 | +300.0% | 4Q | SEC ↗ |
| 26 | &PARTNERS | 0 | $0K | -246,980 | -100.0% | 2Q | SEC ↗ |
| 27 | StoneX Group Inc. | 0 | $0K | -50,473 | -100.0% | 3Q | SEC ↗ |
| 28 | BANK OF MONTREAL /CAN | 0 | $0K | -50,309 | -100.0% | 1Q | SEC ↗ |
| 29 | Kestra Advisory Services, LLC | 0 | $0K | -6,809 | -100.0% | 2Q | SEC ↗ |
| 30 | Darwin Wealth Management, LLC | 0 | $0K | -6 | -100.0% | 1Q | SEC ↗ |
| 31 | TWIN PEAKS WEALTH ADVISORS, LLC | 0 | $0K | -224 | -100.0% | 1Q | SEC ↗ |
| 32 | CIBC WORLD MARKET INC. | 0 | $0K | -18,943 | -100.0% | 1Q | SEC ↗ |
| 33 | Advisory Services Network, LLC | 0 | $0K | -110,818 | -100.0% | 1Q | SEC ↗ |
| 34 | Annis Gardner Whiting Capital Advisors | 0 | $0K | -594 | -100.0% | 1Q | SEC ↗ |
| 35 | FIRST TRUST ADVISORS LP | 0 | $0K | -2,038,422 | -100.0% | 6Q | SEC ↗ |
| 36 | RAYMOND JAMES FINANCIAL INC | 0 | $0K | -36,497 | -100.0% | 6Q | SEC ↗ |
| 37 | Western Wealth Management, LLC | 0 | $0K | -171 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (9)
| Holder | Shares | Value |
|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 33,973 | $866K |
| GOLDMAN SACHS GROUP INC | 24,456 | $624K |
| FLOW TRADERS U.S. LLC | 12,579 | $321K |
| JPMORGAN CHASE & CO | 10,500 | $268K |
| HRT FINANCIAL LP | 9,156 | $233K |
| Integrated Wealth Concepts LLC | 7,116 | $181K |
| COMPASS FINANCIAL MANAGEMENT LLC | 1,454 | $37K |
| SITTNER & NELSON, LLC | 540 | $14K |
| Global Retirement Partners, LLC | 65 | $2K |
Sold Out (12)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| FIRST TRUST ADVISORS LP | 2,038,422 | $52M |
| &PARTNERS | 246,980 | $6M |
| Advisory Services Network, LLC | 110,818 | $3M |
| StoneX Group Inc. | 50,473 | $1M |
| BANK OF MONTREAL /CAN | 50,309 | $1M |
| RAYMOND JAMES FINANCIAL INC | 36,497 | $931K |
| CIBC WORLD MARKET INC. | 18,943 | $483K |
| Kestra Advisory Services, LLC | 6,809 | $174K |
| Annis Gardner Whiting Capital Advis | 594 | $15K |
| TWIN PEAKS WEALTH ADVISORS, LLC | 224 | $6K |
| Western Wealth Management, LLC | 171 | $4K |
| Darwin Wealth Management, LLC | 6 | $0K |
Biggest Increases (5)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| OLD MISSION CAPITAL LLC | +278,535 | +759.9% | 315,188 |
| CITADEL ADVISORS LLC | +82,468 | +1196.2% | 89,362 |
| Avestar Capital, LLC | +623 | +2.8% | 22,662 |
| ROYAL BANK OF CANADA | +500 | +500.0% | 600 |
| MORGAN STANLEY | +3 | +300.0% | 4 |
Biggest Decreases (9)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| JANE STREET GROUP, LLC | -36,301 | -36.7% | 62,486 |
| LPL Financial LLC | -31,878 | -52.2% | 29,143 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -22,849 | -39.7% | 34,701 |
| Transamerica Financial Advisors, LL | -21,403 | -98.6% | 297 |
| Unique Wealth Strategies, LLC | -20,115 | -73.2% | 7,369 |
| OSAIC HOLDINGS, INC. | -7,965 | -99.1% | 75 |
| Cambridge Investment Research Advis | -719 | -1.8% | 38,923 |
| Genesee Capital Advisors, LLC | -236 | -1.3% | 17,827 |
| UBS Group AG | -58 | -4.9% | 1,119 |